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IOM Report on Thimerosal-Containing Vaccines and
Neurodevelopmental Disorders
Questions and Answers
Preservatives in Vaccines
Thimerosal
IOM Report
Autism and Other Neurodevelopmental Disorders
Vaccine Safety
Bibliography
Preservatives in Vaccines
Q. What are preservatives and why are they added to vaccines?
A. Preservatives are compounds that kill or prevent the growth of
microorganisms, such as bacteria or fungi. They are used in vaccines to
prevent bacterial or fungal growth in the event that the vaccine is
accidentally contaminated, as might occur with repeated puncture of
multi-dose vials. Vaccines, both in the United States and throughout other
parts of the world, are commonly packaged in multi-dose vials. In some
cases, preservatives are added during manufacture to prevent microbial
growth; with changes in manufacturing technology, however, the need to add
preservatives during the manufacturing process has decreased markedly.
Preservatives have been used in vaccines for over 70 years. The requirement
for a preservative in multi-dose, multi-entry vials was placed into the Code
of Federal Regulations (21 CFR 610.15) in January 1968.
The general need for preservatives in multi-dose vials has been attested to
by a number of examples of multi-dose vials being formulated without
preservatives becoming contaminated during use, and causing the death of
vaccine recipients.
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Thimerosal
Q. What is thimerosal?
A. Thimerosal is a preservative that has been used in some vaccines
since the 1930's, when it was first introduced by the Eli Lilly Company.
Thimerosal has been the most widely used preservative in vaccines, present
in over 30 licensed vaccines. It is 50% mercury by weight and is metabolized
or degraded into ethylmercury and thiosalicylate. At concentrations found in
vaccines, it meets the requirements for a preservative as set forth by the
United States Pharmacopeia; that is, it kills the specified challenge
organisms and is able to prevent the growth of the challenge fungi. Prior to
its introduction in the 1930's, data were available in several animal
species and humans providing evidence for its safety and effectiveness as a
preservative. Since then, thimerosal has a long record of safe and effective
use preventing bacterial and fungal contamination of vaccines, with no ill
effects established other than minor local reactions like redness and
swelling at the site of injection.
In July 1999, the Public Health Service agencies, the American Academy of
Pediatrics, and vaccine companies agreed that thimerosal should be reduced
or eliminated in vaccines as a precautionary measure to minimize the
exposure to mercury from all sources. Today, all routinely recommended
licensed pediatric vaccines that are currently being manufactured for the
U.S. market contain no thimerosal or only trace amounts.
Q. What progress has been made towards the goal of eliminating thimerosal
from vaccines?
A. All routinely administered pediatric vaccines are now being
manufactured either in thimerosal-free or thimerosal-reduced (>95%
reduction) presentations. The Food and Drug Administration (FDA) expedited
reviews of manufacturers' supplements to their product license applications
to eliminate or reduce the mercury content of vaccines to help assure that
the Public Health Service goal of replacement of thimerosal-containing
vaccines takes place as quickly as possible. In August 1999, the FDA
approved a thimerosal-free hepatitis B vaccine and in March 2000, a
hepatitis B vaccine containing only trace thimerosal (less than 0.5
micrograms mercury per dose) was approved. Thus, as of March 2000, all U.S.
children had access to hepatitis B vaccines that are free of thimerosal as a
preservative. All Haemophilus influenzae type b (Hib) vaccines
currently distributed in the U.S. do not contain thimerosal. With the March
2001 approval of a second diphtheria and tetanus toxoid and pertussis
vaccine (DTaP) that does not contain thimerosal as a preservative, all DTaP
vaccines currently being produced in the U.S. are either thimerosal free or
contain greatly reduced amounts (less than 0.5 micrograms of mercury per
vaccine dose).
Based on this progress, the most likely maximum amount of ethylmercury
that an infant may be exposed to from currently manufactured vaccines has
been reduced from approximately 187.5 mcg to < 3 mcg. The measles, mumps,
rubella, varicella, inactivated polio, and pneumococcal conjugate vaccines
that are now in use have never contained thimerosal.
Q. Why are some vaccines noted to be "thimerosal-free" while some are
"thimerosal-reduced"?
A. Thimerosal may be added at the end of the manufacturing process to
act as a preservative to prevent bacterial or fungal growth in the event
that the vaccine is accidentally contaminated, as might occur with repeated
puncture of multi-dose vials. When thimerosal is used as a preservative in
vaccines, it is present in concentrations up to 0.01 % (50 micrograms
thimerosal per 0.5 mL dose or 25 micrograms mercury per 0.5 mL dose). In
some cases, preservatives are added during manufacture to prevent microbial
growth. Use of thimerosal during the manufacturing process contributes
considerably less to the final content of vaccines (less than 0.5 micrograms
mercury per 0.5 mL dose).
Q. What is the difference between "thimerosal-free,"
"thimerosal-reduced," and "preservative-free"?
A. Vaccines may be termed "thimerosal-free" if no thimerosal can be
measured, i.e., thimerosal content is below the limit of detection. The term
"thimerosal-reduced" usually indicates that thimerosal is not added as a
vaccine preservative, but trace amounts (less than 0.5 micrograms mercury
per 0.5 mL dose) may remain from use in the manufacturing process. Such
trace amounts are not felt to be clinically significant, nor would they
result in exposure exceeding any federal guidance for mercury exposure. The
term "preservative-free" indicates that no preservative (thimerosal or
otherwise) is used in the vaccine; however, traces used during the
manufacturing process may be present in the final formulation. For example,
some vaccines may be preservative-free but may contain traces of thimerosal
(less than 0.5 micrograms mercury per 0.5 mL dose); in such settings, this
information is noted in the package insert.
