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U.S. Public Health Service Task
Force Recommendations for Use--of Antiretroviral Drugs in Pregnant
HIV-1--Infected Women for Maternal Health and Interventions To Reduce
Perinatal HIV-1 Transmission in the United States*
Prepared by
Lynne M. Mofenson, M.D.
Center for Research for Mothers and Children
National Institute of Child Health and Human Development
National Institutes of Health
The material in this report originated in the National
Center for HIV, STD, and TB Prevention, Harold W. Jaffe, M.D., Director;
Division of HIV/AIDS Prevention--Surveillance and Epidemiology, Robert S.
Janssen, M.D., Director.
Summary
These recommendations update the February 4, 2002, guidelines
developed by the Public Health Service for the use of zidovudine (ZDV) to
reduce the risk for perinatal human immunodeficiency virus type 1 (HIV-1)
transmission. This report provides health-care providers with information
for discussion with HIV-1--infected pregnant women to enable such women to
make an informed decision regarding the use of antiretroviral drugs during
pregnancy and use of elective cesarean delivery to reduce perinatal HIV-1
transmission. Various circumstances that commonly occur in clinical practice
are presented, and the factors influencing treatment considerations are
highlighted in this report. The Perinatal HIV Guidelines Working Group
recognizes that strategies to prevent perinatal transmission and concepts
related to management of HIV disease in pregnant women are rapidly evolving
and will continually review new data and provide regular updates to the
guidelines. The most recent information is available from the HIV/AIDS
Treatment Information Service (available at
http://www.hivatis.org).
In February 1994, the results of Pediatric AIDS Clinical Trials Group (PACTG)
Protocol 076 documented that ZDV chemoprophylaxis could reduce perinatal
HIV-1 transmission by nearly 70%. Epidemiologic data have since confirmed
the efficacy of ZDV for reduction of perinatal transmission and have
extended this efficacy to children of women with advanced disease, low CD4+
T-lymphocyte counts, and prior ZDV therapy. Additionally, substantial
advances have been made in the understanding of the pathogenesis of HIV-1
infection and in the treatment and monitoring of persons with HIV-1 disease.
These advances have resulted in changes in standard antiretroviral therapy
for HIV-1--infected adults. More aggressive combination drug regimens that
maximally suppress viral replication are now recommended. Although
considerations associated with pregnancy may affect decisions regarding
timing and choice of therapy, pregnancy is not a reason to defer standard
therapy. Use of antiretroviral drugs in pregnancy requires unique
considerations, including the possible need to alter dosage as a result of
physiologic changes associated with pregnancy, the potential for adverse
short- or long-term effects on the fetus and newborn, and the effectiveness
of the drugs in reducing the risk for perinatal transmission. Data to
address many of these considerations are not yet available. Therefore,
offering antiretroviral therapy to HIV-1--infected women during pregnancy,
whether primarily for HIV-1 infection, for reduction of perinatal
transmission, or for both purposes, should be accompanied by a discussion of
the known and unknown short- and long-term benefits and risks of such
therapy to infected women and their infants. Standard antiretroviral therapy
should be discussed with and offered to HIV-1--infected pregnant women.
Additionally, to prevent perinatal transmission, ZDV chemoprophylaxis should
be incorporated into the antiretroviral regimen.
Introduction
In February 1994, the Pediatric AIDS Clinical Trials Group (PACTG)
Protocol 076 demonstrated that a three-part--regimen of zidovudine (ZDV)
could reduce the risk for mother-to-child human immunodeficiency virus type
1 (HIV-1)--transmission by nearly 70% (1). The regimen includes oral
ZDV initiated at 14--34 weeks' gestation and continued throughout pregnancy,
followed by intravenous ZDV during labor and oral administration of ZDV to
the infant for 6 weeks after delivery (Table 1). In
August 1994, a U.S. Public Health Service (USPHS) task force issued
recommendations for the use of ZDV for reduction of perinatal HIV-1
transmission (2),
and in July 1995, USPHS issued recommendations for universal prenatal HIV-1
counseling and HIV-1 testing with consent for all pregnant women in the
United States (3).
Since the publication of the results of PACTG 076, epidemiologic--studies in
the United States and France have demonstrated dramatic decreases in
perinatal transmission with incorporation of the PACTG 076 ZDV regimen into
general clinical practice (4--9).
Since 1994, advances have been made in the understanding of the
pathogenesis of HIV-1 infection and in the treatment and monitoring of HIV-1
disease. The rapidity and magnitude of viral turnover during all stages of
HIV-1 infection are greater than previously recognized; plasma virions are
estimated to have a mean half-life of only 6 hours (10). Thus,
current therapeutic interventions focus on early initiation of aggressive
combination antiretroviral regimens to maximally suppress viral replication,
preserve immune function, and reduce the development of resistance (11).
New, potent antiretroviral drugs that inhibit the protease enzyme of HIV-1
are now available. When a protease inhibitor is used in combination with
nucleoside analog reverse transcriptase inhibitors, plasma HIV-1 RNA levels
can be reduced for prolonged periods to levels that are undetectable by
current assays. Improved clinical outcome and survival have been observed
among adults receiving such regimens (12,13). Additionally, viral
load can now be more directly quantified through assays that measure HIV-1
RNA copy number; these assays have provided powerful new tools to assess
disease stage, risk for progression, and the--effects of therapy. These
advances have led to substantial changes in the standard of treatment and
monitoring for HIV-1--infected adults in the United States (14).
Advances also have been made in the understanding of the pathogenesis of
perinatal HIV-1 transmission. Most perinatal transmission likely occurs
close to the time of or during childbirth (15). Additional data that
demonstrate the short-term safety of the ZDV regimen are now available as a
result of follow-up of infants and women enrolled in PACTG 076; however,
data from studies of animals concerning the potential for transplacental
carcinogenicity of ZDV affirm the--need for long-term follow-up of children
with antiretroviral exposure in utero (16).
These advances have implications for maternal and fetal health.
Health-care providers considering the use of antiretroviral agents for
HIV-1--infected women during pregnancy must take into account two separate
but related issues: 1) antiretroviral treatment of maternal HIV-1 infection,
and 2) antiretroviral chemoprophylaxis to reduce the risk for perinatal
HIV-1 transmission. The benefits of antiretroviral therapy for a pregnant
woman must be weighed against the risk of adverse events to the woman,
fetus, and newborn. Although ZDV chemoprophylaxis alone has substantially
reduced the risk for perinatal transmission, antiretroviral monotherapy is
now considered suboptimal for treatment of HIV-1 infection, and combination
drug regimens are considered the standard of care for therapy (14).
This report reviews the special considerations regarding use of
antiretroviral drugs for pregnant women, updates the--results of PACTG 076
and related clinical trials and epidemiologic studies, discusses use of
HIV-1 RNA and antiretroviral drug resistance assays during pregnancy,
provides updated recommendations on antiretroviral chemoprophylaxis for
reducing perinatal transmission, and provides recommendations related to use
of elective cesarean delivery as an intervention to reduce perinatal
transmission.
These recommendations have been developed for use in the United States.
Although perinatal HIV-1 transmission occurs worldwide, alternative
strategies may be appropriate in other countries. Policies and practices in
other countries--regarding the use of antiretroviral drugs for reduction of
perinatal HIV-1 transmission may differ from the recommendations in this
report and will depend on local considerations, including availability and
cost of ZDV, access by pregnant women to facilities for safe intravenous
infusions during--labor, and alternative interventions being evaluated in
that area.
Background
Considerations Regarding Use of Antiretroviral Drugs by
HIV-1--infected Pregnant Women and Their Infants
Treatment recommendations for pregnant women infected with HIV-1 have
been based on the belief that therapies of known benefit to women should not
be withheld during pregnancy unless there are known adverse effects on the
mother, fetus, or infant and unless these adverse effects outweigh the
benefit to the woman (17). Combination antiretroviral therapy,
usually consisting of two nucleoside analog reverse transcriptase inhibitors
and a protease inhibitor, is the recommended standard treatment for
HIV-1--infected adults who are not pregnant (14).
Pregnancy should not preclude the use of optimal therapeutic regimens.
However, recommendations regarding the choice of antiretroviral drugs for
treatment of infected pregnant women are subject to unique considerations.
These include possible changes in dosing requirements resulting from
physiologic changes associated with pregnancy, potential--effects of
antiretroviral drugs on the pregnant woman, and the potential short- and
long-term effects of the antiretroviral drug on the fetus and newborn, which
may not be known for certain antiretroviral drugs.
The decision to use any antiretroviral drug during pregnancy should be
made by the woman after discussing with her health-care provider the known
and unknown benefits and risks to her and her fetus.
Physiologic changes that occur during pregnancy may--affect the kinetics
of drug absorption, distribution, biotransformation, and elimination,
thereby also affecting requirements for drug dosing and potentially altering
the susceptibility of the pregnant woman to drug toxicity. During
pregnancy,--gastrointestinal transit time becomes prolonged; body water and
fat increase throughout gestation and are accompanied by increases in
cardiac output, ventilation, and liver and renal blood flow; plasma protein
concentrations decrease; renal--sodium reabsorption increases; and changes
occur in metabolic enzyme pathways in the liver. Placental transport of
drugs, compartmentalization of drugs in the embryo/fetus and placenta,
biotransformation of drugs by the fetus and placenta, and elimination of
drugs by the fetus also can affect drug pharmacokinetics in the pregnant
woman. Additional considerations regarding drug use in pregnancy are the
effects of the drug on the fetus and newborn, including the potential for
teratogenicity, mutagenicity, or carcinogenicity, and the pharmacokinetics
and toxicity of transplacentally transferred drugs.
The potential harm to the fetus from maternal ingestion of a specific
drug depends not only on the drug itself, but on the dose ingested, the
gestational age of the fetus at exposure, the duration of exposure, the
interaction with other agents to which the fetus is exposed, and, to an
unknown extent, the genetic makeup of the mother and fetus.
Information regarding the safety of drugs in pregnancy is--derived from
animal toxicity data, anecdotal experience,--registry data, and clinical
trials. Data are limited for antiretroviral drugs, particularly when used in
combination therapy. Drug choice should be individualized and must be based
on discussion with the woman and available data from preclinical and
clinical testing of the individual drugs.
Preclinical data include results of in vitro and animal--in vivo
screening tests for carcinogenicity, clastogenicity/ mutagenicity, and
reproductive and teratogenic effects. However, the predictive value of such
tests for adverse effects in humans is unknown. For example, of
approximately 1,200 known animal teratogens, only about 30 are known to be
teratogenic in humans (18). In addition to antiretroviral agents,
certain drugs commonly used to treat HIV-1--related illnesses demonstrate
positive findings on one or more of these screening tests. For example,
acyclovir is positive in some in vitro carcinogenicity and clastogenicity
assays and is associated with fetal abnormalities in rats; however, data
collected on the--basis of human experience from the Acyclovir in Pregnancy
Registry have indicated no increased risk for birth defects in infants with
in utero exposure to acyclovir (19).
Limited data exist regarding placental passage and long-term animal
carcinogenicity for the FDA-approved antiretroviral drugs (Table
2) (20).
Combination Antiretroviral Therapy and Pregnancy Outcome
Data are conflicting as to whether receipt of combination antiretroviral
therapy during pregnancy is associated with--adverse pregnancy outcomes such
as preterm delivery. A retrospective Swiss report evaluated the pregnancy
outcome of 37 HIV-1--infected pregnant women treated with combination
therapy; all received two reverse transcriptase inhibitors and 16 received
one or two protease inhibitors (21). Almost 80% of women experienced
one or more typical adverse--effects of the drugs, such as anemia,
nausea/vomiting,--aminotransferase elevation, or hyperglycemia. A
possible--association of combination antiretroviral therapy with preterm
births was noted; 10 of 30 babies were born prematurely. The preterm birth
rate did not differ between women receiving combination therapy with or
without protease inhibitors. The contribution of maternal HIV-1 disease
stage and other covariates that might be associated with a risk for
prematurity was not assessed.
The European Collaborative Study and the Swiss Mother + Child HIV-1
Cohort Study investigated the effects of combination retroviral therapy in a
population of 3,920 mother--child pairs. Adjusting for CD4+
T-lymphocyte count (CD4+ count) and intravenous drug use, they
found a 2.6-fold (95% confidence interval [CI] = 1.4--4.8) increased odds of
preterm--delivery for infants exposed to combination therapy with or without
protease inhibitors compared with no treatment; women receiving combination
therapy that had been initiated before their pregnancy were twice as likely
to deliver--prematurely as those starting therapy during the third trimester
(22). However, combination therapy was received by only 323 (8%)
women studied. Exposure to monotherapy was not associated with prematurity.
In contrast, in an observational study of pregnant women with HIV-1
infection in the United States (PACTG 367) in which 1,150 (78%) of 1,472
women received combination therapy, no association was found between receipt
of combination therapy and preterm birth (23). The highest rate of
preterm delivery was among women who had not received any antiretroviral
therapy, which is consistent with several other reports demonstrating
elevated preterm birth rates among--untreated women with HIV-1 infection (24--26).
In a French open-label study of 445 HIV-1--infected women receiving ZDV who
had lamivudine (3TC) added to their therapy at 32 weeks' gestation, the rate
of preterm delivery was 6%, similar to the 9% rate in a historical control
group of women receiving only ZDV (27). Additionally, in a large
meta-analysis of seven clinical studies that included 2,123 HIV-infected
pregnant women who delivered infants during 1990--1998 and had received
antenatal antiretroviral therapy and 1,143 women who did not receive
antenatal antiretroviral therapy, use of multiple antiretroviral drugs as
compared with no treatment or treatment with one drug was not associated
with increased rates of preterm labor, low birth weight, low Apgar scores,
or--stillbirth (28).
Until more information is known, HIV-1--infected pregnant women who are
receiving combination therapy for their HIV-1 infection should continue
their provider-recommended--regimen. They should receive careful, regular
monitoring for pregnancy complications and for potential toxicities.
Protease Inhibitor Therapy and Hyperglycemia
Hyperglycemia, new-onset diabetes mellitus, exacerbation of existing
diabetes mellitus, and diabetic ketoacidosis have been reported with receipt
of protease inhibitor antiretroviral drugs by HIV-1--infected patients (29--32).
In addition, pregnancy is itself a risk factor for hyperglycemia; it is
unknown--if the use of protease inhibitors will increase the risk
for--pregnancy-associated hyperglycemia. Clinicians caring for
HIV-1--infected pregnant women who are receiving protease inhibitor therapy
should be aware of the risk of this complication and closely monitor glucose
levels. Symptoms of hyper-glycemia should be discussed with pregnant women
who are receiving protease inhibitors.
Mitochondrial Toxicity and Nucleoside Analog Drugs
Nucleoside analog drugs are known to induce mitochondrial dysfunction
because the drugs have varying affinity for mitochondrial gamma DNA
polymerase. This affinity can interfere with mitochondrial replication,
resulting in mitochondrial DNA depletion and dysfunction (33). The
relative potency of the nucleosides in inhibiting mitochondrial gamma DNA
polymerase in vitro is highest for zalcitabine (ddC), followed by didanosine
(ddI), stavudine (d4T), 3TC, ZDV and abacavir (ABC) (34). Toxicity
related to mitochondrial dysfunction has been reported to occur in infected
patients--receiving long-term treatment with nucleoside analogs and
generally has resolved with discontinuation of the drug or drugs; a possible
genetic susceptibility to these toxicities has been suggested (33).
