ALTIMORE,
July 16 Johns Hopkins University said today that it accepted full
responsibility for the recent death of a volunteer in an experiment. In a
report on its investigation into the death, the university said the
researcher who conducted the experiment and the ethics committee that
approved it had failed to take adequate precautions to protect research
subjects.
"Regardless of the fact that we are unlikely ever to know precisely
how or why this happened, Hopkins takes full responsibility for what did
happen," said Dr. Edward B. Miller, the dean and chief executive of
Johns Hopkins Medicine.
The volunteer, Ellen Roche, died from lung failure on June 2. Ms. Roche, a
24-year-old technician at the university's asthma and allergy center, had
been ill since May 5, one day after she inhaled an experimental compound as
part of a study to understand the cause of asthma.
Ms. Roche spent several weeks in an intensive care unit. Her air sacs
collapsed, her lungs became stiff, air began to leak out of them, her organs
began to fail, and, finally, her family decided to remove her life supports.
The fatal illness probably was precipitated, university officials said,
when Ms. Roche took a drug in the study. The study was conducted at the
center where she worked, but not by the researcher she worked for. She was
healthy, and the study was not intended to help her personally. Volunteers
were paid up to $365 for their time and effort.
While stressing that they might never know why Ms. Roche became so ill and
died, the medical center's internal committee wrote in its report that they
believed the drug she took "was either solely responsible for the
subject's illness or played an important contributory role."
The report is being submitted to the federal Office of Human Research
Protection.
"This was a horrible tragedy," said Dr. Miller at a solemn news
conference today to release the medical center's report. Dr. Miller said
another committee, of experts from outside the university, was also
investigating and would issue its report by late summer. The Food and Drug
Administration and the Department of Health and Human Services are
investigating as well.
The university has suspended all of the 10 studies being conducted by the
principal investigator, Dr. Alkis Togias, an associate professor of clinical
immunology.
Joann Rodgers, a university spokeswoman, said the university was
"having discussions with the family." But she did not know whether
a lawsuit had been filed.
The report issued today depicted a study that went horribly awry. And it
raises questions of what is required to assure the utmost safety for
volunteers in research. The study was investigating why healthy people and
people with asthma responded so differently to substances that constricted
their airways. When the constriction occurs, people without asthma can
breathe deeply and make their airways relax, but those with asthma cannot get
their airways to relax.
The researchers hypothesized that nerves in the lungs controlled this
relaxation. They proposed constricting the airways of volunteers with one
drug and then giving them a second drug, hexamethonium. That drug temporarily
blocks the nerves in their lungs from responding normally. The combination of
drugs can simulate an asthma attack.
Hexamethonium, however, is not approved by the Food and Drug Administration.
Dr. Togias reported to the institutional review board, or I.R.B., an ethics
group overseeing his work, that had concluded that the drug's main risk was
in causing a temporary drop in blood pressure. His conclusions were reflected
in a consent form signed by Ms. Roche and the other study volunteers.
That form "should not have been approved" by the institutional
review board, the Hopkins investigating committee concluded. The form did not
mention that hexamethonium was not approved by the F.D.A., and it did not say
that the drug's safety was uncertain or that the only data on the safety of
inhaling it came from the experience of just 20 people. In addition, the
committee found that Dr. Togias had apparently missed some papers suggesting
that the drug might injure the lungs.
"The majority of the committee believed that the I.R.B. should have
required more evidence of safety in the use of hexamethonium," the
report says.
Ms. Roche was the third subject in the study to inhale hexamethonium. The
first subject developed a cough and shortness of breath upon exertion. Those
effects lasted for a week. But Dr. Togias did not report that subject's
symptoms to the review board overseeing the study, reasoning that they were
not serious and that they were probably due to a cold that was going around
in the research unit, or to the acidity of the hexamethonium solution.
A few days after the first subject recovered, Ms. Roche took the drug,
became ill and went to the hospital. Dr. Lewis Becker, the chairman of the internal
committee, said he did not blame Dr. Togias for not recognizing the possible
significance of the first volunteer's reaction to the drug.
"I can completely understand how he could have attributed it to a
cold or the high acidity of the solution," he said. But, the committee
said, Dr. Togias should have reported the first subject's experience to the
review board.
The committee said the university would redouble its efforts to ensure
safety in its clinical research. And that raised questions of whether the
Food and Drug Administration should have been involved. The committee said in
its report that the institutional review board should have asked Dr. Togias
to find out whether he needed the F.D.A.'s approval to do the study. The
agency, Dr. Miller said, often has information from drug company studies that
can address safety questions. It could also have required the Hopkins
researchers to do additional studies of their own, perhaps giving the drug to
animals, before giving it to people.
Drug companies are required to get F.D.A. permission before doing a study
like the one at Johns Hopkins, said Dr. Bert Spilker, senior vice president
for scientific and regulatory affairs for Pharmaceutical Research and
Manufacturers of America. Complying with the agency's requirements typically
would take one to two years and cost $1 million to $5 million, Dr. Spilker
said.
The F.D.A. used to exempt most academic research from this process, said
William Vodra, a former F.D.A. lawyer who now works for the law firm Arnold
& Porter in Washington. But, he said, with recent problems, including the
death of a subject in a gene therapy study at the University of Pennsylvania,
that policy "was shaken to the core."
But if the F.D.A. did require universities to adhere to the same standards
for research studies as industry, it was not clear where the money would come
from, he said.
"I don't think society will be comfortable with industry picking up
the tab," Mr. Vodra said. "And I don't think George Bush wants to
repeal his tax cut to pay for this."