Q. When thimerosal was removed as a preservative in vaccines, what
replaced it? How do we know that the new formulations are safe?
A. Two options are available to manufacturers seeking to remove
thimerosal as a vaccine preservative: reformulating the vaccine in single
dose containers that do not contain a preservative, or replacing thimerosal
with an alternative preservative.
Since 1999, license supplements have been approved for one DTaP and two
pediatric formulations of hepatitis B vaccine. In each of these cases,
removal of thimerosal as a preservative has been accomplished by changing
presentations from multi-dose to single dose vials that do not require a
preservative. Preservatives are used in multi-dose vials to prevent
bacterial or fungal growth in the event that the vaccine is accidentally
contaminated, as might occur with repeated puncture. When thimerosal is
removed as a preservative, the manufacturer submits relevant information to
the FDA to demonstrate that the safety and effectiveness of this product has
not been affected by the change in formulation.
A manufacturer may seek to replace thimerosal with an alternate
preservative; however, additional data establishing its safety and
effectiveness may be required.
Q. Why is exposure to mercury a concern?
A. Mercury is an element that is dispersed widely around the earth.
Most of the mercury in the water, soil, plants, and animals is found as
inorganic mercury salts. Mercury accumulates in the aquatic food chain,
primarily in the form of methylmercury, an organomercurial. Methylmercury is
more easily absorbed and is less readily eliminated from the body than
inorganic mercury. Exposure to methylmercury has been shown to pose a
variety of health risks to humans. Extremely high levels, such as that
observed in poisoning episodes in Japan and Iraq, has caused neurological
damage and death. The fetus is considered more sensitive to health effects
of methylmercury than adults. In recent years, some studies have found
adverse health effects of methylmercury at levels previously thought to be
safe. Other studies, however, have shown conflicting results. It is
important to note that the preservative thimerosal contains ethylmercury, a
related though distinct organomercurial from methylmercury. Information on
the toxicity of ethylmercury, especially at low doses, is limited.
Q. Although thimerosal is no longer used as a preservative in routinely
recommended childhood vaccines manufactured in the U.S., what is being done
about the thimerosal content of less commonly administered vaccines and
other biological products given to infants, children, and pregnant women?
A. The FDA is continuing its efforts to reduce exposure to infants,
children, and pregnant women to mercury from all sources. Discussions with
the manufacturers of influenza vaccines (which are routinely recommended for
pregnant women) regarding thimerosal-reduced and thimerosal-free
presentations are ongoing. Discussions are also underway with regard to
other vaccines, in particular, the diphtheria and tetanus vaccines and one
manufacturer's adolescent/adult formulation of the hepatitis B vaccine (a
second manufacturer's hepatitis B vaccine is formulated without thimerosal
as a preservative for both the pediatric and adult presentations.)
Q. What has the Federal government done to address the issue of mercury
containing preservatives in vaccines?
A. Under the FDA Modernization Act (FDAMA) of 1997, the FDA
carried out a comprehensive review of the use of thimerosal in childhood
vaccines. Conducted in 1999, this review found no evidence of harm
from the use of thimerosal as a vaccine preservative, other than local
hypersensitivity reactions.
As part of the FDAMA review, the FDA evaluated the amount of mercury an
infant might receive in the form of ethylmercury from vaccines under
the U.S. recommended childhood immunization schedule and compared these
levels with existing guidelines for exposure to methylmercury, as
there are no existing guidelines for ethylmercury, the metabolite of
thimerosal. At the time of this review in 1999, the maximum cumulative
exposure to mercury from vaccines in the recommended childhood immunization
schedule was within acceptable limits for methylmercury exposure guidelines
set by FDA, the Agency for Toxic Substances and Disease Registry (ATSDR),
and the World Health Organization (WHO). However, depending on the vaccine
formulations used and the weight of the infant, some infants could have been
exposed to cumulative levels of mercury during the first six months of life
that exceeded EPA recommended guidelines for safe intake of methylmercury.
As a precautionary measure, the Public Health Service (including the FDA,
National Institutes of Health [NIH], Centers for Disease Control and
Prevention [CDC] and Health Resources and Services Administration [HRSA])
and the American Academy of Pediatrics issued a Joint Statement, urging
vaccine manufacturers to reduce or eliminate thimerosal in vaccines as soon
as possible. The U.S. Public Health Service agencies have collaborated with
various investigators to initiate further studies to better understand any
possible health effects from exposure to thimerosal in vaccines.
Available data has been reviewed in several public forums including the
Workshop on Thimerosal, held in Bethesda in August 1999 and sponsored by the
National Vaccine Advisory Committee, two meetings of the Advisory Committee
on Immunization Practices of the CDC, held in October 1999 and June 2000,
and by the Institute of Medicine's Immunization Safety Review Committee in
July 2001. Data reviewed did not demonstrate convincing evidence of toxicity
from doses of thimerosal used in vaccines. In case reports of accidental
high-dose exposures in humans to thimerosal or ethyl mercury, toxicity was
demonstrated only at exposures that were 100 to1000 times that found in
vaccines.