These toxicities may be of particular concern for pregnant women and infants
with in utero exposure to nucleoside analog drugs.
During Pregnancy
Clinical disorders linked to mitochondrial toxicity include neuropathy,
myopathy, cardiomyopathy, pancreatitis, hepatic steatosis, and lactic
acidosis. Among these disorders, symptomatic lactic acidosis and hepatic
steatosis may have a female preponderance (35). These syndromes have
similarities to rare but life-threatening syndromes that occur during
pregnancy, most often during the third trimester: acute fatty liver, and the
combination of hemolysis, elevated liver enzymes and low platelets (the
HELLP syndrome). Several investigators have correlated these
pregnancy-related disorders with a recessively inherited mitochondrial
abnormality in the fetus/infant that results in an inability to oxidize
fatty acids (36--38). Since the mother would be a heterozygotic
carrier of the abnormal gene, the risk for liver toxicity might be increased
during pregnancy because the mother would be unable to properly oxidize both
maternal and accumulating fetal fatty acids (39). Additionally,
animal studies have demonstrated that in late gestation, pregnant mice have
significant reductions (25%--50%) in--mitochondrial fatty acid oxidation and
that exogeneously--administered estradiol and progesterone can reproduce
these effects (40,41); whether this can be translated to humans is
unknown. However, these data suggest that a disorder of--mitochondrial fatty
acid oxidation in the mother or her fetus during late pregnancy may play a
role in the development of acute fatty liver of pregnancy and HELLP syndrome
and possibly contribute to susceptibility to antiretroviral-associated
mitochondrial toxicity.
Lactic acidosis with microvacuolar hepatic steatosis is a toxicity
related to nucleoside analog drugs that is thought to be related to
mitochondrial toxicity; it has been reported to--occur in infected persons
treated with nucleoside analog drugs for long periods (>6 months).
Initially, most cases were associated with ZDV, but later other nucleoside
analog drugs, particularly d4T, have been associated with the syndrome. In a
report from the FDA Spontaneous Adverse Event Program of 106 patients with
this syndrome (60 receiving combination and 46 receiving single nucleoside
analog therapy), typical initial symptoms included 1 to 6 weeks of nausea,
vomiting, abdominal pain, dyspnea, and weakness (35). Metabolic
acidosis with elevated serum lactate and elevated hepatic enzymes was
common. Patients described in that report were predominantly female and
overweight. The incidence of this syndrome may be increasing, possibly as a
result of increased use of combination nucleoside analog therapy or
increased recognition of the syndrome. In a cohort of infected patients
receiving nucleoside analog therapy followed at Johns Hopkins University
during 1989--1994, the incidence of the hepatic steatosis syndrome was 0.13%
per year (42). However, in a report from a cohort of 964
HIV-1--infected persons followed in France--for 2 years during 1997--1999,
the incidence of symptomatic hyperlactatemia was 0.8% per year for all
patients and 1.2% for patients receiving a regimen including d4T (43).
The frequency of this syndrome in pregnant HIV-1--infected women
receiving nucleoside analog treatment is unknown. In 1999, Italian
researchers reported a case of severe lactic acidosis in an infected
pregnant woman who was receiving d4T-3TC at the time of conception and
throughout pregnancy and who experienced symptoms and fetal death at 38
weeks' gestation (44). Bristol-Myers Squibb has reported
three--maternal deaths due to lactic acidosis, two with and one without
accompanying pancreatitis, among women who were--either pregnant or
postpartum and whose antepartum therapy during pregnancy included d4T and
ddI in combination with other antiretroviral agents (either a protease
inhibitor or nevirapine) (45). All women were receiving treatment
with these agents at the time of conception and continued for the duration
of pregnancy; all presented late in gestation with symptomatic disease that
progressed to death in the immediate postpartum period. Two cases were also
associated with fetal death.
It is unclear if pregnancy augments the incidence of the--lactic
acidosis/hepatic steatosis syndrome that has been--reported for nonpregnant
persons receiving nucleoside--analog treatment. However, because pregnancy
itself can--mimic some of the early symptoms of the lactic acidosis/ hepatic
steatosis syndrome or be associated with other disorders of liver
metabolism, these cases emphasize the need for physicians caring for
HIV-1--infected pregnant women receiving nucleoside analog drugs to be alert
for early signs of this syndrome. Pregnant women receiving nucleoside analog
drugs should have hepatic enzymes and electrolytes assessed more frequently
during the last trimester of pregnancy, and any new symptoms should be
evaluated thoroughly. Additionally,--because of the reports of several cases
of maternal mortality secondary to lactic acidosis with prolonged use of the
combination of d4T and ddI by HIV-1--infected pregnant women, clinicians
should prescribe this antiretroviral combination during pregnancy with
caution and generally only when other nucleoside analog drug combinations
have failed or have caused unacceptable toxicity or side effects.
In Utero Exposure
A study conducted in France reported that in a cohort of 1,754 uninfected
infants born to HIV-1--infected women who received antiretroviral drugs
during pregnancy, eight infants with in utero or neonatal exposure to either
ZDV-3TC (four infants) or ZDV alone (four infants) developed indications of
mitochondrial dysfunction after the first few months of life (46).
Two of these infants (both of whom had been exposed to ZDV-3TC) contracted
severe neurologic disease and died, three had mild to moderate symptoms, and
three had no symptoms but had transient laboratory abnormalities. An
association between these findings and in utero exposure to antiretroviral
drugs has not been definitively established.
In infants followed through age 18 months in PACTG 076, the occurrence of
neurologic events was rare; seizures occurred in one child exposed to ZDV
and two exposed to placebo, and one child in each group had reported
spasticity. Mortality at 18 months was 1.4% among infants given ZDV compared
with 3.5% among those given placebo (47). The Perinatal Safety Review
Working Group performed a retrospective--review of deaths occurring among
children born to HIV-1--infected women and followed during 1986--1999 in
five large prospective U.S. perinatal cohorts. No deaths similar to those
reported from France or with clinical findings attributable to mitochondrial
dysfunction were identified in a database of >16,000 uninfected children
born to HIV-1--infected women with and without antiretroviral drug exposure
(48). However, most of the infants with antiretroviral exposure had
been--exposed to ZDV alone and only a relatively small proportion
(approximately 6%) had been exposed to ZDV-3TC. In an African perinatal
trial (PETRA) that compared three regimens of ZDV-3TC (during pregnancy
starting at 36 weeks' gestation, during labor, and through 1 week
postpartum; during labor and postpartum; and during labor only) with placebo
for prevention of transmission, data have been reviewed relating to
neurologic adverse events among 1,798 children who participated. No
increased risk of neurologic events was--observed among children treated
with ZDV-3TC compared with placebo, regardless of the intensity of treatment
(49). Finally, in a study of 382 uninfected infants born to
HIV-1--infected women, echocardiograms were prospectively performed every 4
to 6 months during the first 5 years of life; 9% of infants had been exposed
to ZDV prenatally (50). No--significant differences in ventricular
function were observed between infants exposed and not exposed to ZDV.
Even if the association of mitochondrial dysfunction and in utero
antiretroviral exposures is demonstrated, the development of severe or fatal
mitochondrial disease in these infants appears to be extremely rare and
should be compared against the clear benefit of ZDV in reducing transmission
of a fatal infection by nearly 70% (51). These results emphasize the
importance of the existing Public Health Service recommendation for
long-term follow-up for any child with in utero exposure to antiretroviral
drugs.
Antiretroviral Pregnancy Registry
Health-care providers who are treating HIV-1--infected pregnant women and
their newborns are strongly advised to--report instances of prenatal
exposure to antiretroviral drugs (either alone or in combination) to the
Antiretroviral Pregnancy Registry. This registry is an epidemiologic project
to collect observational, nonexperimental data regarding antiretroviral
exposure during pregnancy for the purpose of assessing the potential
teratogenicity of these drugs. Registry data will be used to supplement
animal toxicology studies and assist clinicians in weighing the potential
risks and benefits of treatment for individual patients. The Antiretroviral
Pregnancy Registry is a collaborative project of pharmaceutical
manufacturers with an advisory committee of obstetric and pediatric
practitioners. The registry does not use patient names, and registry staff
obtain birth outcome follow-up information from the reporting physician.
Referrals should be directed to
Antiretroviral Pregnancy Registry
Research Park
1011 Ashes Drive
Wilmington, NC 28405
Telephone: 800-258-4263
Fax: 800-800-1052
Available at http://www.apregistry.com
Update on PACTG 076 Results and Other Studies Relevant to ZDV
Chemoprophylaxis for Perinatal HIV-1 Transmission
In 1996, final results were reported for all 419 infants--enrolled in
PACTG 076. The results concur with those initially reported in 1994; the
Kaplan-Meier estimated HIV-1 transmission rate for infants who received
placebo was 22.6%, compared with 7.6% for those who received ZDV, a 66%
reduction in risk for transmission (52).
The mechanism by which ZDV reduced transmission in PACTG 076 participants
has not been fully defined. The--effect of ZDV on maternal HIV-1 RNA does
not fully--account for the observed efficacy of ZDV in reducing
transmission. Preexposure prophylaxis of the fetus or infant may offer
substantial protection. If so, transplacental passage of antiretroviral
drugs would be crucial for prevention of transmission. Additionally, in
placental perfusion studies, ZDV has been metabolized into the active
triphosphate within the placenta (53,54), which could provide
additional protection against in utero transmission. This phenomenon may be
unique to ZDV because metabolism to the active triphosphate form within the
placenta has not been observed in the other nucleoside analogs that have
been evaluated (i.e., ddI and ddC) (55,56).
In PACTG 076, similar rates of congenital abnormalities occurred among
infants with and without in utero ZDV--exposure. Data from the
Antiretroviral Pregnancy Registry also have demonstrated no increased risk
for congenital abnormalities among infants born to women who receive ZDV
antenatally compared with the general population (57). Among
uninfected infants from PACTG 076 followed from birth to a median age of 4.2
years (range 3.2--5.6 years), no differences were noted in growth,
neurodevelopment, or immunologic status between infants born to mothers who
received ZDV compared with those born to mothers who received placebo (58).
No malignancies have been observed in short-term (i.e., up to age 6 years)
follow-up of >727 infants from PACTG 076 or from a prospective cohort study
involving infants with in utero ZDV exposure (59). However, follow-up
is too limited to provide a definitive assessment of carcinogenic risk with
human exposure. Long-term monitoring continues to be recommended for all
infants who have received in utero ZDV exposure or in utero exposure to any
of the antiretroviral drugs.
The efficacy of ZDV chemoprophylaxis for reducing HIV-1 transmission
among populations of infected women with characteristics unlike those of the
PACTG 076 population has been evaluated in another perinatal protocol (PACTG
185) and in prospective cohort studies. PACTG 185 enrolled pregnant women
with advanced HIV-1 disease and low CD4+ counts who were
receiving antiretroviral therapy; 24% had received ZDV before the current
pregnancy (60). All women and infants received the three-part ZDV
regimen combined with either infusions of hyperimmune HIV-1 immunoglobulin (HIVIG)
containing high levels of antibodies to HIV-1 or standard intravenous
immunoglobulin (IVIG) without HIV-1 antibodies. Because advanced maternal
HIV-1 disease has been associated with increased risk for perinatal
transmission, the transmission rate in the control group was hypothesized to
be 11%--15% despite the administration of ZDV. At the first interim
analysis, the transmission rate for the combined group was only 4.8% and did
not substantially differ by whether the women received HIVIG or IVIG or by
duration of ZDV use (60). The results of this trial confirm the
efficacy of ZDV observed in PACTG 076 and extend this efficacy to women with
advanced disease, low CD4+ count, and prior ZDV therapy. Rates of
perinatal transmission have been documented to be as low as 3%--4% among
women with HIV-1 infection who receive all three components of the ZDV
regimen,--including women with advanced HIV-1 disease (6,60).
At least two studies suggest that antenatal use of combination
antiretroviral regimens might further reduce transmission. In an open-label,
nonrandomized study of 445 women with HIV-1 infection in France, 3TC was
added at 32 weeks' gestation to standard ZDV prophylaxis; 3TC was also given
to the infant for 6 weeks in addition to ZDV (27). The transmission
rate in the ZDV-3TC group was 1.6% (95% CI = 0.7%--3.3%); in comparison, the
transmission rate in a historical control group of women receiving only ZDV
was 6.8% (95% CI = 5.1%--8.7%). In a longitudinal epidemiologic study
conducted in the United States since 1990, transmission was observed in 20%
of women with HIV-1 infection who--received no antiretroviral treatment
during pregnancy, 10.4% who received ZDV alone, 3.8% who received
combination therapy without protease inhibitors, and 1.2% who received
combination therapy with protease inhibitors (61).
International Antiretroviral Prophylaxis Clinical Trials
In a trial evaluating short-course antenatal/intrapartum ZDV prophylaxis
and perinatal transmission among non-breastfeeding women in Thailand,
administration of ZDV 300 mg twice daily for 4 weeks antenatally and 300 mg
every 3 hours orally during labor was shown to reduce perinatal transmission
by approximately 50% compared with placebo (62). The transmission
rate was 19% in the placebo group versus 9% in the ZDV group. A second,
four-arm factorial design trial in Thailand compared administration of ZDV
antenatally starting at 28 or 36 weeks' gestation, orally intrapartum, and
to the neonate for 3 days or 6 weeks. At an interim analysis, the
transmission rate in the arm receiving ZDV antenatally starting at 36 weeks
and postnatally for 3 days to the infant was 10%, which was significantly
higher than for the long--long arm (antenatal starting at 28 weeks and
infant administration for 6 weeks) (63). The transmission rate in the
short--short arm of this study was similar to the 9% observed with short
antenatal/intrapartum ZDV in the first Thai study. The rate of in utero
transmission was higher among women in the short antenatal arms compared
with those receiving longer antenatal therapy, suggesting that longer
treatment of the infant cannot substitute for longer treatment of the
mother.
A third trial in Africa (PETRA trial) among breastfeeding HIV-1--infected
women has shown that a combination regimen of ZDV and 3TC administered
starting at 36 weeks' gestation, orally intrapartum, and for 1 week
postpartum to the woman and infant reduced transmission at age 6 weeks by
approximately 50% compared with placebo (64). The transmission rate
at age 6 weeks was 15% in the placebo group versus 6% with the three-part
ZDV-3TC regimen. This efficacy is similar to the efficacy observed in the
Thailand study of antepartum/intrapartum short-course ZDV in
non-breastfeeding women (62).
Investigators have identified two possible intrapartum/ postpartum
regimens (either ZDV-3TC or nevirapine) that could provide an effective
intrapartum/postpartum intervention for women for whom the diagnosis of
HIV-1 is not made until near to or during labor. The PETRA African ZDV-3TC
trial among breastfeeding HIV-1--infected women also--demonstrated that an
intrapartum/postpartum regimen, started during labor and continued for 1
week postpartum in the woman and infant, reduced transmission at age 6 weeks
from 15% in the placebo group to 9% in the group receiving the two-part
ZDV-3TC regimen, a reduction of 40% (64). In this trial, oral ZDV-3TC
administered solely during--the intrapartum period was not effective in
lowering--transmission. Another study in Uganda (HIVNET 012), again in a
breastfeeding population, demonstrated that a single--200-mg oral dose of
nevirapine given to the mother at onset of labor combined with a single
2-mg/kg oral dose given to her infant at age 48--72 hours reduced
transmission by nearly 50% compared with a very short regimen of ZDV given
orally during labor and to the infant for 1 week (65). Transmission
at age 6 weeks was 12% in the nevirapine group compared with 21% in the ZDV
group. A subsequent trial in South Africa demonstrated similar transmission
rates with a modified HIVNET 012 nevirapine regimen (nevirapine given to the
woman as a single dose during labor with a second dose at 48 hours
postpartum, and a single dose to the infant at age--48 hours) compared with
the PETRA regimen of oral ZDV-3TC during labor and for 1 week after delivery
to the mother and infant (66). Transmission rates at age 8 weeks were
13.3% in the nevirapine arm and 10.9% in the ZDV-3TC arm.