The FDA is encouraging the reduction or removal of thimerosal from all
existing vaccines. Much progress has been made to date. The FDA has been
actively working with manufacturers, particularly those that manufacture
childhood vaccines, to reach the goal of eliminating or reducing thimerosal
from vaccines, and has been collaborating with other PHS agencies to further
evaluate the potential health effects of thimerosal. In this regard, all of
the routinely recommended pediatric vaccines are now manufactured as either
thimerosal free or thimerosal reduced (less than 0.5 microgram of mercury
per dose) presentations.
Q. Why did the FDA wait until mandated by Congress under FDAMA 1997 to
examine the use of preservatives containing mercury?
A. The FDA had previously reviewed thimerosal use in biological
products, including vaccines, in 1976. This review evaluated exposure to
thimerosal from biological products using the 1974 American Academy of
Pediatrics "Red Book" immunization schedule and concluded that, with the
exception of long term immune globulin replacement therapy, "no dangerous
quantity of mercury is likely to be received from biologic products in a
lifetime."7 Of note, immune globulin products manufactured in the
U.S. no longer use thimerosal as a preservative.
Several factors led to examination of mercury-containing preservatives in
childhood vaccines. Over the past decade there has been increased attention
focused on the health effects of human exposure to mercury, particularly
methylmercury. In 1994, the EPA revised its Reference Dose (RfD) for
methylmercury exposure, lowering its guideline for safe exposures from 0.34
to 0.1 microgram per kilogram body weight per day. Prospective studies
(primarily in the Seychelles and Faroe Islands) of the effects of low dose
exposure to methylmercury in the diet have been published during the past
few years. Studies carried out in the Faroe Islands have raised concern that
neurodevelopmental outcomes in children may be subtly affected when their
mothers were exposed to methylmercury from dietary sources at levels that
were previously thought to be safe. However, studies carried out in the
Seychelles Islands did not show adverse neurodevelopmental outcomes at
comparable exposure levels to mercury. Also, in the past decade, the CDC's
Advisory Committee on Immunization Practices (ACIP) and other recommending
bodies have added new vaccines containing thimerosal as a preservative such
as hepatitis B and Hib vaccines to the routine childhood immunization
schedule. Additionally, beginning in 1996, the replacement of whole cell
DTP-Hib combination vaccines with separately administered DTaP and Hib
vaccines increased the amount of thimerosal that some infants might receive
(depending on vaccine formulation(s) received). In light of efforts by
various Federal agencies to decrease human exposure to mercury from all
sources, and the potential increase in infant exposure to thimerosal from
vaccines, FDA was beginning to review of this issue.
Thus, while enactment of FDAMA 1997 provided an official mechanism for
review of mercury in FDA regulated products, the use of thimerosal as a
preservative in vaccines had already begun to be considered by the FDA.
During the past ten years, the FDA has provided advice to manufacturers
recommending that new vaccines under development be formulated without
thimerosal as a preservative.
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IOM Report
Q. What were the findings of the IOM's Report on Thimerosal-Containing
Vaccines and Neurodevelopmental Disorders?
A. The IOM's Immunization Safety Review Committee concluded that the
evidence is inadequate to accept or reject a causal relationship between
exposure to thimerosal from vaccines and the neurodevelopmental disorders of
autism, attention deficit hyperactivity disorder (ADHD), and speech or
language delay. The Committee also concluded that although the hypothesis
that exposure to thimerosal-containing vaccines could be associated with
neurodevelopmental disorders is not established and rests on indirect and
incomplete information, primarily from analogies with methylmercury and
levels of maximum mercury exposure from vaccines given in children, the
hypothesis is biologically plausible.
The Committee believed that the effort to remove thimerosal from vaccines
was "a prudent measure in support of the public health goal to reduce
mercury exposure of infants and children as much as possible." Furthermore,
in this regard, the Committee urged that "full consideration be given to
removing thimerosal from any biological product to which infants, children,
and pregnant women are exposed."
Q. Why was the report done?
A. Issues involving the safety of vaccines, particularly childhood
vaccines, continue to concern members of the public, health care
professionals, the public health community, the media, Congress, vaccine
companies, and Federal agencies.
In response to the concerns, the CDC and the National Institutes of
Health (NIH) asked the National Academy of Sciences' Institute of Medicine
to establish an independent expert committee to review hypotheses about
existing and emerging immunization safety concerns. The first of these
reviews was an examination of the possible link between the use of the
Measles, Mumps, and Rubella (MMR) vaccine and autism. The Committee
concluded that the evidence favors rejection of a causal relationship at the
population level between MMR vaccines and autistic spectrum disorders (ASD).
The Committee noted that its conclusion does not exclude the possibility
that MMR vaccine could contribute to ASD in a small number of children,
because the epidemiological evidence lacks the precision to assess rare
occurrences of a response to MMR vaccine leading to ASD and the proposed
biological models linking MMR vaccine to ASD, although far from established,
are nevertheless not disproved.
The report on thimerosal-containing vaccines and neurodevelopmental
disorders is the second review completed by the IOM's Immunization Safety
Review Committee.
The Immunization Safety Review Committee is composed of 15 expert members
from pediatrics, neurology, immunology, internal medicine, infectious
diseases, genetics, epidemiology, biostatistics, risk perception and
communications, decision analysis, public health, nursing, and ethics. The
committee members were selected on the basis of a strict criteria to
eliminate any potential or perceived conflict of interest.
Q. What are the recommendations of the report?
A. The IOM's Immunization Safety Review Committee made several
recommendations.
Policy Review and Analysis - The committee recommended the
following:
- the use of thimerosal-free DTaP, hepatitis B, and Hib vaccines in the
United States, despite the fact that there might be remaining supplies of
thimerosal-containing vaccine available.
- that full consideration be given by appropriate professional societies
and government agencies to removing thimerosal from vaccines administered
to infants, children, or pregnant women in the United States.
- appropriate professional societies and governmental agencies review
their policies about the non-vaccine biological and pharmaceutical
products that contain thimerosal and are used by infants, children, and
pregnant women in the United States.
- that policy analysis be conducted that will inform these discussions
in the future.
- a review and assessment of how public health policy decisions are made
under uncertainty.
- a review of the strategies used to communicate rapid changes in
vaccine policy, and it recommends research on how to improve those
strategies.
Public Health and Biomedical Research - The committee recommended
a diverse public health and biomedical research portfolio. This will be most
effective if it involves several different agencies (thus maximizing
resources), provides some findings fairly quickly, and utilizes a variety of
approaches.
Epidemiological Research recommendations included:
- case-control studies examining the potential link between
neurodevelopmental disorders and thimerosal-containing vaccines.
- further analysis of neurodevelopmental outcomes in these
populations.
- conducting epidemiological studies that compare the incidence and
prevalence of neurodevelopmental disorders before and after the removal
of thimerosal from vaccines.
- an increased effort to identify the primary sources and levels of
prenatal and postnatal exposure to thimerosal (e.g., Rho (D) Immune
Globulin, which is given to Rh-negative mothers during pregnancy) and
other forms of mercury (e.g., maternal consumption of fish) in infants,
children, and pregnant women.
Clinical Research recommendations included:
- research on how children, including those diagnosed with
neurodevelopmental disorders, metabolize and excrete metalsparticularly
mercury.
- continued research on theoretical modeling of ethylmercury
exposures, including the incremental burden of thimerosal on background
mercury exposure from other sources.
- careful, rigorous and scientific investigations of chelation when
used in children with neurodevelopmental disorders, especially autism.
Basic Science Research recommendations were:
- research to identify a safe, effective, and inexpensive alternative
to thimerosal for countries that decide they need to switch.
- research in appropriate animal models on neurodevelopmental effects
of ethylmercury.
Q. What are neurodevelopmental outcomes?
A. Neurodevelopmental disorders are disorders affecting the nervous
system, including the brain. For this report, the IOM's Immunization Safety
Review Committee examined the hypothesis of whether or not vaccines
containing thimerosal could have caused specific neurodevelopmental
disorders, including autism, attention deficit/hyperactivity disorder
(ADHD), and speech or language delay.
Q. How does the committee examine a hypothesis?
A. For each hypothesis to be examined, the committee assesses both
the scientific plausibility of the issue and its significance in a broader
societal context. The scientific plausibility is based on two parts: the
biologic plausibility (if it is biologically possible) and causality (an
examination of the evidence regarding a possible relation between the
vaccine and the adverse event). The significance assessment considers the
nature of the health risks associated with the vaccine-preventable disease
and with the adverse event in question and other societal concerns. The
findings of the plausibility and significance assessments provide the basis
for the committee's recommendations.
Q. The IOM recommended the use of thimerosal-free DTaP, hepatitis B, and
Hib vaccines in the United States despite the fact that there might be
remaining supplies of thimerosal-containing vaccines available. Why doesn't
the FDA recall all thimerosal-containing vaccines intended for use in
infants and small children?
A. A recall of thimerosal-containing vaccines is not warranted
because currently, available data show that these products are safe and
effective. Federal law is specific about the criteria that must be met
before FDA can enforce a mandatory recall of a regulated product. Under
section 351(d) of the Public Health Service Act, a licensed vaccine (or
other biological product) shall be recalled if FDA determines that it
"presents an imminent or substantial hazard to the public health..." FDA
does not believe that thimerosal-containing vaccines present an imminent or
substantial hazard to the public health because available scientific data do
not establish that exposure to thimerosal in vaccines can cause
neurodevelopmental disorders. Additional studies on the potential for
adverse effects of mercury in vaccines are continuing. Results of these
studies will be closely monitored.
FDA regulations also provide for a voluntary recall of products regulated
by the FDA (21 CFR, Part 7). A firm may withdraw a product from the market,
of its own volition, at any time. In addition, FDA may request a firm to
recall a product that is in violation of FDA laws and regulations and that
presents a risk of injury or gross deception, or is otherwise defective; an
agency request for recall is reserved for urgent situations such as those
that are necessary to protect the public health. FDA has concluded that
voluntary recall is not warranted because vaccines that contain thimerosal
as a preservative are not violative products and there are no conclusive
data that they present a risk of injury.
However, the Department concurs with the IOM that it is prudent to avoid
mercury exposure from vaccines, indeed, from all sources. Accordingly, the
Department's Inter-Agency Vaccine Group has worked with manufacturers to
remove or reduce thimerosal from vaccines. The FDA expedited reviews of
manufacturers' supplements to their product license applications to
eliminate or reduce the mercury content in vaccines to help assure that the
Public Health Service goal of replacement of thimerosal-containing vaccines
takes place as expeditiously as possible.