Two clinical trials have suggested that the addition of the HIVNET 012
single-dose nevirapine regimen to short-course ZDV may provide increased
efficacy in reducing perinatal transmission. A study of nonbreastfeeding
women in--Thailand compared a short-course ZDV regimen (starting at 28
weeks' gestation, given orally intrapartum, and for 1 week to the infant)
with two combination regimens: short-course ZDV plus single-dose intrapartum/neonatal
nevirapine, and short-course ZDV plus intrapartum maternal nevirapine only.
In the short-course ZDV-only arm, enrollment was discontinued by the Data
and Safety Monitoring Board at the first--interim analysis because
transmission was significantly higher among those receiving ZDV alone
compared with those--receiving the intrapartum/neonatal nevirapine
combination regimen (67). The study is continuing to enroll to allow
comparison of the two combination arms. A second open-label study in Cote
d'Ivoire reported a 7.1% transmission rate at age 4 weeks with
administration of short-course ZDV (starting at 36 weeks, given orally
intrapartum, and for 1 week to the infant) combined with single-dose
intrapartum/neonatal nevirapine. This was lower than for a nonconcurrent
historical control group receiving ZDV alone (68).
In contrast to these studies, which evaluated combining single-dose
nevirapine with short-course ZDV, a study in the United States, Europe,
Brazil, and the Bahamas (PACTG 316) evaluated whether the addition of the
HIVNET 012 single-dose nevirapine regimen to standard antiretroviral therapy
(at minimum the 3-part full ZDV regimen) would provide additional benefits
in lowering transmission. In this study, 1,506 pregnant women with HIV-1
infection who were receiving antiretroviral therapy (77% were receiving
combination antiretroviral regimens) were randomized to receive a single
dose of nevirapine or nevirapine placebo at onset of labor, and their
infants received a single dose (according to the maternal randomization) at
age 48 hours. Transmission was not significantly different between groups,
occurring in 1.6% of women in the placebo group and 1.4% among women in the
nevirapine group (69).
Certain data indicate that postexposure antiretroviral prophylaxis of
infants whose mothers did not receive antepartum or intrapartum
antiretroviral drugs might provide some protection against transmission.
Although data from some epidemiologic studies do not support efficacy of
postnatal ZDV alone, other data demonstrate efficacy if ZDV is started
rapidly following birth (6,70,71). In a study from North--Carolina,
the rate of infection among HIV-1--exposed infants who received only
postpartum ZDV chemoprophylaxis was similar to that observed among infants
who received no ZDV chemoprophylaxis (6). However, another
epidemiologic study from New York State determined that administration of
ZDV to the neonate for 6 weeks was associated with a significant--reduction
in transmission if the drug was initiated within 24 hours of birth (the
majority of infants started within 12 hours) (70,71). Consistent with
a possible preventive effect of rapid postexposure prophylaxis, a
retrospective case-control study of health-care workers from the United
States, France, and the United Kingdom who had nosocomial exposure
to--HIV-1--infected blood determined that postexposure use of ZDV was
associated with reduced odds of contracting HIV-1--(adjusted odds ratio =
0.2; 95% CI = 0.1--0.6) (72).
Several ongoing clinical trials are attempting to determine the optimal
postexposure antiretroviral prophylaxis regimen for--infants.
Perinatal HIV-1 Transmission and Maternal HIV-1 RNA Copy Number
The correlation of HIV-1 RNA levels with risk for disease progression in
nonpregnant infected adults suggests that HIV-1 RNA should be monitored
during pregnancy at least as often as recommended for persons who are not
pregnant (i.e., every 3 to 4 months or approximately once each trimester).
In addition, HIV-1 RNA levels should be evaluated at 34--36 weeks of
gestation to allow discussion of options for mode of delivery based on HIV-1
RNA results and clinical circumstances. Although no data indicate that
pregnancy accelerates HIV-1 disease progression, longitudinal measurements
of HIV-1 RNA levels during and after pregnancy have been evaluated in only a
limited number of prospective cohort studies. In one cohort of 198
HIV-1--infected women, plasma HIV-1 RNA levels were higher at 6 months
postpartum than during pregnancy in many women; this increase was observed
in women regardless of ZDV use during and after pregnancy (73).
Initial data regarding the correlation of viral load with risk for
perinatal transmission were conflicting, with some studies suggesting an
absolute correlation between HIV-1 RNA copy number and risk of transmission
(74). However, although higher HIV-1 RNA levels have been observed
among women who transmitted HIV-1 to their infants, overlap in HIV-1 RNA
copy number has been observed in women who transmitted and those who did not
transmit the virus. Transmission has been observed across the entire range
of HIV-1 RNA levels (including in women with HIV-1 RNA copy number below the
limit of detection of the assay), and the predictive value of RNA copy
number for transmission in an individual woman has been relatively poor (73,75,76).
In PACTG 076, antenatal maternal HIV-1 RNA copy number was associated with
HIV-1 transmission in women receiving placebo. In women receiving ZDV, the
relationship was markedly attenuated and no longer statistically significant
(52). An HIV-1 RNA threshold below which there was no risk for
transmission was not identified; ZDV was effective in reducing transmission
regardless of maternal HIV-1 RNA copy number (52,77).
More recent data from larger numbers of ZDV-treated--infected pregnant
women indicate that HIV-1 RNA levels correlate with risk of transmission
even among women treated with antiretroviral agents (62,78--80).
Although the risk for perinatal transmission in women with HIV-1 RNA below
the level of assay quantitation appears to be extremely low, transmission
from mother to infant has been reported among women with all levels of
maternal HIV-1 RNA. Additionally, although HIV-1 RNA may be an important
risk factor for transmission, other factors also appear to play a role (80--82).
Although there is a general correlation between viral load in plasma and
in the genital tract, discordance has also been--reported, particularly
between HIV-1 proviral load in blood and genital secretions (83--86).
If exposure to HIV-1 in the maternal genital tract during delivery is a risk
factor for perinatal transmission, plasma HIV-1 RNA levels might not--always
be an accurate indicator of risk. Long-term changes in one compartment (such
as can occur with antiretroviral treatment) may or may not be associated
with comparable changes in other body compartments. Further studies are
needed to determine the effect of antiretroviral drugs on genital tract
viral load and the association of such effects on the risk of perinatal
HIV-1 transmission. In the short-course ZDV trial in Thailand, plasma and
cervicovaginal HIV-1 RNA levels were reduced by ZDV treatment, and each
independently correlated with perinatal transmission (87). The full
ZDV chemoprophylaxis regimen, alone or in combination with other
antiretroviral agents, including intravenous ZDV during delivery and the
administration of ZDV to the infant for the first 6 weeks of life, should be
discussed with and offered to all infected pregnant women regardless of
their HIV-1 RNA level.
Results of epidemiologic and clinical trials suggest that women receiving
highly active antiretroviral regimens that--effectively reduce HIV-1 RNA to
<1,000 copies/mL or undetectable levels have very low rates of perinatal
transmission (27,61,69,88). However, since transmission can occur
even at low or undetectable HIV-1 RNA copy numbers, RNA levels should not be
a determining factor when deciding whether to use ZDV for chemoprophylaxis.
Additionally, the efficacy of ZDV is not solely related to lowering viral
load. In one study of 44 HIV-1--infected pregnant women, ZDV was effective
in reducing transmission despite minimal effect on HIV-1 RNA levels (89).
These results are similar to those observed in PACTG 076 (52).
Antiretroviral prophylaxis reduces transmission even among women with HIV-1
RNA levels <1,000 copies/mL (90). Therefore, at a minimum, ZDV
prophylaxis should be given even to women who have a very low
or--undetectable plasma viral load.
Preconception Counseling and
Care for HIV-1--Infected Women of Childbearing Age
Many women infected with HIV-1 (nearly 60% in some centers) enter
pregnancy with a known diagnosis, and nearly half of these women enter the
first trimester of pregnancy--receiving treatment with single or multiagent
antiretroviral therapy (91). Additionally, as many as 40% of women
who have begun antiretroviral therapy before their pregnancy might--require
adjustment of their therapeutic regimen during their pregnancy course.
The American College of Obstetrics and Gynecology advocates extending to
all women of childbearing age the opportunity to receive preconception
counseling as a component of routine primary medical care. It is recognized
that >40% of pregnancies may be unintended and that the diagnosis of
pregnancy most frequently occurs late in the first trimester when
organogenesis is nearly completed. Preconception care can identify risk
factors for adverse maternal or fetal outcome (e.g., age, diabetes,
hypertension), provide education and counseling targeted to the patient's
individual needs, and treat or stabilize medical conditions before
conception to optimize maternal and fetal outcomes (92).
For women with HIV-1 infection, preconception care must also focus on
maternal infection status, viral load, immune status, and therapeutic
regimen as well as education regarding perinatal transmission risks and
prevention strategies,-- expectations for the child's future, and, where
desired, effective contraception until the optimal maternal health status
for pregnancy is achieved.
The following components of preconception counseling are recommended for
HIV-1--infected women:
- selection of effective and appropriate contraceptive methods to reduce
the likelihood of unintended pregnancy;
- education and counseling about perinatal transmission risks,
strategies to reduce those risks, and potential effects of HIV-1 or
treatment on pregnancy course and outcomes;
- initiation or modification of antiretroviral therapy:
--- avoid agents with potential reproductive toxicity for the developing
fetus (e.g., efavirenz, hydroxyurea) (20),
--- choose agents effective in reducing the risk of perinatal HIV-1
transmission,
--- attain a stable, maximally suppressed maternal viral load,
--- evaluate and control for therapy-associated side effects that may
adversely affect maternal/fetal health outcomes (e.g., hyperglycemia,
anemia, hepatic toxicity),
- evaluation and appropriate prophylaxis for opportunistic infections
and administration of medical immunizations (e.g., influenza,
pneumococcal, or hepatitis B vaccines) as indicated;
- optimization of maternal nutritional status;
- institution of the standard measures for preconception evaluation and
management (e.g., assessment of reproductive and familial genetic history,
screening for infectious diseases/sexually transmitted diseases, and
initiation of folic acid supplementation);
- screening for maternal psychological and substance abuse disorders;
and
- planning for perinatal consultation if desired or indicated.
HIV-1--infected women of childbearing potential receive primary
health-care services in various clinical settings, e.g., family planning,
family medicine, internal medicine, obstetrics/ gynecology. It is imperative
that primary health-care providers consider the fundamental principles of
preconception counseling an integral component of comprehensive primary
health care for improving maternal/child health outcomes.
General Principles Regarding the
Use of Antiretroviral Agents in Pregnancy
Medical care of the HIV-1--infected pregnant woman--requires coordination
and communication between the HIV specialist caring for the woman when she
is not pregnant and her obstetrician. Decisions regarding use of
antiretroviral drugs during pregnancy should be made by the woman after
discussion with her health-care provider about the known and--unknown
benefits and risks of therapy. Initial evaluation of an infected pregnant
woman should include an assessment of HIV-1 disease status and
recommendations regarding antiretroviral treatment or alteration of her
current anti-retroviral regimen.
This assessment should include the following:
- evaluation of the degree of existing immunodeficiency--determined by
CD4+ count;
- risk for disease progression as determined by the level of plasma RNA;
- history of prior or current antiretroviral therapy;
- gestational age; and
- supportive care needs.
Decisions regarding initiation of therapy should be the same for women
who are not currently receiving antiretroviral therapy and for women who are
not pregnant, with the additional consideration of the potential impact of
such therapy on the fetus and infant (14).
Similarly, for women currently receiving antiretroviral therapy, decisions
regarding alterations in therapy should involve the same considerations as
those used for women who are not pregnant. The three-part ZDV
chemoprophylaxis regimen, alone or in combination with other antiretroviral
agents, should be discussed with and--offered to all infected pregnant women
to reduce the risk for perinatal HIV-1 transmission.
Decisions regarding the use and choice of antiretroviral drugs during
pregnancy are complex; several competing factors--influencing risk and
benefit must be weighed. Discussion--regarding the use of antiretroviral
drugs during pregnancy should include the following:
- what is known and not known about the effects of such drugs on the
fetus and newborn, including lack of long-term outcome data on the use of
any of the available antiretroviral drugs during pregnancy;
- what treatment is recommended for the health of the HIV-1--infected
woman; and
- the efficacy of ZDV for reduction of perinatal HIV-1--transmission.
Results from preclinical and animal studies and available clinical
information about use of the various antiretroviral agents during pregnancy
also should be discussed (20). The hypothetical risks of these drugs
during pregnancy should be placed in perspective with the proven benefit of
antiretroviral therapy for the health of the infected woman and the benefit
of ZDV chemoprophylaxis for reducing the risk for HIV-1 transmission to her
infant.
Discussion of treatment options should be noncoercive, and the final
decision regarding use of antiretroviral drugs is the responsibility of the
woman. Decisions regarding use and choice of antiretroviral drugs for
persons who are not pregnant are becoming increasingly complicated as the
standard of care moves toward simultaneous use of multiple antiretroviral
drugs to suppress viral replication below detectable limits. These decisions
are further complicated in pregnancy because the long-term consequences for
the infant who has been exposed to antiretroviral drugs in utero are
unknown. A woman's decision to refuse treatment with ZDV or other drugs
should not result in punitive action or denial of care. Further, use of ZDV
alone should not be denied to a woman who wishes to minimize exposure of the
fetus to other antiretroviral drugs and therefore, after counseling, chooses
to receive only ZDV during pregnancy to reduce the risk for perinatal
transmission.
A long-term treatment plan should be developed after discussion between
the patient and the health-care provider and should emphasize the importance
of adherence to any prescribed antiretroviral regimen. Depending on
individual circumstances, provision of support services, mental health
services, and drug abuse treatment may be required. Coordination of services
among prenatal care providers, primary care and HIV-1 specialty care
providers, mental health and drug abuse treatment services, and public
assistance programs is essential to ensure adherence of the infected woman
to antiretroviral treatment regimens.
General counseling should include what is known regarding risk factors
for perinatal transmission. Cigarette smoking,--illicit drug use, and
unprotected sexual intercourse with multiple partners during pregnancy have
been associated with risk for perinatal HIV-1 transmission (93--97),
and discontinuing these practices might reduce this risk. In addition, CDC
recommends that infected women in the United States refrain from
breastfeeding to avoid postnatal transmission of HIV-1 to their infants
through breast milk (3,98);
these recommendations also should be followed by women receiving
antiretroviral therapy. Passage of antiretroviral drugs into breast milk has
been evaluated for only a few antiretroviral drugs. ZDV, 3TC, and nevirapine
can be detected in the breast milk of women, and ddI, d4T, abacavir,
delavirdine, indinavir, ritonavir, saquinavir and amprenavir can be detected
in the breast milk of lactating rats. Limited data are available regarding
either the efficacy of antiretroviral therapy for the prevention of
postnatal transmission of HIV-1 through breast milk or the toxicity of
long-term antiretroviral exposure of the--infant through breast milk.
Women who must temporarily discontinue therapy because of
pregnancy-related hyperemesis should not resume therapy until sufficient
time has elapsed to ensure that the drugs will be tolerated. To reduce the
potential for emergence of resistance, if therapy requires temporary
discontinuation for any reason during pregnancy, all drugs should be stopped
and--reintroduced simultaneously.
Recommendations for
Antiretroviral Chemoprophylaxis to Reduce Perinatal HIV-1 Transmission
The following recommendations for use of anti-retroviral chemoprophylaxis
to reduce the risk for perinatal transmission are based on situations that
may be commonly encountered in clinical practice (Box 1),
with relevant considerations highlighted in the subsequent discussion
sections. These recommendations are only guidelines, and flexibility should
be exercised according to the patient's individual circumstances. In the
1994 recommendations (2),
six clinical situations were delineated on the basis of maternal CD4+
count, weeks of gestation, and prior antiretroviral use.--Because current
data indicate that the PACTG 076 ZDV regimen also is effective for women
with advanced disease, low CD4+ count, and prior ZDV therapy,
clinical situations based on CD4+ count and prior ZDV use are not
presented. Additionally, because data indicate that most transmission occurs
near the time of or during delivery, ZDV chemoprophylaxis is recommended
regardless of weeks of gestation; thus, clinical situations based on weeks
of gestation also are not--presented.
The antenatal dosing regimen in PACTG 076 (100 mg--administered orally
five times daily) (Table 1) was selected on the basis of
the standard ZDV dosage for adults at the time of the study. However, recent
data have indicated that administration of ZDV three times daily will
maintain intracellular ZDV triphosphate at levels comparable with those
observed with more frequent dosing (99--101). Comparable clinical
response also has been observed in some clinical trials among persons
receiving ZDV twice daily (102--104). Thus, the current standard ZDV
dosing regimen for adults is 200 mg three times daily, or 300 mg twice
daily. Because the mechanism by which ZDV reduces perinatal transmission is
not known, these dosing regimens may not have equivalent efficacy to
that--observed in PACTG 076. However, a regimen of two or three times daily
is expected to increase adherence to the regimen.
The recommended ZDV dosage for infants was derived from pharmacokinetic
studies performed among full-term infants (105). ZDV is primarily
cleared through hepatic glucuronidation to an inactive metabolite. The
glucuronidation metabolic enzyme system is immature in neonates, leading to
prolonged ZDV half-life and clearance compared with older infants (ZDV
half-life: 3.1 hours versus 1.9 hours; clearance: 10.9 versus 19.0 mL/minute/kg
body weight, respectively). Because premature infants have even greater
immaturity in hepatic metabolic function than full-term infants, further
prolongation of clearance may be expected. In a study of 15 premature
infants who were at 26--33 weeks' gestation and who received different ZDV
dosing regimens, mean ZDV half-life was 7.2 hours and mean clearance was 2.5
mL/minute/kg body weight during the first 10 days of life (106). At a
mean age of 18 days, a decrease in half-life (4.4 hours) and increase in
clearance (4.3 mL/minute/kg body weight) were found. The--appropriate ZDV
dosage for premature infants has not been defined but is being evaluated in
a phase I clinical trial among premature infants <34 weeks' gestation. The
dosing regimen being studied is 1.5 mg/kg body weight orally or
intravenously every 12 hours for the first 2 weeks of life; for infants
aged--2 to 6 weeks, the dose is increased to 2 mg/kg body weight every 8
hours.
Clinical Situations and Recommendations for Use--of Antiretroviral
Prophylaxis
1. HIV-1--infected pregnant women who have not received prior
antiretroviral therapy
Recommendation. Pregnant women with HIV-1 infection must receive
standard clinical, immunologic, and virologic evaluation. Recommendations
for initiation and choice of antiretroviral therapy should be based on the
same parameters used for persons who are not pregnant, although the known
and unknown risks and benefits of such therapy during pregnancy must be
considered and discussed. The three-part ZDV chemoprophylaxis regimen,
initiated after the first trimester, should be recommended for all pregnant
women with HIV-1 infection regardless of antenatal HIV-1 RNA copy number to
reduce the risk for perinatal transmission. The combination of ZDV
chemoprophylaxis with additional antiretroviral drugs for treatment of HIV-1
infection is recommended for infected women whose clinical, immunologic, or
virologic status--requires treatment or whose HIV-1 RNA is >1,000
copies/mL regardless of their clinical or immunologic status. Women who are
in the first trimester of pregnancy may consider--delaying initiation of
therapy until after 10--12 weeks'--gestation.
Discussion. When ZDV is administered in the three-part PACTG 076
regimen, perinatal transmission is reduced by approximately 70%. Although
the mechanism by which ZDV reduces transmission is not known, protection is
likely multifactorial. Preexposure prophylaxis of the infant is provided by
passage of ZDV across the placenta so that inhibitory levels of the drug are
present in the fetus during the birth process.--Although placental passage
of ZDV is excellent, that of other antiretroviral drugs is variable (Table
2). Therefore, when combination antiretroviral therapy is initiated
during pregnancy, ZDV should be included as a component of antenatal therapy
whenever possible. Because the mechanism by which ZDV reduces transmission
is not known, the intrapartum and newborn ZDV components of the
chemoprophylactic regimen should be administered to reduce perinatal HIV-1
transmission. If a woman does not receive ZDV as a component of her
antenatal antiretroviral regimen, intrapartum and newborn ZDV should still
be recommended.
Because of the evolving and complex nature of the management of HIV-1
infection, a specialist with experience in the treatment of pregnant women
with HIV-1 infection should be involved in their care. Women should be
informed that--potent combination antiretroviral regimens have substantial
benefit for their own health and may provide enhanced protection against
perinatal transmission. Several studies have indicated that for women with
low or undetectable HIV-1 RNA levels (e.g., <1,000 copies/mL) rates of
perinatal--transmission are extremely low, particularly when they have
received antiretroviral therapy (61,78,79). However, there is no
threshold below which lack of transmission can be assured, and the long-term
effects of in utero exposure to multiple antiretroviral drugs are unknown.
Decisions regarding the use and choice of an antiretroviral regimen should
be individualized based on discussion with the woman about the following
factors:
- her risk for disease progression and the risks and benefits of
delaying initiation of therapy;
- possible benefit of lowering viral load for reducing perinatal
transmission;
- potential drug toxicities and interactions with other drugs
- the need for strict adherence to the prescribed drug schedule to avoid
the development of drug resistance;
- unknown long-term effects of in utero drug exposure on the infant; and
- preclinical, animal, and clinical data relevant to use of the
currently available antiretroviral agents during pregnancy.
Because the period of organogenesis (when the fetus is most susceptible
to potential teratogenic effects of drugs) is during the first 10 weeks of
gestation and the risks of antiretroviral therapy during that period are
unknown, women in the first trimester of pregnancy might wish to delay
initiation of therapy until after 10--12 weeks' gestation. This decision
should be carefully considered by the health-care provider and the--patient;
a discussion should include an assessment of the woman's health status, the
benefits and risks of delaying initiation of therapy for several weeks, and
the fact that most perinatal HIV-1 transmission likely occurs late in
pregnancy or during delivery. Treatment with efavirenz should be avoided
during the first trimester because significant teratogenic--effects in
rhesus macaques were seen at drug exposures similar to those representing
human exposure (Table 2) (20). Hydroxyurea is a
potent teratogen in a variety of animal species and should also be avoided
during the first trimester.
When initiation of antiretroviral therapy is considered--optional on the
basis of current guidelines for treatment of nonpregnant persons (14),
infected pregnant women should be counseled regarding the potential benefits
of standard combination therapy and should be offered such therapy,
including the three-part ZDV chemoprophylaxis regimen. Although such women
are at low risk for clinical disease progression if combination therapy is
delayed, antiretroviral therapy that successfully reduces HIV-1 RNA to
levels <1,000 copies/mL may substantially lower the risk of perinatal HIV-1
transmission and lessen the need for consideration of elective
cesarean--delivery as an intervention to reduce transmission risk.
When combination therapy is administered, the regimen should be chosen
from those recommended for nonpregnant adults (14).
Dual nucleoside analog therapy without the--addition of either a protease
inhibitor or nonnucleoside--reverse transcriptase inhibitor is not
recommended for nonpregnant adults because of the potential for inadequate
viral suppression and rapid development of resistance (107). For
pregnant women not meeting the criteria for antiretroviral therapy for their
own health, and receiving antiretroviral drugs only for prevention of
perinatal transmission (e.g., those with HIV-1 RNA <1,000 copies/mL), dual
nucleoside therapy may be considered in selected circumstances. If
combination therapy is given principally to reduce perinatal transmission
and would have been optional if the woman were not pregnant, consideration
may be given to discontinuing therapy postnatally, with the option to
reinitiate treatment according to standard criteria for nonpregnant women.
If drugs are discontinued postnatally, all drugs should be stopped
simultaneously. Discussion regarding the decision to continue or stop
combination therapy postpartum should occur before beginning therapy during
pregnancy.
Antiretroviral prophylaxis has been beneficial in preventing perinatal
transmission even for infected pregnant women with HIV-1 RNA levels <1,000
copies/mL. In a meta-analysis of factors associated with perinatal
transmission among women whose infants were infected despite the women's
having HIV-1 RNA <1,000 copies/mL at or near delivery, transmission was only
1.0% among women receiving antenatal antiretroviral therapy (primarily ZDV
alone) compared with 9.8% among those receiving no antenatal therapy (90).
Therefore, use of antiretroviral prophylaxis is recommended for all pregnant
women with HIV-1 infection regardless of antenatal HIV-1 RNA level.
The time-limited use of ZDV alone during pregnancy for chemoprophylaxis
against perinatal transmission is controversial. Standard combination
antiretroviral regimens for treatment of HIV-1 infection should be discussed
and should be offered to all pregnant women with HIV-1 infection regardless
of viral load; they are recommended for all pregnant women with HIV-1 RNA
levels >1,000 copies/mL. Some women may wish to restrict exposure of
their fetus to antiretroviral drugs during pregnancy and still reduce the
risk of transmitting HIV-1 to their infant. Additionally, for women with
HIV-1 RNA levels <1,000 copies/mL, time-limited use of ZDV during the second
and third trimesters of pregnancy is less likely to--induce the development
of resistance because of the limited viral replication existing in the
patient and the time-limited exposure to the antiretroviral drug. For
example, the development of ZDV resistance was unusual among the healthy
population of women who participated in PACTG 076 (108). The use of
ZDV chemoprophylaxis alone (or, in selected circumstances, dual nucleosides)
during pregnancy might be an--appropriate option for these women.
2. HIV-1--infected women receiving antiretroviral therapy during the
current pregnancy
Recommendation. HIV-1 infected women receiving antiretroviral therapy
whose pregnancy is identified after the first trimester should continue
therapy. ZDV should be a component of the antenatal antiretroviral treatment
regimen after the first trimester whenever possible, although this may not
always be feasible. Women receiving antiretroviral therapy whose pregnancy
is recognized during the first trimester should be counseled regarding the
benefits and potential risks of antiretroviral administration during this
period, and continuation of therapy should be considered. If therapy is
discontinued during the first trimester, all drugs should be stopped and
reintroduced simultaneously to avoid the development of drug resistance.
Regardless of the antepartum antiretroviral--regimen, ZDV administration is
recommended during the--intrapartum period and for the newborn.
Discussion. Women who have been receiving antiretroviral treatment for
their HIV-1 infection should continue treatment during pregnancy.
Discontinuation of therapy could lead to an increase in viral load, which
could result in decline in--immune status and disease progression as well as
adverse--consequences for both the fetus and the woman.
Although ZDV should be a component of the antenatal antiretroviral
treatment whenever possible, there may be circumstances, such as the
occurrence of significant ZDV-related toxicity, when this is not feasible.
Additionally, women--receiving an antiretroviral regimen that does not
contain ZDV but who have HIV-1 RNA levels that are consistently very low or
undetectable (e.g., <1,000 copies/mL) have a very low risk of perinatal
transmission (61), and there may be concerns that the addition of ZDV
to the current regimen could--compromise adherence to treatment.
The maternal antenatal antiretroviral treatment regimen should be
continued on schedule as much as possible during labor to provide maximal
virologic effect and to minimize the chance of development of drug
resistance. If a woman has not received ZDV as a component of her antenatal
therapeutic antiretroviral regimen, intravenous ZDV should still
be--administered during the intrapartum period whenever feasible. ZDV and
d4T should not be administered together because of potential pharmacologic
antagonsim; options for women receiving oral d4T as part of their antenatal
therapy include either continuation of oral d4T during labor without
intravenous ZDV or withholding oral d4T during the period of--intravenous
ZDV administration during labor. Additionally, the infant should receive the
standard 6-week course of ZDV.
For women with suboptimal suppression of HIV-1 RNA (i.e., >1,000
copies/mL) near the time of delivery despite having received prenatal ZDV
prophylaxis with or without combination antiretroviral therapy, it is not
known if administration of additional antiretroviral drugs during labor and
delivery provides added protection against perinatal transmission. In the
HIVNET 012 study among Ugandan women who had not received antenatal
antiretroviral therapy, a 2-dose nevirapine regimen (single dose to the
woman at the onset of labor and single dose to the infant at age 48 hours)
significantly reduced perinatal transmission compared with a very short
intrapartum/1 week postpartum ZDV regimen (65). For women in the
United States, Europe, Brazil, and the Bahamas receiving antenatal
antiretroviral therapy, addition of the--2-dose nevirapine regimen did not
result in lower transmission rates (69). Given the lack of further
reduction of transmission with nevirapine added to one of the standard
antepartum regimens used in developed countries and the potential
development of nevirapine resistance (See Antiretroviral Drug Resistance and
Resistance Testing in Pregnancy), addition of nevirapine during labor for
women--already receiving antiretroviral therapy is not recommended in the
United States.
Women receiving antiretroviral therapy may realize they are pregnant
early in gestation and want to consider temporarily stopping antiretroviral
treatment until after the first trimester because of concern for potential
teratogenicity. Data are--insufficient to support or refute the teratogenic
risk of antiretroviral drugs when administered during the first--10 weeks of
gestation; certain drugs are of more concern than others (Table
2) (20). The decision to continue therapy during the first
trimester should be carefully considered by the clinician and the pregnant
woman. Discussions should include considerations such as gestational age of
the fetus; the woman's clinical, immunologic, and virologic status; and the
known and unknown potential effects of the antiretroviral drugs on the
fetus. If antiretroviral therapy is discontinued during the first trimester,
all agents should be stopped and restarted--simultaneously in the second
trimester to avoid the development of drug resistance. No data are available
to address whether temporary discontinuation of therapy is harmful for the
woman or fetus.
Health-care providers might consider administering ZDV in combination
with other antiretroviral drugs to newborns of women with a history of prior
antiretroviral therapy, particularly in situations in which the woman is
infected with HIV-1 with documented high-level ZDV resistance, has had
disease progression while receiving ZDV, or has had extensive prior ZDV
monotherapy. The efficacy of this approach is unknown but would be analogous
to the use of multiple agents for postexposure prophylaxis for adults after
inadvertent--exposure. However, the appropriate dosage and short- and
long-term safety of many antiretroviral agents in the neonate has not been
established. The half-lives of ZDV, 3TC, and nevirapine are prolonged during
the neonatal period because of immature liver metabolism and renal function,
requiring specific dosing adjustments when these agents are administered to
neonates. Optimal dosages for protease inhibitors in the neonatal period are
still under study. The infected woman should be counseled regarding the
theoretical benefit of combination antiretroviral drugs for the neonate,
potential risks, and available data on appropriate dosing. She should also
be informed that using antiretroviral drugs in addition to ZDV for
prophylaxis of newborns is of unknown efficacy in reducing risk of perinatal
transmission.