Thus, since March 2001, all routinely administered pediatric vaccines are
now being manufactured either in thimerosal-free or thimerosal-reduced (>
95% reduction) presentations, and infant exposure to mercury from vaccines
is unlikely to exceed any federal guidelines.
Q. How much thimerosal-containing DTaP, hepatitis B, and Hib vaccines are
available for use in the United States?
A. As of October 2001, the vast majority of the supplies of DTaP, Hib,
and hep B vaccines are without thimerosal or with only trace amounts.
Q. Has the Advisory Committee on Immunization Practices (ACIP) considered
recommending only thimerosal-free vaccines?
A. The ACIP met in June 2001 to review the progress in achieving the
goal of removing thimerosal containing vaccines from the routinely
recommended childhood immunization schedule. At that time, they chose not to
make any changes to their previous recommendation which stated that
thimerosal-containing or thimerosal-free vaccines were equally acceptable
for use. The ACIP determined that the large risks of not vaccinating
children for outweigh the unknown and probably much smaller risk, if any, of
cumulative exposure to thimerosal-containing vaccines over the first six
months of life. The ACIP will reconsider this issue at its next meeting on
October 17-18 in Atlanta, GA.
Q. What are the ACIP recommendations regarding DTaP, hepatitis B and Hib
vaccines that contain thimerosal?
A. The use of any DTaP, hepatitis B and Hib vaccine should continue
according to the currently recommended schedule. The risk of not vaccinating
children on time to protect them from these diseases is believed to far
outweigh the slight risk, if any, of exposure to thimerosal-containing
vaccines which are still available.
Q. Since the influenza vaccine contains thimerosal, why do influenza
recommendations continue to include pregnant women?
A. All influenza vaccines contain thimerosal; however, ACIP
recommends no changes in the influenza vaccination guidelines, including
those for children and pregnant women. Evidence suggests that children with
certain medical conditions (e.g., cardiopulmonary disease, including asthma
and immunodeficiency conditions) are at substantially increased risk for
complications of influenza. During the influenza season, rates of
hospitalizations for otherwise healthy women in their second or third
trimester of pregnancy are similar to those for cardiopulmonary problems
from influenza disease among persons aged greater than or equal to 65 years
who do not have a chronic medical illness and for whom influenza vaccination
also is recommended. Pregnant women with chronic medical conditions are at
higher risk and have a hospitalization rate more than two times greater than
among pregnant women without other high_risk medical conditions. A
substantial safety margin has been incorporated into the health guidance
values for organic mercury exposure developed by the Agency for Toxic
Substances and Disease Registry and other agencies. ACIP concluded that the
benefits of influenza vaccine outweigh the potential risks for thimerosal.
Q. What research has been conducted by the Federal Government regarding
the safety of vaccines containing thimerosal?
A. Efforts to remove thimerosal from the U.S. vaccine supply have
been accompanied by research investigations to better assess the potential
health effects of exposure to thimerosal-containing vaccines. The major
studies and findings include: The NIH, in collaboration with researchers
from the University of Rochester and the Bethesda Naval Hospital, undertook
a study to determine how much mercury, if any, could be detected in the
blood of infants following exposure to thimerosal-containing vaccines. There
was no observed dose-dependent relationship between the level of thimerosal
received through vaccination and the level of mercury in the infants.
The CDC has used large automated databases that link vaccination and
International Classification of Disease codes (ICD_9) stored in the medical
records in three managed care organizations (i.e., the Vaccine Safety
Datalink project, or VSD) to screen for any possible associations between
exposure to thimerosal-containing vaccines and a variety of neurologic,
developmental, and renal outcomes. In phase I of this investigation, using
the data from two of the managed care organizations, CDC and VSD researchers
found statistically significant associations between thimerosal and some
neurodevelopmental disorders, including language delays, speech delays,
attention deficit hyperactivity disorder (ADHD), unspecified developmental
delays, stammering, sleep disorders, emotional disorders, and tics. The
consultants noted that two thirds of the ADHD cases in the data set were not
later confirmed by specialists. Overall, the correlations were weak.
However, the associations were not consistent between the two VSD sites
examined.
In phase II of the investigation, CDC investigators obtained and examined
data from a third managed care organization. Analyses of these data using
the same methods and having similar limitations as in the above study, did
not confirm results for speech or language delay and attention deficit
disorder. The number of events was too small to examine the association with
tics and the category of unspecified developmental delays was not defined
clearly enough to permit reanalysis. No association was found between
thimerosal in vaccines and autism in the one site that had enough children
to test for a relationship.
The FDA and NIH are collaborating on development of protocols to evaluate
the pharmacokinetics of ethylmercury vs. methylmercury vs. thimerosal in two
animal studies. Pharmacokinetics is the study of how an agent is absorbed,
distributed, metabolized (broken down), and excreted.
Q. What are the next steps related to the IOM report?
A. The review of the concerns that has been carried out by the
independent expert panel assembled by the IOM will contribute to maintaining
public confidence in our national immunization program and assuring the
continued protection of U.S. children against vaccine preventable diseases
in an effective and safe manner. The recommendations made by this expert
panel are under review by the Department's Inter-Agency Vaccine Group. The
ACIP will consider the IOM's recommendations at its next meeting, in
Atlanta, GA, on October 17-18, 2001. In the meantime, ACIP childhood
immunization recommendations remain unchanged.