3. HIV-1--Infected Women in Labor Who Have Had No Prior Therapy
Recommendation. Several effective regimens are available for
intrapartum therapy for women who have had no prior therapy (Table
3):
- a single dose of nevirapine at onset of labor followed by a single
dose of nevirapine for the newborn at age 48 hours;
- oral ZDV and 3TC during labor, followed by 1 week of oral ZDV-3TC for
the newborn;
- intrapartum intravenous ZDV followed by 6 weeks of ZDV for the
newborn; and
- the 2-dose nevirapine regimen combined with intrapartum intravenous
ZDV and 6 weeks of ZDV for the--newborn.
In the immediate postpartum period, the woman should have appropriate
assessments (e.g., CD4+ count and HIV-1 RNA copy number) to
determine whether antiretroviral therapy is recommended for her own health.
Discussion. Although intrapartum antiretroviral medications will
not prevent perinatal transmission that occurs--before labor, most
transmission occurs near to or during labor and delivery. Preexposure
prophylaxis for the fetus can be provided by giving the mother a drug that
rapidly crosses the placenta to produce systemic antiretroviral drug levels
in the fetus during intensive exposure to HIV-1 in maternal genital
secretions and blood during birth.
Several intrapartum/neonatal antiretroviral prophylaxis regimens are
applicable for women in labor who have had no prior antiretroviral therapy (Table
3). Two regimens, one--using 2 doses of nevirapine (one each for the
mother and--infant) and the other a combination of ZDV and 3TC, were shown
to reduce perinatal transmission in randomized clinical trials among
breastfeeding women, and available epidemiologic data suggest the efficacy
of a third, ZDV-only regimen. The fourth regimen, combining ZDV with
nevirapine, is based upon theoretical considerations.
In the HIVNET 012 trial, conducted in Uganda, a regimen consisting of a
single dose of oral nevirapine given to the woman at onset of labor and a
single dose to the infant at age 48 hours was compared with oral ZDV given
to the woman every 3 hours during labor and postnatally to the infant for--7
days (Table 3). At age 6 weeks, the rates of
transmission were 12% (95% CI = 8%--16%) in the nevirapine arm versus 21%
(95% CI = 16%--26%) in the ZDV arm, a 47% reduction (95% CI = 20%--64%) in
transmission (65). No serious short-term toxicity was observed in
either group. Because no placebo group was included, no conclusions can be
drawn regarding the efficacy of the intrapartum/1-week neonatal ZDV regimen
versus no treatment.
In the PETRA trial, conducted in Uganda, South Africa, and Tanzania, ZDV
and 3TC were administered orally intrapartum and to the woman and infant for
7 days postnatally. Oral ZDV and 3TC were administered at the onset of labor
and continued until delivery (Table 3). Postnatally, the
woman and infant received ZDV and 3TC every 12 hours for 7 days. At age 6
weeks, the rates of transmission were 9% in the ZDV-3TC arm versus 15% in
the placebo arm, a 40% reduction in transmission (64). However, no
differences in transmission were observed when oral ZDV and 3TC were
administered only during the intrapartum period (transmission of 14% in the
ZDV-3TC arm versus 15% in the placebo arm), indicating that some
postexposure prophylaxis is needed, at least in breastfeeding settings.
These clinical trials were conducted in Africa, where the majority of
women breastfeed their infants. Because HIV-1 can be transmitted by breast
milk and the highest risk period for such transmission is the first few
months of life (109), the absolute transmission rates observed in the
African trials may not be comparable to what might be observed with these
regimens in HIV-1--infected women in the United States, where breastfeeding
is not recommended. However, comparison of the percentage of reduction in
transmission at early timepoints (e.g., 4--6 weeks) may be applicable. In
the effective arms of the PETRA trial, antiretroviral drugs were
administered postnatally to both the mother and the infant to reduce the
risk of early transmission through breast milk. In the United States,
administration of ZDV-3TC to the mother postnatally in addition to the
infant would not be required for prophylaxis against transmission because
HIV-1--infected women are--advised not to breastfeed their infants (although
ZDV-3TC might be indicated as part of a combination postnatal treatment
regimen for the woman).
Epidemiologic data from New York State indicate that--intravenous
maternal intrapartum ZDV followed by oral ZDV for 6 weeks to the infant may
significantly reduce trans-mission compared with no treatment (Table
3). Transmission rates were 10% (95% CI = 3%--22%) with intrapartum and
neonatal ZDV compared with 27% (95% CI = 21%--33%) without ZDV, a 62%
reduction in risk (95% CI = 19%--82%) (70,71). Similarly, in an
epidemiologic study in North Carolina, intravenous intrapartum and 6-week
oral neonatal ZDV treatment was associated with a transmission rate of 11%,
compared with 31% without therapy (6). However, intrapartum ZDV
combined with very short-term ZDV administration to infants postnatally,
e.g., the 1-week postnatal infant ZDV course in HIVNET 012 (65), has
not proved effective to date. This underscores the necessity of recommending
a full 6-week course of infant treatment when ZDV alone is used.
No data are available to address the relative efficacy of these three
intrapartum/neonatal antiretroviral regimens for prevention of transmission.
In the absence of data to suggest the superiority of one or more of the
possible regimens, choice should be based upon the specific circumstances of
each woman. The 2-dose nevirapine regimen offers the--advantage of lower
cost, the possibility of directly observed therapy and increased adherence
compared with the other two regimens. In a clinical trial (SAINT) in South
Africa, which compared the 2-dose nevirapine and the intrapartum/ postpartum
ZDV-3TC regimens, no significant differences were observed between the two
regimens in terms of efficacy in reducing transmission or in maternal and
infant toxicity (66).
It has not been determined if combining intravenous intrapartum/6-week
neonatal oral ZDV with the 2-dose nevirapine regimen will provide additional
benefit over that observed with each regimen alone. Clinical trial data have
established that combination therapy is superior to single-drug therapy for
treatment of persons with established infection and that--infants born to
women in labor who have not received any antiretroviral therapy are at high
risk for infection. The--2-dose nevirapine regimen had no serious short-term
drug-associated toxicity in the 313 mother--infant pairs exposed to the
regimen in the HIVNET 012 trial. Nevirapine and ZDV are synergistic in
inhibiting HIV-1 replication in vitro (110), and both nevirapine and
ZDV rapidly cross the placenta to achieve drug levels in the infant nearly
equal to those in the mother. In contrast to ZDV, nevirapine can decrease
plasma HIV-1 RNA concentration by at least 1.3 log by 7 days after a single
dose (111) and is active immediately against intracellular and
extracellular virus (112). However, nevirapine resistance can be
induced by a single mutation at codon 181, whereas high-level resistance to
ZDV requires several mutations. Nevirapine resistance mutations were
detected at 6 weeks postpartum in 19% of antiretroviral naive women and 15%
of women receiving antiretroviral drugs during pregnancy who received
single-dose nevirapine during labor (See Antiretroviral Drug Resistance and
Resistance Testing in--Pregnancy).
A theoretical benefit of combining the intrapartum/neonatal ZDV and
nevirapine regimens would be the efficacy of this combination if the woman
had acquired infection with HIV-1 that is resistant to either ZDV or
nevirapine. Perinatal transmission of antiretroviral drug-resistant virus
has been reported but appears to be unusual (6,113,114). Virus with
low-level ZDV resistance may be less likely to establish infection than
wild-type virus, and transmission may not occur even when maternal virus has
high-level ZDV resistance (114--117). Since the prevalence of
drug-resistant virus is an evolving phenomenon, surveillance is needed to
determine this prevalence in pregnant women over time and the risk of
transmission of resistant viral strains. The potential benefits of
combination prophylaxis with intrapartum/neonatal nevirapine and ZDV must be
weighed against the increased cost, possible problems with nonadherence,
potential short- and long-term toxicity, including the risk of emergence of
nevirapine-resistant virus, and the lack of definitive data to show that
combining the two intrapartum/postpartum regimens offers any additional
benefit for prevention of transmission over the use of either drug alone.
4. Infants Born to Mothers Who Have Received No Antiretroviral Therapy
During Pregnancy or Intrapartum
Recommendation. The 6-week neonatal component of the ZDV
chemoprophylactic regimen should be discussed with the mother and offered
for the newborn. ZDV should be--initiated as soon as possible after
delivery, preferably within 6--12 hours of birth. Some clinicians may use
ZDV in combination with other antiretroviral drugs, particularly if the
mother is known or suspected to have ZDV-resistant virus. However, the
efficacy of this approach for prevention of transmission is unknown, and
appropriate dosing regimens for neonates are incompletely defined. In the
immediate postpartum period, the woman should undergo appropriate
assessments (e.g., CD4+ count and HIV-1 RNA copy number) to
determine if antiretroviral therapy is required for her own health.
The--infant should undergo early diagnostic testing so that if he or she is
HIV-1 infected, treatment can be initiated as soon as--possible.
Discussion. Definitive data are not available to address whether
ZDV administered only during the neonatal period would reduce the risk of
perinatal transmission. Epidemiologic data from a New York State study
indicate a decline in transmission when infants were given ZDV for the first
6 weeks of life compared with no prophylaxis (70,71). Transmission
rates were 9% (95% CI = 4.1%--17.5%) with ZDV prophylaxis of newborns only
(initiated within 48 hours after birth) versus 18% (95% CI = 7.7%--34.3%)
with prophylaxis initiated after 48 hours, and 27% (95% CI = 21%--33%)
with--no ZDV prophylaxis (70). Epidemiologic data from North Carolina
did not demonstrate a benefit of ZDV for newborns only compared with no
prophylaxis (6). Transmission rates were 27% (95% CI = 8%--55%) with
prophylaxis of newborns only and 31% (95% CI = 24%--39%) with no
prophylaxis. The timing of initiation of infant prophylaxis was not defined
in this study. Data from a case-control study of postexposure prophylaxis of
health-care workers who had nosocomial percutaneous exposure to blood from
HIV-1--infected persons indicate that ZDV administration was associated with
a 79% reduction in the risk for HIV-1 seroconversion following exposure (72).
Postexposure prophylaxis also has prevented retroviral infection in some
studies involving animals (118--120).
The interval during which benefit can be gained from postexposure
prophylaxis is undefined. When prophylaxis was delayed beyond 48 hours after
birth in the New York State study, no efficacy could be demonstrated. For
most infants in this study, prophylaxis was initiated within 24 hours (71).
Data from studies of animals indicate that the longer the delay in
institution of prophylaxis, the less likely that infection will be
prevented. In most studies of animals, antiretroviral prophylaxis initiated
24--36 hours after exposure has usually not been effective for preventing
infection, although later administration has been associated with decreased
viremia (118--120). In cats, ZDV treatment initiated within the first
4 days after challenge with feline leukemia virus afforded protection,
whereas treatment initiated 1 week postexposure did not (121). The
relevance of these animal studies to prevention of perinatal HIV-1
transmission in humans is unknown. HIV-1 infection is established in most
infected infants by age 1--2 weeks. In a study of 271 infected infants,
HIV-1 DNA polymerase chain reaction (PCR) was positive in 38% of samples
from infants tested within 48 hours of birth. No substantial change in
diagnostic sensitivity was observed within the first week of life, but
detection increased rapidly during the second week of life, reaching 93% by
age 14 days (122). Initiation of postexposure prophylaxis after age 2
days is not likely to be efficacious in preventing transmission, and by age
14 days, infection would already be established in most infants.
When the mother has received neither the antenatal nor intrapartum parts
of the three-part ZDV regimen, administration of antiretroviral drugs to the
newborn provides chemoprophylaxis only after HIV-1 exposure has already
occurred. Some clinicians view this situation as analogous to nosocomial
postexposure prophylaxis and may wish to provide ZDV in combination with one
or more other antiretroviral agents. Such a decision must be accompanied by
a discussion with the woman of the potential benefits and risks of this
approach and the lack of data to address its efficacy and safety.
Antiretroviral Drug Resistance
and Resistance Testing in Pregnancy
The development of antiretroviral drug resistance is one of the major
factors leading to therapy failure in HIV-1--infected persons. Resistant
viral variants emerge under selective pressure, especially with incompletely
suppressive regimens,--because of the inherent mutation-prone process of
reverse transcription with viral replication. The administration of
combination antiretroviral therapy with maximal suppression of viral
replication to undetectable levels limits the development of antiretroviral
resistance in both pregnant and nonpregnant persons. Some have raised
concern that using non-highly--active antiretroviral regimens, such as ZDV
monotherapy, for prophylaxis against perinatal transmission could result in
the development of resistance, which, in turn, could influence perinatal
transmission and limit future maternal therapeutic options. Additionally,
the general implications of antiretroviral resistance for maternal, fetal,
and newborn health are of--increasing interest as more HIV-1--infected women
enter pregnancy with prior exposure to antiretroviral drugs.
The prevalence of antiretroviral drug resistance mutations in virus from
newly infected, therapy-naive persons has varied by geographic area and the
type of assay used (genotypic versus phenotypic) (114,123--126). In
surveys from the United States and Europe, rates of primary resistance
mutations in the reverse transcriptase gene were >10% in the majority--of
studies and ranged as high as 23%. Primary resistance--mutations in the
protease gene ranged from 1% to 16%, and secondary mutations and
polymorphisms of the protease gene were very common. The presence of
high-level phenotypic resistance (>10-fold increase in 50% inhibitory
concentration [IC50 ]) was uncommon but tended to occur among
isolates with genotypic resistance. Lower level resistance (2.5- to 10-fold
decrease in susceptibility) was more common and tended to occur in the
absence of genotypic mutations known to confer resistance.
The prevalence of resistance mutations during pregnancy also varies
depending on the characteristics of the population studied. No high-level
resistance to ZDV was detected at baseline among a subset of women enrolled
in PACTG 076, all of whom had CD4+ counts >200 cells/mL and
had--received no or only limited prior ZDV therapy (108). Conversely,
among women receiving ZDV for maternal health indications before 1994 in the
Women and Infants Transmission Study (WITS), any ZDV resistance mutation
was--detected in 35 (25%) of 142 isolates, and high-level ZDV resistance was
detected in 14 (10%) isolates (127). Codon 215 mutations, associated
with high-level ZDV resistance, were detected in isolates from 9.6% of 62
consecutive women in the Swiss HIV-1 in Pregnancy Study (115).
Similarly, in New York, codon 215 mutations were detected in no isolates
from 33 women who delivered before 1997 and three (9.7%) from 31 women who
delivered from 1997 to 1999; mutations were detected only among women with
previous ZDV exposure (128). Among 220 pregnant women with prior ZDV
exposure who were enrolled in the Perinatal AIDS Collaborative Transmission
Study, virus with primary mutations conferring resistance to nucleoside
analog drugs was observed in 17.7%, and primary or secondary resistance
mutations in 22%; none of the women had virus containing primary
nonnucleoside resistance mutations, 2.3% had secondary nonnucleoside--resistance
mutations, and 0.5% had virus with a primary--mutation conferring resistance
to protease inhibitors (117). In all these studies, women evaluated
for resistance mutations were a subset of the larger studies, chosen because
of detectable HIV-1 RNA levels with amplifiable virus and often--because of
clinical findings suggesting an increased risk of--resistance. Thus, the
rate of resistance mutations in the entire population is likely to be much
lower than in the subsets.
The detection of ZDV or other resistance mutations was not associated
with an increased risk of perinatal transmission in the PACTG 076, PACTG
185, Swiss cohort, or PACTS studies (108,115,117,129). In the WITS
substudy, detection of ZDV resistance was not significantly associated
with--transmission on univariate analysis, but when adjusted for--duration
of ruptured membranes and total lymphocyte count, resistance mutations
conferred an increased risk of transmission (127). Women in this
cohort were receiving ZDV during pregnancy for their own health (mean CD4+
count at delivery 315 cells/mL), usually without intravenous ZDV during
labor or ZDV for the infants. Factors associated with resistance at delivery
included ZDV use before pregnancy, higher log HIV-1 RNA, and lower CD4+
count. Women with characteristics similar to those in the WITS substudy
should be advised to take highly active antiretroviral therapy for their own
health and for prevention of perinatal transmission.--Although perinatal
transmission of resistant virus has been reported (113,130), it
appears to be unusual, and it is not clear that the presence of mutations
increases the risk of transmission. In the WITS substudy, when a
transmitting mother had a mixed viral population of wild-type and low-level
resistant virus, only the wild-type virus was found in the infant,
suggesting that virus with low-level ZDV resistance may be less
transmissible (116).
Another concern is the potential for resistance developing in the mother
during prophylaxis against perinatal transmission, which may then influence
future therapy options. In some combination antiretroviral clinical trials,
patients with previous ZDV therapy experienced less benefit from combination
therapy than those who had never received prior antiretroviral therapy (12,131).
However, in these studies the median duration of prior ZDV use was 12--20
months, and enrolled patients had more advanced disease and lower CD4+
counts than did the population of women enrolled in PACTG 076 or those for
whom initiation of therapy would be considered optional. In one study,
patients with <12 months of ZDV responded as favorably to combination
therapy as those without prior ZDV therapy (131). In PACTG 076, the
median duration of ZDV therapy was 11 weeks; the maximal duration of ZDV
(begun at 14 weeks' gestation) would be 6.5 months for a full-term
pregnancy. Additionally, the development of resistance should be minimized
by providing highly active antiretroviral regimens for all women during
pregnancy to suppress viral replication to undetectable levels. However,
women with low maternal HIV-1 RNA levels may choose the PACTG 076 ZDV
regimen to minimize exposure of the fetus to antiretroviral drugs, provided
their plasma HIV-1 RNA--remains very low or undetectable. Among a subset of
women from PACTG 076 (transmitters in the ZDV group, a random selection of
nontransmitters in the ZDV group, and women with a history of prior ZDV
therapy), no high-level resistance mutations were detected at baseline or
delivery, and a low-level resistance mutation developed between baseline
and--delivery in virus from one (2.6%) of 39 women (108). Data from
an analysis of PACTG 288, a follow-up study of the women enrolled in PACTG
076 who were monitored for a median of >4 years postpartum, indicate no
substantial--differences in CD4+ count, HIV-1 RNA copy number,
development of ZDV resistance, or time to progression to AIDS or death among
women who received ZDV compared with those who received placebo (132).
Rapid development of resistance to 3TC has been reported among persons
receiving dual nucleoside therapy without other agents. In a small study,
the M184V 3TC resistance mutation was detectable by delivery in four (80%)
of five women treated with ZDV-3TC during pregnancy (133). In a
French cohort in which 3TC was added at 32 weeks' gestation to the PACTG 076
ZDV regimen, among 132 samples tested from 6 weeks postpartum, the M184V
mutation was detected in 52 (39%); the prevalence of this mutation, before
receipt of 3TC, was only 2% (27). ZDV resistance mutations included
T215Y/F in nine (7%), M41L in nine (7%), and K70R in 14 (11%). In
multivariate analyses, factors associated with detection of the M184V
mutation after delivery included lower CD4+ count, higher HIV-1
RNA levels, and longer duration of 3TC therapy. Thus, dual nucleoside
therapy is not recommended for treatment of nonpregnant persons with HIV-1
infection or pregnant women who fulfill criteria for initiation of
antiretroviral therapy for their own health. These 3TC resistance mutations
have also been noted in clinical trials of three drug combinations including
3TC (134,135). In selected circumstances, dual nucleoside therapy may
be considered for pregnant women who are receiving antiretroviral agents for
perinatal prophylaxis only. The potential benefits and risks of this
approach have not been well studied, and concerns exist about the potential
for inadequate viral suppression and rapid development of resistance with
use of dual nucleoside treatment.
Selection of nevirapine-resistant virus has also been detected at 6 weeks
postpartum in women receiving a single dose of nevirapine during labor. In
HIVNET 012, in which antiretroviral-naive Ugandan women received a single
dose of nevirapine during labor to prevent perinatal HIV-1 transmission,
genotypic mutations associated with nevirapine--resistance were detected at
6 weeks postpartum in samples from 21 (19%) of 111 women with detectable
viral replication who received nevirapine (136). The rate of
resistance was similar among mothers whose children were or were not
infected. Development of resistance was associated with significantly higher
baseline viral loads and lower CD4+ counts. Samples taken 12--24
months after delivery from a subset of these women no longer had detectable
nevirapine resistance, suggesting that this regimen might be effective for
perinatal prophylaxis in subsequent pregnancies. Implications concerning the
transient development of detectable nevirapine genotypic resistance
mutations from single-dose nevirapine for future maternal therapeutic
options are unclear.
Further data are needed to assess the frequency of development of
resistance with single-dose intrapartum nevirapine used alone versus with
other agents such as ZDV in women who have not received antenatal treatment.
In PACTG 316, in which single-dose nevirapine administered during labor and
to the newborn was added to the woman's existing antiretroviral regimen,
newly detectable nevirapine-resistance mutations were detected at 6 weeks
postpartum in 14 (15%) of 95 women who received single-dose intrapartum
nevirapine and had--detectable HIV-1 RNA at delivery (137). The risk
for development of a new nevirapine resistance mutation did not correlate
with CD4+ count at delivery, HIV-1 RNA copy number, or type of
antenatal antiretroviral treatment (resistance occurred in women receiving
highly active antiretroviral therapy as well as ZDV monotherapy). Given lack
of further reduction of transmission with nevirapine added to an established
regimen (69) and the potential development of resistance, addition of
nevirapine during labor for women already receiving antiretroviral therapy
is not recommended.
The International AIDS Society-USA Panel and EuroGuidelines Group for
HIV-1 Resistance recommend that all pregnant women with detectable HIV-1 RNA
levels--undergo resistance testing, even if they are antiretroviral--naive,
to try to maximize the response to antiretroviral drugs in pregnancy,
although data to support an improved maternal outcome or reduced risk of
perinatal transmission with routine resistance testing are not available (138,139).
Until further data are available, resistance testing foHIV-1--infecteded
pregnant women should be done for the same indications as for nonpregnant
persons:
- those with acute infection;
- those who have virologic failure with persistently detectable HIV-1
RNA levels while receiving antenatal therapy, or suboptimal viral
suppression after initiation of antiretroviral therapy; or
- those with a high likelihood of having resistant virus, based on
community prevalence of resistant virus, known drug resistance in the
woman's sex partner, or other source of infection.
The optimal prophylactic regimen for newborns of women with ZDV
resistance is unknown. Therefore, antiretroviral prophylaxis of the infant
born to a woman with known or suspected ZDV-resistant HIV-1 should be
determined in consultation with pediatric infectious disease specialists.
Recommendations related to antiretroviral drug resistance and drug
resistance testing for pregnant women with HIV-1 infection are listed here (Box
2).
Perinatal HIV-1 Transmission and
Mode of Delivery
Transmission and Mode of Delivery
Optimal medical management during pregnancy should include antiretroviral
therapy to suppress plasma HIV-1 RNA to undetectable levels. Labor and
delivery management of HIV-1--infected pregnant women should focus on
minimizing the risk for both perinatal transmission of HIV-1 and the
potential for maternal and neonatal complications.
Several studies done before viral load testing and combination
antiretroviral therapy became a routine part of clinical practice
consistently showed that cesarean delivery (elective or scheduled) performed
before onset of labor and rupture of membranes was associated with a
significant decrease in perinatal HIV-1 transmission compared with other
types of delivery, with reductions ranging from 55% to 80%. Data regarding
transmission rates according to receipt of ZDV have been--summarized (Table
4) (140,141).
The observational data comprised individual patient information from 15
prospective cohort studies, including more than 7,800 mother--child pairs,
analyzed in a meta-analysis (140). In this meta-analysis, the rate of
perinatal HIV-1 transmission among women undergoing elective cesarean
delivery was significantly lower than that among similar women having either
nonelective cesarean or vaginal delivery, regardless of whether they
received ZDV. In an international randomized trial of mode of delivery,
transmission was 1.8% among women randomized to elective cesarean delivery,
many of whom received ZDV (141). Although the reduction in
transmission after elective cesarean section versus vaginal delivery among
women receiving ZDV in the randomized trial was similar to that seen in
untreated women, this was not statistically significant. Additionally, in
both studies, nonelective--cesarean delivery (performed after onset of labor
or rupture of membranes) was not associated with a significant decrease in
transmission compared with vaginal delivery. The American College of
Obstetricians and Gynecologists' (ACOG) Committee on Obstetric Practice,
after reviewing these data, has issued a Committee Opinion concerning route
of delivery recommending consideration of scheduled cesarean delivery for
HIV-1--infected pregnant women with HIV-1 RNA levels >1,000 copies/ml near
the time of delivery (142).
Transmission, Viral Load, and Combination Antiretroviral Therapy
The studies described previously report data from women not receiving
combination antiretroviral therapy or undergoing routine viral load testing,
and they do not differentiate in utero from intrapartum transmission.
Whether cesarean delivery offers any benefit to the infants of women
receiving highly active combination antiretroviral regimens who have low or
undetectable maternal HIV-1 RNA levels is unknown. Studies evaluating
vertical transmission rates according to maternal HIV-1 RNA copy number have
used a variety of--assays with different lower limits of detection, and
transmission has been reported even when maternal HIV-1 RNA levels were
below assay quantification (52,75,143,144). There does not appear to
be a threshold of HIV-1 RNA levels below which lack of transmission can be
assured. Nevertheless, on the basis of the upper limits of the 95%
confidence interval reported for transmission from women who have
undetectable viral load in late pregnancy, the highest rates of transmission
among such women are similar to the observed rates of vertical transmission
among women who receive ZDV and undergo elective cesarean delivery.
Transmission occurred only once in four studies involving 29, 32, 107, and
198 women with undetectable viral load (<500 copies/mL ) late in
pregnancy, 95% of whom were receiving at least ZDV and almost half receiving
two or more antiretroviral agents (78,79,145,146). Scheduled cesarean
delivery is unlikely to further reduce this low transmission rate among
treated women with undetectable viral loads, nor would it prevent in utero
transmission. Given the variability in quantification of HIV-1 RNA levels at
low copy numbers, the variety of lower limits of quantification of the
tests, and the similarly low levels of perinatal transmission of HIV-1 at
levels <1,000 copies/mL, ACOG has chosen 1,000 copies/mL as the threshold
above which to recommend scheduled cesarean delivery as an--adjunct for
prevention of transmission (142).
Similarly low vertical transmission rates have been observed among
limited numbers of women receiving combination antiretroviral therapy during
pregnancy. Three limited studies have shown transmission among one (6.7%) of
15 and none of 30 and 24 women receiving two or more antiretroviral drugs in
combination during pregnancy (21,88,133). Additional studies in
abstract form reported no transmission among 153 women receiving highly
active combination antiretroviral therapy, whereas others have reported
transmission rates of 1% (2/187) and 5.8% (3/52) among women receiving
triple therapy including a protease inhibitor (147--149). Whether the
low transmission rates with combination therapy are due to reduction in
HIV-1 RNA to very low or undetectable levels or to some other mechanism
(e.g., transplacental drug passage providing preexposure prophylaxis to the
infant) is--unknown because HIV-1 RNA levels were not reported. Thus,
current data are insufficient to adequately assess whether the impact of
combination antiretroviral therapy on vertical transmission is independent
from its effect on viral load. Therefore, scheduled cesarean delivery is
recommended for women with HIV-1 RNA >1,000 copies/mL near the time
delivery, regardless of the type of antiretroviral therapy the woman is
receiving.
Maternal Risks by Mode of Delivery
Among women not infected with HIV-1, maternal morbidity and mortality are
greater after cesarean than after vaginal delivery. Complications,
especially postpartum infections, are approximately five to seven times more
common after--cesarean section performed after labor or membrane rupture
compared with vaginal delivery (150,151). Complications--after
scheduled cesarean delivery are more common than with vaginal delivery but
less than with urgent cesarean delivery (152--156). Factors that
increase the risk of postoperative complications include low socioeconomic
status, genital--infections, obesity or malnutrition, smoking, and prolonged
labor or membrane rupture.
In the European mode of delivery randomized trial among HIV-1--infected
pregnant women, no major complications--occurred in either the cesarean or
vaginal delivery group (141). However, postpartum fever occurred in
two (1.1%) of 183 women who delivered vaginally and 15 (6.7%) of 225 who
delivered by cesarean section (p = 0.002). Substantial post-partum bleeding
and anemia occurred at similar rates in the two groups. Among the 497 women
enrolled in PACTG 185, only endometritis, wound infection, and pneumonia
were--increased among women delivered by scheduled or urgent--cesarean
section, compared with vaginal delivery (157). Complication rates
were within the range previously reported for similar general obstetric
populations. Finally, an analysis of nearly 1,200 women enrolled in WITS
demonstrated increased rate of postpartum fever without documented source of
infection among women undergoing elective cesarean delivery compared with
spontaneous vaginal delivery, but hemorrhage, severe anemia, endometritis or
urinary tract infections were not increased (158). In the latter two
studies, cesarean deliveries before onset of labor and ruptured membranes
were done for obstetric indications such as previous cesarean section or
severe preeclampsia and not for prevention of HIV-1 transmission, possibly
resulting in higher complication rates than might be observed for scheduled
cesarean section performed solely to reduce perinatal transmission.
In a more recent study including a cohort of HIV-1--infected women with a
larger proportion of women under-going scheduled cesarean delivery
specifically for prevention of HIV-1 transmission, fever was increased after
cesarean compared with vaginal delivery (159). In a multivariate
analysis adjusted for maternal CD4+ count and antepartum
hemorrhage, the relative risk of any postpartum complication was 1.85 (95%
CI = 1.00--3.39) after elective cesarean delivery and 4.17 (95% CI =
2.32--7.49) after emergency cesarean--delivery, compared with that for women
delivering vaginally. Febrile morbidity was increased among women with low
CD4+ counts, which was consistent with findings in previous
studies (160,161).
Several case-control studies and a cohort study have reported
complication rates among HIV-1--infected versus uninfected women undergoing
cesarean delivery, usually on an urgent rather than scheduled basis (160--166).