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Autism and Other Neurodevelopmental Disorders
Q. What kind of evidence would be needed to demonstrate that autism or
other neurodevelopmental disorders are caused by exposure to thimerosal?
A. The IOM used the following criteria for assessing whether evidence
indicates the presence of an association between an adverse event and
vaccine exposure (IOM 1991). Similar criteria were used recently by the
IOM's Immunization Safety Review Committee in their assessment of
thimerosal-containing vaccines and neurodevelopmental disorders (IOM 2001).
The strength of an association refers to
the magnitude of the measure of effect of an exposure, usually the
relative risk or odds ratio, in a study comparing an exposed and an
unexposed group. The larger the magnitude of the effect the less likely
any observed effect is due to chance, bias or confounding. In general, in
observational studies, relative risks of 2 or less are considered to be
evidence of a weak association, because the likelihood the effect is due
to chance, bias or confounding is greater than if the effect is larger).
Dose-Response Relation The existence of a dose-response relation
strengthens an inference that an association is causal. A dose-response
relation is defined as an increased strength of association with increased
magnitude of exposure.
Temporally Correct Association Exposure must precede the event
by at least the duration of disease induction. This consideration may be
limited by the fact that knowledge of the pathogenesis and natural history
of an adverse event may be insufficient.
Consistency of Association This consideration requires that an
association be found regularly in a variety of studies, using different
study populations and study methods.
Specificity of an Association Uniqueness of an association
between an exposure and an outcome provides a stronger justification for a
causal interpretation than when the association is nonspecific. However,
perfect specificity between an exposure and an effect cannot be expected
in all cases because of the multifactorial etiology of many disorders.
Biological Plausibility The existence of a possible mechanism of
action that fits existing biologic or medical knowledge is thought to
increase the likelihood that an association is causal.
The final judgment on whether there is a causal relationship between an
exposure, such as thimerosal, and an outcome, such as autism, is made by
balancing between the strength of above considerations supporting a causal
interpretation against the strength of alternative explanations.
Q. How can these considerations be applied when assessing whether autism
is caused by thimerosal?
A. These considerations may be applied as follows:
When evaluating this consideration 3
types of studies are generally included, controlled trials, cohort
studies, and case-control studies. These studies have in common the
ability to calculate an estimate of the relative risk of an effect from an
exposure.
There have been no controlled trials of the relationship between
thimerosal and autism, and those controlled trials that have been done
using thimerosal containing vaccines have not been conducted in a way that
would allow an evaluation of the relationship between thimerosal and
autism. There have been two retrospective cohort studies conducted
recently by the CDC using data from 2 different health maintenance
organization (HMO) databases. The first study did not show a statistically
significant association between thimerosal exposure and autism. There were
not enough cases of autism in the second database to study. There have
been no case control studies of autism and thimerosal.
An association that has been noted by some concerned parents of autistic
children is that the increase in the prevalence of autism over the last
few decades "closely matches the introduction and spread of
thimerosal-containing vaccines". This type of comparison is known as an
ecological study. Ecological studies alone are generally not accepted as
strong evidence of causality, because they do not link individual exposure
to individual outcome, and can be subject to confounding by unknown or
uncontrollable factors. In addition, it has been noted that some children
with autism have high levels of mercury in hair, urine and blood. This
observation cannot be interpreted without information on the levels of
mercury in individuals without autism (i.e. case-control study). However,
such observations do indicate that the hypothesis should be studied
further.
Dose-Response Relation In the CDC cohort study that was
conducted to examine the relationship between thimerosal and autism, no
increase in relative risk of autism was observed with increasing doses of
thimerosal, making a causal relationship less likely.
Temporally Correct Association A detailed understanding of the
time course of the pathological changes that lead to autism is not
available. Since autism is not usually diagnosed at least until 18 months
of age, it is difficult to judge whether the exposure to the highest
levels of thimerosal on a body weight basis in the first 6 months to a
year of life is consistent with a causal relationship between thimerosal
exposure and autism.
Consistency of Association The one CDC cohort study in which
autism could be examined failed to show an association between thimerosal
and autism, but because only one study has been conducted we cannot
evaluate consistency across studies. Thus, a causal relationship between
thimerosal and autism is neither supported nor refuted by this
consideration.
Specificity of Association There is not a clearly identified
unique relationship between thimerosal and autism, or for methylmercury
exposure and autism.
Biological Plausibility In a general sense it is biologically
plausible that thimerosal could cause autism since thimerosal has caused
neurological abnormalities at high doses. However, it has not been shown
that mercury at the much lower doses found in childhood vaccines can cause
the specific neurological injuries that are found in autism.
In summary, the CDC cohort study did not show an association between
thimerosal exposure and autism and no dose-response relationship was
observed, thus the existing evidence does not support a causal relationship
between thimerosal and autism. However, additional studies to fill in gaps
in our knowledge, such as whether the regressive subtype of autism is
causally related to thimerosal in vaccines, may be warranted.
Q. Some individuals have pointed out that the clinical features of
individuals with autism are similar to those found following mercury
poisoning. Does this indicate that autism is caused by exposure to mercury?
A. Analogous clinical features have been described between autistic
individuals and those suffering from mercury toxicity (Bernard et al. 2001).