All but one study--detected an increase in postpartum fever or
antibiotic--use among the HIV-1--infected women, although increases in
specific infections such as endometritis, wound infection, or pneumonia were
found in some but not all studies. Complication rates were inversely related
to CD4+ count or clinical stage of HIV-1 disease. In the one
study in which it was evaluated, antiretroviral therapy with ZDV was
associated with a--decreased rate of infectious complications, although this
was not statistically significant (odds ratio = 3.1, 95% CI = 0.07--1.3) (165).
In summary, data indicate that cesarean delivery is associated with a
slightly greater risk of complications among HIV-1--infected women than
observed among uninfected women, with the difference most notable among
women with more advanced disease. Scheduled cesarean delivery for prevention
of HIV-1 transmission poses a risk greater than that of vaginal delivery and
less than that of urgent or emergent cesarean section. Complication rates in
most studies were within the range reported in populations of
HIV-1--uninfected women with similar risk factors and were not of sufficient
frequency or severity to outweigh the potential benefit of reduced
transmission among women at heightened risk of transmission. HIV-1--infected
women should be counseled regarding the--increased risks associated with
cesarean delivery as well as the potential benefits based on their HIV-1 RNA
levels and--current antiretroviral therapy.
Timing of Scheduled Cesarean Delivery
If the decision is made to perform a scheduled cesarean--delivery to
prevent HIV-1 transmission, ACOG recommends that it be done at 38 weeks'
gestation, determined by using clinical and first or second trimester
ultrasonographic estimates of gestational age and avoiding amniocentesis (142).
For HIV-1--uninfected women, ACOG guidelines for scheduled cesarean delivery
without confirmation of fetal lung--maturity advise waiting until 39
completed weeks or the--onset of labor to reduce the chance of complications
in the neonate (167). Cesarean delivery at 38 versus 39 weeks entails
a small absolute but substantially increased risk of development of infant
respiratory distress requiring mechanical ventilation (168,169). This
increased risk must be balanced against the potential risk for labor or
membrane rupture before the woman would reach 39 weeks of gestation. Women
should be informed of the potential risks and benefits to themselves and
their infants in choosing the timing and mode of delivery.
Intrapartum Management
For a scheduled cesarean delivery, intravenous ZDV should begin 3 hours
before surgery, according to standard dosing recommendations (2).
Other antiretroviral medications taken during pregnancy should not be
interrupted near the time of delivery, regardless of route of delivery.
Because maternal--infectious morbidity is potentially increased, clinicians
may opt to give perioperative antimicrobial prophylaxis. No controlled
studies have evaluated the efficacy of antimicrobial prophylaxis
specifically for HIV-1--infected women undergoing scheduled operative
delivery (170).
Unanswered questions remain regarding the most appropriate management of
labor in cases in which vaginal delivery is attempted. Increasing duration
of membrane rupture has been demonstrated consistently to be a risk factor
for perinatal transmission among women not receiving any antiretroviral
therapy (93,143,171,172). Among women receiving ZDV, some studies
have shown an increased risk of transmission with ruptured membranes for 4
or more hours before delivery (9,79), but others have not (78,145).
The additive risk and the critical time of ruptured membranes for perinatal
HIV-1 transmission in women with low viral loads and/or receiving
combination antiretroviral therapy are unknown. Obstetric procedures
increasing the risk of fetal exposure to maternal blood, such as
amniocentesis and invasive monitoring, have been implicated in increasing
vertical transmission rates by some but not all investigators (78,173--175).
If labor is progressing and membranes are intact, artificial rupture of
membranes or invasive monitoring should be avoided. These procedures should
be considered only when obstetrically--indicated and the length of time for
ruptured membranes or monitoring is anticipated to be short. If spontaneous
rupture of membranes occurs before or early during the course of--labor,
interventions to decrease the interval to delivery, such as administration
of pitocin, might be considered.
Summary
Considerations related to counseling of the HIV-1--infected pregnant
woman regarding risks for vertical transmission of HIV-1 to the
fetus/neonate and to the obstetric care of such women include the following:
- Efforts to maximize the health of the pregnant woman, including the
provision of highly active combination antiretroviral therapy, can be
expected to correlate--with both reduction in viral load and low rates of
vertical transmission. At a minimum for the reduction of perinatal HIV-1
transmission, ZDV prophylaxis according to the PACTG 076 regimen is
recommended unless the woman is intolerant of ZDV.
- Plasma HIV-1 RNA levels should be monitored during pregnancy according
to the guidelines for management of HIV-1--infected adults. The most
recently determined viral load value should be used when counseling a
woman--regarding mode of delivery.
- Perinatal HIV-1 transmission is reduced by scheduled cesarean section
among women with unknown HIV-1 RNA levels who are not receiving
antiretroviral therapy or receiving ZDV for prophylaxis of perinatal
transmission. Plasma HIV-1 RNA levels were not available in these studies
to assess the potential benefit among women with low plasma HIV-1 RNA
levels.
- Women with HIV-1 RNA levels >1,000 copies/mL should be counseled
regarding the benefit of scheduled cesarean delivery in reducing the risk
of vertical transmission.
- Data are insufficient to evaluate the potential benefit of cesarean
section for neonates of antiretroviral-treated women with plasma HIV-1 RNA
levels below 1,000--copies/mL. Given the low rate of transmission among
this group, it is unlikely that scheduled cesarean section would confer
additional benefit in reduction of transmission.
- Management of women originally scheduled for cesarean delivery who
present with ruptured membranes must be individualized based on duration
of rupture, progress of labor, plasma HIV-1 RNA level, current
antiretroviral therapy, and other clinical factors.
- Women should be informed of the risks associated with cesarean
delivery, and these risks to the woman should be balanced with potential
benefits expected for the neonate.
- Women should be counseled regarding the limitations of the current
data. The woman's autonomy to make an--informed decision regarding route
of delivery should be respected and honored.
Clinical Situations
The following recommendations are based on various--hypothetical
situations that may be encountered in clinical practice (Box
3), with relevant considerations highlighted in the subsequent
discussion sections. These recommendations are only guidelines, and
flexibility should be exercised according to the patient's individual
circumstances.
1. HIV-1--infected women presenting in late pregnancy (after
approximately 36 weeks--of gestation), known to be HIV-1 infected but not
receiving antiretroviral therapy, and whose results for HIV-1 RNA level and
lymphocyte subsets are pending but unlikely to be available before delivery.
Recommendation. Therapy options should be discussed in detail.
Antiretroviral therapy, including at least the PACTG 076 ZDV regimen, should
be initiated. In counseling, the woman should be informed that scheduled
cesarean section is likely to reduce the risk of transmission to her infant.
She should also be informed of the increased risks to her of cesarean
delivery, including increased rates of postoperative infection, anesthesia
risks, and other surgical risks. If cesarean delivery is chosen, the
procedure should be scheduled at 38 weeks of gestation, based on the best
available clinical information. When scheduled cesarean section is
performed, the woman should receive continuous intravenous ZDV infusion
beginning 3 hours before surgery, and her infant should--receive 6 weeks of
ZDV therapy after birth. Options for continuing or initiating combination
antiretroviral therapy after delivery should be discussed with the woman as
soon as her viral load and lymphocyte subset results are available.
Discussion. Women in these circumstances are similar to women
enrolled in the European randomized trial and those evaluated in the
meta-analysis (140,141). In both studies, the population not
receiving antiretroviral therapy was shown to have a significant reduction
in transmission with cesarean section done before labor or membrane rupture.
HIV-1 RNA levels were not available in these studies. Without current
therapy, the HIV-1 RNA level are unlikely to be <1,000--copies/mL. Even if
combination therapy were begun immediately, reduction in plasma HIV-1 RNA to
undetectable levels usually takes several weeks, depending on the starting
RNA level. ZDV monotherapy could be begun, with subsequent antiretroviral
therapy decisions made after delivery based on the HIV-1 RNA level, CD4+
count, and the woman's preference regarding initiation of long-term
combination therapy. Scheduled cesarean section and the three-part PACTG 076
ZDV regimen offer the best chance of preventing perinatal HIV-1 transmission
in this setting.
2. HIV-1--infected women who began prenatal care early in the third
trimester, are receiving highly active combination antiretroviral therapy,
and have an initial virologic response but have HIV-1 RNA levels that remain
substantially over 1,000 copies/mL at 36 weeks of gestation.
Recommendation. The current combination antiretroviral regimen
should be continued because the HIV-1 RNA level is declining appropriately.
The woman should be informed that although her HIV-1 RNA level is responding
to the antiretroviral therapy, it is unlikely that it will reach <1,000
copies/mL before delivery. Therefore, scheduled cesarean--delivery may
provide additional benefit in preventing intrapartum transmission of HIV-1.
She should also be informed of the increased risks to her of cesarean
delivery, including increased rates of postoperative infection, anesthesia
risks, and surgical risks. If she chooses scheduled cesarean section, it
should be performed at 38 weeks' gestation, and intravenous ZDV should be
begun at least 3 hours before surgery. Other antiretroviral medications
should be continued on schedule as much as possible before and after
surgery. The infant should receive oral ZDV for 6 weeks after birth. The
importance of adhering to therapy after delivery for her own health should
be emphasized.
Discussion. In cohorts of women receiving ZDV therapy with low
rates of scheduled cesarean delivery, current data--indicate that the rate
of vertical transmission of HIV-1 is 1%--12% (mean 5.7%) when HIV-1 RNA
levels near delivery are 1,000--10,000 copies/mL, and is 9%--29% (mean
12.6%) when HIV-1 RNA levels are >10,000 copies/mL (52,62,74,78,79,145).
Although current combination antiretroviral therapy regimens may be expected
to suppress HIV-1 RNA to undetectable levels with continued use, these
levels are likely to still be detectable within the period of--expected
delivery. Scheduled cesarean delivery might further reduce the rate of
intrapartum HIV-1 transmission and should be recommended to women with HIV-1
RNA levels >1,000 copies/mL. Although several studies have suggested low
levels of vertical transmission of HIV-1 among pregnant women receiving
combination antiretroviral therapy, each has included limited numbers of
women and has not adjusted for maternal HIV-1 RNA levels (61,88,133,148).
Thus, it is not clear if the impact on transmission is related to the
lowering of--maternal plasma HIV-1 RNA levels, preexposure prophylaxis of
the infant, other mechanisms, or some combination. Until further data are
available, women with HIV-1 RNA levels >1,000 copies/mL should be offered
scheduled cesarean--delivery regardless of maternal therapy.
Regardless of mode of delivery, the woman should receive the PACTG 076
intravenous ZDV regimen intrapartum, and the infant should receive ZDV for 6
weeks after birth. Other maternal drugs should be continued on schedule as
much as possible to provide maximal effect and minimize the chance of
development of viral resistance. Oral medications may be continued
preoperatively with sips of water. Medications--requiring food ingestion for
absorption could be taken with liquid dietary supplements, but consultation
with the attending anesthesiologist should be obtained before administering
in the preoperative period. If maternal antiretroviral therapy must be
interrupted temporarily in the peripartum period, all drugs (except for
intrapartum intravenous ZDV) should be stopped and reinstituted
simultaneously to minimize the chance of resistance developing.
Women with CD4+ counts <350 cells/mL or HIV-1 RNA levels
>55,000 copies/mL before initiation of combination therapy during pregnancy
are most likely to benefit from continued antiretroviral therapy after
delivery (14).
Discussion regarding plans for antiretroviral therapy after delivery should
be initiated during pregnancy. If the woman elects to continue therapy after
delivery, the importance of continued--adherence despite the increased
responsibilities of newborn care should be emphasized and any support
available for the woman should be provided.
3. HIV-1--infected women receiving highly active combination
antiretroviral therapy who have an undetectable HIV-1 RNA level at 36 weeks
of gestation.
Recommendation. The woman should be informed that her risk of
perinatal transmission of HIV-1 with a persistently undetectable HIV-1 RNA
level is low, probably 2% or less, even with vaginal delivery. No
information is currently available on which to determine whether performing
a scheduled cesarean delivery will lower her risk further. Cesarean delivery
has an increased risk of complications for the woman compared with vaginal
delivery, and these risks must be balanced against the uncertain benefit of
cesarean delivery in this case.
Discussion. Scheduled cesarean delivery has been beneficial for
women either receiving no antiretroviral therapy or receiving ZDV
monotherapy, with rates of transmission of HIV-1 of approximately 1%--2% (140,141).
Maternal HIV-1 RNA levels were not evaluated in these studies. Similar rates
of transmission have been reported among women receiving antiretroviral
therapy, with HIV-1 RNA levels undetectable near delivery (78,79,146).
No data are available evaluating transmission rates by mode of delivery
among women with undetectable HIV-1 RNA levels. Although a benefit of
cesarean delivery in reducing transmission may be present, it would be of
small magnitude given the low risk of transmission with vaginal delivery
among women with HIV-1 RNA levels <1,000 copies/mL who are receiving
maternal antiretroviral therapy. Any benefit must be weighed against the
known increased risks to the woman with cesarean section compared with
vaginal delivery, i.e., a severalfold increased risk of postpartum
infections, including uterine infections and pneumonia, anesthesia risks,
and surgical complications. However, given no data to indicate lack of
benefit, if a woman chooses a scheduled cesarean delivery, her decision
should be respected and cesarean delivery scheduled.
If vaginal delivery is chosen, the duration of ruptured membranes should
be minimized because the transmission rate has been shown to increase with
longer duration of membrane rupture among predominantly untreated women (143,171,172)
and among ZDV-treated women in some (9,79) but not all studies (78,145).
Fetal scalp electrodes and operative delivery with forceps or the vacuum
extractor may increase the risk of transmission and should be avoided (173,
174). Intravenous ZDV should be given during labor, and maternal drugs
should be continued on schedule as much as possible to provide maximal
effect and minimize the chance of development of viral resistance, and the
infant should be treated with ZDV for 6 weeks after birth.
4. HIV-1--Infected women who have elected scheduled cesarean section
but present in early labor or shortly after rupture of membranes.
Recommendation. Intravenous ZDV should be started--immediately
since the woman is in labor or has ruptured membranes. If labor is
progressing rapidly, the woman should be allowed to deliver vaginally. If
cervical dilatation is minimal and a long period of labor is anticipated,
the clinician may administer the loading dose of intravenous ZDV and proceed
with cesarean section to minimize the duration of membrane rupture and avoid
vaginal delivery. Alternatively, the clinician might begin pitocin
augmentation to enhance contractions and potentially expedite delivery. If
the woman is allowed to labor, scalp electrodes and other invasive
monitoring and--operative delivery should be avoided if possible. The infant
should be treated with 6 weeks of ZDV therapy after birth.
Discussion. No data are available to address the question of
whether performing cesarean section soon after membrane rupture to shorten
labor and avoid vaginal delivery decreases the risk of vertical transmission
of HIV-1. Most studies have shown the risk of transmission with cesarean
section done--after labor and membrane rupture for obstetric indications to
be similar to that with vaginal delivery, although the duration of ruptured
membranes in these women was often longer than 4 hours (141,176).
When an effect was demonstrated, the risk of transmission was twice as high
among women with ruptured membranes for >4 hours before delivery
compared with those with shorter duration of membrane rupture, although the
risk increased continuously with increasing duration of rupture (See
Situation 3).
If elective cesarean delivery had been planned and the woman presents
with a short duration of ruptured membranes or--labor, she should be
informed that the benefit of cesarean--section under these circumstances is
unclear and be allowed to reassess her decision. If the woman presents after
4 hours of membrane rupture, cesarean section is less likely to affect
transmission of HIV-1. The woman should be informed that the benefit of
cesarean section is unclear and that her risks of perioperative infection
increase with increasing duration of ruptured membranes.
If cesarean delivery is chosen, the loading dose of ZDV should be
administered while preparations are made for--cesarean delivery and the
infusion continued until cord clamping. Prophylactic antibiotics given after
cord clamping have been shown to reduce the rate of postpartum infection
among women of unknown HIV-1 status undergoing cesarean section after labor
or rupture or membranes and should be used routinely in this setting (170).
If vaginal delivery is chosen, intravenous ZDV and other antiretroviral
agents the woman is currently taking should be administered and invasive
procedures such as internal monitoring avoided. Pitocin should be used as
needed to expedite delivery.
Recommendations for Monitoring of Women and Their Infants
Pregnant Woman and Fetus
HIV-1 infected pregnant women should be monitored--according to the same
standards for monitoring HIV-1--infected persons who are not pregnant. This
monitoring should--include measurement of CD4+ counts and HIV-1
RNA levels approximately every trimester (i.e., every 3 to 4 months) to
determine the need for antiretroviral therapy for maternal HIV-1 disease,
whether such therapy should be altered, and whether prophylaxis against
Pneumocystis carinii pneumonia should be initiated.
Changes in absolute CD4+ count during pregnancy may reflect
the physiologic changes of pregnancy on hemodynamic parameters and blood
volume as opposed to a long-term--influence of pregnancy on CD4+
count; CD4+ percentage is likely more stable and might be a more
accurate reflection of immune status during pregnancy (177,178).
Long-range plans should be developed with the woman regarding continuity of
medical care and antiretroviral therapy for her own health--after the birth
of her infant.
Monitoring for potential complications of administration of
antiretroviral agents during pregnancy should be based on what is known
about the side effects of the drugs the woman is receiving. For example,
routine hematologic and liver--enzyme monitoring is recommended for women
receiving ZDV, and women receiving protease inhibitors should be monitored
for the development of hyperglycemia. Because combination antiretroviral
regimens have been used less--extensively during pregnancy, more intensive
monitoring may be warranted for women receiving drugs other than or
in--addition to ZDV.
Antepartum fetal monitoring for women who receive only ZDV
chemoprophylaxis should be performed as clinically indicated because data do
not indicate that ZDV use in pregnancy is associated with increased risk for
fetal complications. Less is known about the effect of combination
antiretroviral therapy on the fetus during pregnancy. Thus, more intensive
fetal monitoring should be considered for mothers receiving such therapy,
including assessment of fetal anatomy with a level II ultrasound and
continued assessment of fetal growth and wellbeing during the third
trimester.
Neonate
A complete blood count and differential should be performed on the
newborn as a baseline evaluation before--administration of ZDV. Anemia has
been the primary complication of the 6-week ZDV regimen in the neonate;
thus, repeat measurement of hemoglobin is required at a minimum after the
completion of the 6-week ZDV regimen. If abnormal, repeat measurement should
be performed at age 12 weeks, by which time any ZDV-related hematologic
toxicity should be resolved. Infants who have anemia at birth or who are
born prematurely warrant more intensive monitoring.
Data are limited concerning potential toxicities in infants whose mothers
have received combination antiretroviral therapy. More intensive monitoring
of hematologic and--serum chemistry measurements during the first few weeks
of life is advised for these infants. However, it should be noted that the
clinical relevance of lactate levels in the neonatal--period to assess
potential for mitochondrial toxicity has not been adequately evaluated.
To prevent P. carinii pneumonia, all infants born to women with
HIV-1 infection should begin prophylaxis at age 6 weeks, after completion of
the ZDV prophylaxis regimen (179).
Monitoring and diagnostic evaluation of HIV-1--exposed--infants should
follow current standards of care (180). Data do not indicate any
delay in HIV-1 diagnosis in infants who have received the ZDV regimen (1,181).
However, the effect of combination antiretroviral therapy in the mother or
newborn on the sensitivity of infant virologic diagnostic testing
is--unknown. Infants with negative virologic test results during the first 6
weeks of life should have diagnostic evaluation--repeated after completion
of the neonatal antiretroviral--prophylaxis regimen.
Postpartum Follow-Up of Women
Comprehensive care and support services are important for women with
HIV-1 infection and their families. Components of comprehensive care include
the following medical and--supportive care services:
- Primary, obstetric, pediatric, and HIV-1 specialty care,
- Family planning services,
- Mental health services,
- Substance-abuse treatment, and
- Coordination of care through case management for the woman, her
children, and other family members.
Support services include case management, child care,--respite care,
assistance with basic life needs (e.g., housing, food, and transportation),
and legal and advocacy services. This care should begin before pregnancy and
should be continued throughout pregnancy and postpartum.
Maternal medical services during the postpartum period must be
coordinated between obstetric care providers and HIV-1 specialists.
Continuity of antiretroviral treatment when such treatment is required for
the woman's HIV-1 infection is--especially critical and must be ensured.
Concerns have been raised about adherence to antiretroviral regimens during
the postpartum period. Women should be counseled about the fact that the
physical changes of the postpartum period, as well as the stresses and
demands of caring for a new baby, can make adherence more difficult and
additional support may be needed to maintain good adherence to their
therapeutic antiretroviral regimen during this period (182,183). The
health-care provider should be vigilant for signs of depression, which may
require assessment and treatment and which may interfere with adherence.
Poor adherence has been shown to be associated with virologic failure,
development of resistance, and decreased long-term effectiveness of
antiretroviral therapy (184--189). Efforts to maintain good adherence
during the postpartum period might prolong the effectiveness of therapy (14).
All women should receive comprehensive health-care services that continue
after pregnancy for their own medical care and for assistance with family
planning and contraception. In addition, this is a good time to review
immunization status and update vaccines, assess the need for prophylaxis
against opportunistic infections, and reemphasize safer sex practices.
Data from PACTG 076 and 288 do not indicate adverse effects through 4
years postpartum among women who--received ZDV during pregnancy (47, 132).
Women who have received only ZDV chemoprophylaxis during pregnancy should
receive appropriate evaluation to determine the need for antiretroviral
therapy during the postpartum period.
Long-Term Follow-Up of Infants
Data remain insufficient to address the effect that exposure to ZDV or
other antiretroviral agents in utero might have on long-term risk for
neoplasia or organ system toxicities in children. Data from follow-up of
PACTG 076 infants through age 6 years do not indicate any differences in
immunologic, neurologic, and growth parameters between infants who were
exposed to the ZDV regimen and those who received--placebo, and no
malignancies have been seen (58,59). Continued evaluation of early
and late effects of in utero antiretroviral exposure is ongoing through
several mechanisms, including a long-term follow-up study in the Pediatric
AIDS Clinical Trials Group (PACTG 219C), natural history studies, and
HIV/AIDS surveillance conducted by state health--departments and CDC.
Because most of the available follow-up data relate to in utero exposure to
antenatal ZDV alone and most pregnant women with HIV-1 infection currently
receive combination therapy, it is critical that studies to evaluate
potential adverse effects of in utero drug exposure--continue to be
supported.
Innovative methods are needed to provide follow-up of--infants with in
utero exposure to antiretroviral drugs. Information regarding such exposure
should be part of the--ongoing permanent medical record of the child,
particularly for uninfected children. Children with in utero
antiretroviral--exposure who develop significant organ system abnormalities
of unknown etiology, particularly of the nervous system or heart, should be
evaluated for potential mitochondrial--dysfunction (46). Follow-up of
children with antiretroviral exposure should continue into adulthood because
of the theoretical concerns regarding potential for carcinogenicity of the
nucleoside analog antiretroviral drugs. Long-term follow-up should include
yearly physical examinations of all children exposed to antiretroviral drugs
and, for adolescent females, gynecologic evaluation with Pap smears.
HIV-1 surveillance databases from states that require HIV-1 reporting
provide an opportunity to collect population-based information concerning in
utero antiretroviral exposure. To the extent permitted by federal law and
regulations, data from these confidential registries can be used to compare
with--information from birth defect and cancer registries to identify
potential adverse outcomes.
Clinical Research Needs
The following clinical research needs are relevant to the United States
and other developed countries. Study findings continue to evolve rapidly,
and research needs and clinical practice will require continued reassessment
over time. The current guidelines do not attempt to address the
complex--research needs or antiretroviral prophylaxis recommendations for
resource-limited international settings.
Evaluation of Drug Safety and Pharmacokinetics
Many pregnant women with HIV-1 infection in the United States are
receiving combination antiretroviral therapy for their own health care along
with standard ZDV prophylaxis to--reduce perinatal HIV-1 transmission.
Additionally, recent data indicate that antenatal use of potent
antiretroviral combinations capable of reducing plasma HIV-1 RNA copy number
to very low or undetectable levels near the time of delivery may lower the
risk of perinatal transmission to <2% (61,90). While the number of
antiretroviral agents and combination regimens used for treatment of
infected persons is increasing--rapidly, the number of drugs evaluated in
pregnant women remains limited.
Preclinical evaluations of antiretroviral drugs for potential pregnancy-
and fetal-related toxicities need to be completed for all existing and new
antiretroviral drugs. More data are needed regarding the safety and
pharmacokinetics of antiretroviral drugs in pregnant women and their
neonates, particularly when used in combination regimens. Further--research
is also needed on whether the effects of intensive combination treatment on
viral load differ in various body compartments, such as plasma and genital
tract secretions, and how this may relate to risk of perinatal transmission.
Continued careful assessment for potential short- and long-term
consequences of antiretroviral drug use during pregnancy for both the woman
and her child is important. Consequences of particular concern include
mitochondrial dysfunction;--hepatic, hematologic and other potential
end-organ toxicities; development of antiretroviral drug resistance; and
adverse effects on pregnancy outcome. Because the late consequences of in
utero antiretroviral exposure for the child are unknown, innovative methods
need to be developed to detect possible rare late toxicities of transient
perinatal antiretroviral drug exposure that may not be observed until later
in childhood or in adolescence or adulthood.
Assessment of Drug Resistance
The risk of emerging drug resistance during pregnancy--or the postpartum
period requires further study. The--administration of ZDV as a single drug
for prophylaxis of transmission may increase the incidence of ZDV resistance
mutations in women with viral replication that is not maximally suppressed.
Administration of drugs such as nevirapine and 3TC, for which a single-point
mutation can confer genotypic resistance, to pregnant women with inadequate
viral suppression may result in the development of virus with genotypic drug
resistance in a substantial proportion of the women (27,136,137). The
clinical consequences of emergence of--genotypic resistance during pregnancy
or in the postpartum period with respect to risk of transmission of
resistant virus and future treatment options require further assessment.
Optimizing Adherence
The complexity of combination antiretroviral regimens as well as drugs
for prophylaxis against opportunistic infections often leads to poor
adherence among HIV-1--infected persons. Innovative approaches are needed to
improve adherence for women with HIV-1 infection during and following
pregnancy and to ensure that infants receive ZDV prophylaxis.
Role of Cesarean Delivery Among Women with Nondetectable Viral Load or
with Short Duration of Ruptured Membranes
Elective cesarean delivery has increased among women with HIV-1 infection
since the demonstration that delivery before labor and membrane rupture can
reduce intrapartum HIV-1 transmission (140,141,190). Further study is
needed regarding whether elective cesarean delivery provides clinically
significant benefit to infected women with low or undetectable viral load
who are receiving combination antiretroviral therapy, and also regarding the
maternal and infant morbidity and mortality associated with operative
delivery. Additionally, data from a meta-analysis by the International
Perinatal HIV-1 Group indicate that the risk of perinatal transmission
increases by 2% for every 1-hour increase in duration of membrane rupture in
infected women with <24 hours of membrane rupture (191).
Therefore, further study is also needed to evaluate--the role of nonelective
cesarean delivery in reducing perinatal transmission in women with very
short duration of ruptured membranes and/or labor.
Management of Women with Premature Rupture of Membranes
With evidence that increasing duration of membrane rupture is associated
with an increasing transmission risk (191), more study is needed to
determine the appropriate management of pregnant women with HIV-1 infection
who present with ruptured membranes at different points in gestation.
Offering Rapid Testing at Delivery to Late-Presenting Women
One of the groups still at high risk for transmitting HIV-1 to their
infants is those women who have not received antenatal care and were not
offered HIV-1 counseling and testing. The feasibility of offering counseling
and rapid HIV-1 testing to women of unknown HIV-1 status who present while
in labor requires further study. Additionally, the efficacy
and--acceptability of intrapartum/postpartum or postpartum--infant
interventions to reduce the risk of intrapartum transmission by women first
identified as infected with HIV-1 during delivery needs to be assessed.
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*Information included in these guidelines may not represent approval by
the Food and Drug Administration (FDA) or approved labeling for the
particular product or indications in question. Specifically, the terms
"safe" and "effective" may not be synonymous with the FDA-defined legal
standards for product approval.
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Table 2

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Box 2

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Table 3

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Table 4

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Perinatal HIV Guidelines Working Group
Members
August 28, 2002
Executive Secretary: Lynne Mofenson, M.D., National Institutes of
Health, Rockville, Maryland.
Consultants: Jean Anderson, M.D., Johns Hopkins University School
of Medicine, Baltimore, Maryland; Claire Rappoport, Brisbane, California; I.
Celine Hanson, M.D., Texas Department of Health, Austin, Texas; Robert
Maupin, M.D., Louisiana State University Health Sciences Center, New
Orleans, Louisiana; Howard Minkoff, M.D., Maimonides Medical Center,
Brooklyn, New York; Mary Jo O'Sullivan, M.D., University of Miami School of
Medicine, Miami, Florida; Sallie Marie Perryman New York State Department of
Health AIDS Institute, New York, New York; Gwendolyn Scott, M.D., University
of Miami School of Medicine, Miami, Florida; Stephen Spector, M.D.,
University of California San Diego, La Jolla, California; Ruth Tuomala,
M.D., Brigham and Women's Hospital, Boston, Massachusetts; Nancy Wade, M.D.,
The Childrens Hospital at Albany Medical Center, Albany, New York; Patricia
Whitley-Williams, M.D., University of Medicine and Dentistry of New Jersey,
New Brunswick, New Jersey; Catherine Wilfert, M.D., Elizabeth Glaser
Pediatric AIDS Foundation, Chapel Hill, North Carolina; Carmen Zorrilla,
M.D.,University of Puerto Rico School of Medicine, San Juan, Puerto Rico.
Federal Government Staff: Magda Barini-Garcia, M.D., Health
Resources and Services Administration, Rockville, Maryland; Melisse Baylor,
M.D., Food and Drug Administration, Rockville, Maryland; Mary Glenn Fowler,
M.D., Centers for Disease Control and Prevention, Atlanta, Georgia; Victoria
Cargill M.D., Office of HIV/AIDS Policy, Washington, D.C.; Karen Hench,
Health Resources and Services Administration, Rockville, Maryland; Denise
Jamieson, M.D., Centers for Disease Control and Prevention, Atlanta,
Georgia; James McNamara, M.D., National Institutes of Health, Rockville,
Maryland; Jose Morales, M.D., Health Resources and Services Administration,
Rockville, Maryland; D. Heather Watts, M.D., National Institutes of Health,
Rockville, Maryland.
Working Group Coordinating Center Staff: Carolyn Burr, Ed.D.,
National Pediatric and Family HIV Resource Center, Newark, New Jersey;
Elaine Gross, M.S., National Pediatric and Family HIV Resource Center,
Newark, New Jersey.
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