Hill (1965) included this "analogy" as an additional consideration in his
original discussion of causal inference. This consideration has not been
accepted as strong evidence of causality, and was not used by the Institute
of Medicine in its evaluation, because it is quite easy to draw analogies
among exposure and disease relationships, even when causal relationships do
not exist. The analogies between the neurological illness of mercury
poisoning on the one hand and autism and thimerosal exposure on the other
are not strong evidence of a causal relationship, but suggest more
definitive studies should be conducted.
Q. Central nervous system lesions and neurochemical abnormalities
following exposure to mercury have been compared to that found in
individuals with autism. Do these studies prove that the organic mercury
metabolite of thimerosal (ethylmercury) found in some vaccines can cause
autism?
A. Intrauterine and postnatal development of the nervous system can
be affected by many different toxins. Mercury, typically in the form of
ingested methylmercury compounds, has been shown to induce abnormalities in
the brain of humans and experimental animals. Physical damage to the areas
of brain undergoing development at the time of exposure has been found in
autopsy studies and in experimental animal models. Neurochemical transmitter
abnormalities in the brain associated with toxic compounds, such as mercury,
has been identified in experimental animal systems, and, indirectly, in
human samples of blood or cerebrospinal fluid.
Available evidence indicates that autism is a developmental disorder of
the nervous system. Many etiologies have been suggested or proven to lead to
autism or autism spectrum disorders, from genetic (e.g., Rett's Syndrome,
Fragile X Syndrome) to exposure to drugs in utero (e.g., thalidomide). Only
a small number of brains from autistic individuals have been available for
pathological studies. Those studies reveal some consistency of damage in
specific areas (e.g., the cerebellum and hippocampus). Further, brain
imaging studies have been performed in autism, and the results suggest
similar brain areas are affected, but these studies are less consistent. How
the reported neuroanatomical damage relates to the expression of autistic
disease is unknown. Indirect assessments of neurochemical changes from the
cerebrospinal fluid, blood or by special brain scans (PET) of autistic
subjects also suggest a variety of neurochemical abnormalities. However, in
part because these indirect measurements (e.g., blood levels of
norepinephrine) may not reflect accurately changes in the brain
neurochemistry, the relationship of the proposed neurochemical abnormalities
to disease expression is unknown.
Determining cause and effect relationships of early toxin exposures to
the developing nervous system is very difficult. Subtle changes in exposure
doses and timing of exposure of a single toxin (e.g., methylmercury) can
cause a variety of different outcomes in the nervous system. Moreover,
exposure to many different toxic treatments can result in similar types of
damage to the brain (e.g., ethanol, X-irradiation). Currently, little
information is available on the outcome of exposure of the developing human
nervous system to toxic levels of ethylmercury.
In summary, the data are not sufficient to support the causal
relationship between ethylmercury exposure and autism. More information is
needed about autism and mercury toxicity in order to understand the
relationship, if any, between thimerosal and autism.
Q. Is it possible that genetic and non-genetic factors establish a
predisposition among some children to adverse effects from thimerosal?
A. The only well-recognized adverse effect associated with use of
thimerosal in drugs and vaccines is a transient skin allergy or local
hypersensitivity reaction. In most cases when such reactions are reported,
it cannot be definitely established that thimerosal is the cause of the
allergy. Serious hypersensitivity reactions following vaccinations such as
anaphylaxis are rare. A predisposition to allergic reactions probably is
linked to genetic factors, although such factors are not well understood.
Q. Could there be a subset of genetically susceptible children
predisposed to develop autism following exposure to thimerosal?
A. For most individuals diagnosed with autism, the specific factors
associated with expression of this disorder are not known. Genetic studies
of autistic children have failed to identify a single gene responsible for
autism and no chromosomal anomalies have been associated with autism.
Nevertheless, studies among twins with autism strongly suggest that genetic
influences underlie the development of autism. Among non-identical twins, if
one twin is autistic, the other twin becomes autistic about 5% of the time,
while among identical twins, if one twin is autistic, the other twin becomes
autistic about 60% of the time. The strong genetic influence thus argues
against a toxic exposure as the sole cause of autism. It is possible that
the ability to metabolize and eliminate mercury from the body may
depend on genetic factors. However, at this time, little information is
available to indicate what those genetic factors might be.
Q. Autism and autism-spectrum disorders have been steadily increasing,
especially during the 80's and 90's. During this time period the number of
vaccines that children have received has more than tripled. Doesn't this
implicate vaccinations as a cause of autism?
A. The reasons for the apparent increase in the number of cases of
autism over the past two decades are complex. In part, the increase can be
traced to a broadening of the case definition to include less severe and
more atypical presentations of autism. However, the increased number of
childhood vaccinations and increased vaccine coverage in recent years does
not constitute evidence of an association with autism or any other diseases
which may have increased in recent years. To the contrary, childhood
vaccinations today protect children from devastating illnesses such as
meningitis. (The rubella vaccine administered in infancy protects the fetus
of the next generation from neurological deficits, and may arguably be
described as an anti-autism vaccine).
The association that has been noted by some concerned parents of autistic
children that the increase in the prevalence of autism over the last few
decades "closely matches the introduction and spread of
thimerosal-containing vaccines" is known as an ecological study. Ecological
studies alone are generally not accepted as strong evidence of causality,
because they do not link individual exposure to individual outcome, and can
be subject to confounding by unknown or uncontrollable factors. In addition,
it has been noted that some children with autism have high levels of mercury
in hair, urine and blood. This observation cannot be interpreted without
information on the levels of mercury in individuals without autism (i.e.
case-control study). However, such observations do suggest that the
hypothesis should be studied further.
Q. Is it true that some autistic children experience neurobehavioral
improvements after chelation therapies? Doesn't this prove that mercury
causes autism if autistic children improve after chelation?
A. Individual case histories, while worth noting, do not constitute
compelling evidence of a treatment effect for chelation therapy or a causal
association of mercury in autism. Convincing evidence comes from
well-designed, randomized, well-controlled studies. We are not aware of any
evidence from such studies demonstrating a treatment effect of chelation
therapy in autism.
It is also important to point out that the use of chelation therapy for
organic mercury poisoning is controversial, with some experts questioning
its benefit. In addition, there are risks associated with chelation therapy.
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Vaccine Safety
Q. How does the Federal government evaluate vaccines to make sure they
are safe?
A. The FDA's Center for Biologics Evaluation and Research is
responsible for regulating vaccines in the U.S. Before new vaccines are
licensed, they are tested extensively for safety in the laboratory, in
animals, and in successive stages of human clinical trials called phases.
When a new vaccine is first tested in humans, a sponsor (a vaccine
manufacturer, academic investigator or other individual or organization)
must first submit an Investigational New Drug (IND) Application to the FDA.
If data at any stage of clinical development raise significant concerns
regarding the safety of the product, FDA may request additional information
or may halt ongoing or planned studies.
Phase 1 studies typically enroll less than 20 participants and are
designed to look for very common adverse events. Phase 2 studies may
include up to several hundred individuals and are designed to look at the
overall safety profile of the vaccine for local reactions such as redness
and swelling at the injection site as well as general side effects that may
occur with some vaccines such as fever. For Phase 3 studies, the
sample size is often determined by the number required to establish efficacy
of the new vaccine, which may be in the thousands or tens of thousands of
subjects. Phase 3 studies are usually of sufficient size to detect
less common adverse events, such as those occurring at rates of 1 in 100 to
1 in 1000. For vaccines given concomitantly with other vaccines under the
routine immunization schedules, the safety of new vaccines typically is
studied with concurrent administration of these other vaccines. In addition,
the FDA carefully reviews information on the manufacturing process of new
vaccines, and testing is performed on individual lots for safety and
potency. If product development is successful, the completion of all three
phases of clinical development can be followed by submission of Biologics
License Application (BLA).
Following FDA's review of a license application for a new indication, the
sponsor and the FDA present their findings to an expert advisory committee
in an open public meeting for comment and advice. The advisory committee
provides advice to the FDA on approval or disapproval. Vaccine approval also
requires the provision of adequate information (labeling) to health care
providers and the public on the vaccines proper use, including its potential
benefits and risks, and its indications and contraindications.
The safety of new vaccines continues to be monitored following licensure
in several ways. The Vaccine Adverse Event Reporting System, co-administered
by the FDA and CDC, is a national passive surveillance system for the
collection of all reports of adverse events following vaccination. As a
spontaneous reporting system, VAERS has several limitations including
under-reporting, incompleteness of reports, lack of consistent diagnostic
criteria, and the inability to establish a cause and effect relationship.
VAERS is useful, however, for raising "red-flags'" and subsequently
generating hypotheses that can be tested further in controlled clinical
trials or epidemiological studies. As part of a post-licensure commitment,
the FDA often asks the manufacturer to conduct additional clinical studies
(sometimes called phase 4 studies), to further evaluate safety and to
provide this information to the FDA in a timely manner. In addition,
coordinated epidemiological studies may be conducted using pre-established
large-linked databases, which have improved ability to detect the occurrence
of more rare adverse events. One such system is the Vaccine Safety Datalink,
administered by the CDC.
Q. What could happen if parents ignored recommendations to vaccinate
children appropriately?
A. Children would be at very real risk from illnesses that can be
prevented with safe and effective vaccinations. High rates of vaccination
have led to declines of 95% to 100% in the occurrence of vaccine-preventable
diseases in the United States. Despite this, the viruses and bacteria
responsible for most vaccine-preventable diseases still circulate and rates
of disease would increase if vaccine coverage dropped. Before the Hib
vaccine was developed, there were approximately 20,000 invasive Hib cases
annually. . About one of every 200 U.S. children under 5 years of age got an
invasive Hib disease. Hib meningitis killed 600 children each year, and left
many survivors with deafness, seizures, or mental retardation. Since
introduction of conjugate Hib vaccine in December 1987, the incidence of Hib
has declined by 98 percent. From 1994-1998, fewer than 10 fatal cases of
invasive Hib disease were reported each year. Before pertussis immunizations
were available, nearly all children developed whooping cough. In the U.S.,
prior to pertussis immunization, between 150,000 and 260,000 cases of
pertussis were reported each year, with up to 9,000 pertussis-related
deaths. Since the early 1980s, reported pertussis cases have been
increasing, with peaks every 3-4 years; however, the number of reported
cases remains much lower than levels seen in the pre-vaccine era. From 1990
to 1996, 57 persons died from pertussis; 49 of these were less than six
months old. A recent study* found that, in eight countries where
immunization coverage was reduced, incidence rates of pertussis surged to 10
to 100 times the rates in countries where vaccination rates were sustained.
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