n
this season of bickering relatives and whining children, of overcrowded
department stores and unwritten Christmas cards, it is instructive to consider
the plight of the Pacific salmon.
As the fish leap, flop and struggle upstream to spawn, their levels of
cortisol, a potent stress hormone, surge, providing energy to fight the current.
But the hormone also leads the salmon to stop eating. Their digestive tracts
wither away. Their immune systems break down. And after laying their eggs, they
die of exhaustion and infection, their bodies worn out by the journey.
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Salmon cannot help being stressed out. They are programmed to die, their
systems propelled into overdrive by evolutionary design.
Humans, on the other hand, are usually subject to stresses of their own
making, the chronic, primarily psychological, pressures of modern life. Yet they
also suffer consequences when the body's biological mechanisms for handling
stress go awry.
Prolonged or severe stress has been shown to weaken the immune system, strain
the heart, damage memory cells in the brain and deposit fat at the waist rather
than the hips and buttocks (a risk factor for heart disease, cancer and other
illnesses), said Dr. Bruce S. McEwen, director of the neuroendocrinology
laboratory at the Rockefeller University and the author of a new book, "The End
of Stress as We Know It." Stress has been implicated in aging, depression, heart
disease, rheumatoid arthritis and diabetes, among other illnesses.
Researchers have known for many decades that physical stress takes a toll on
the body. But only relatively recently have the profound effects of
psychological stress on health been widely acknowledged. Two decades ago, many
basic scientists scoffed at the notion that mental state could affect illness.
The link between mind and body was considered murky territory, best left to
psychiatrists.
But in the last decade, researchers have convincingly demonstrated that
psychological stress can increase vulnerability to disease and have begun to
understand how that might occur.
"If you would have said to me back in 1982 that stress could modulate how the
immune system worked, I would have said, `Forget about it,' " said Dr. Ronald
Glaser, an immunologist at Ohio State University.
The more researchers have learned, the clearer it has become that stress may
be a thread tying together many illnesses that were previously thought to be
unrelated.
"What used to be thought of as pathways that led pretty explicitly to one
particular disease outcome can now be seen as leading to a whole lot of
different outcomes," said Dr. Robert M. Sapolsky, a professor of neurology at
Stanford.
Central to this new understanding is a novel conception of stress, developed
by Dr. McEwen, who has been studying the subject for more than three decades.
According to his model, it is not stress per se that is harmful. Rather, the
problems associated with stress result from a complicated interaction between
the demands of the outside world and the body's capacity to manage potential
threats.
That capacity can be influenced by heredity and childhood experience; by
diet, exercise and sleep patterns; by the presence or absence of close personal
relationships; by income level and social status; and by the piling on of normal
stresses to the point that they overload the system.
In moderate amounts, the scientists argue, stress can be benign, even
beneficial, and most people are equipped to deal with it.
Preparing to give a speech, take a test or avoid a speeding car, the body
undergoes an elaborate series of adjustments. Physiological processes essential
in mobilizing a response the cardiovascular system, the immune system, the
endocrine glands and brain regions involved in emotion and memory are
recruited into action. Nonessential functions like reproduction and digestion
are put off till later.
Adrenaline, and later cortisol, both stress hormones secreted by the adrenal
glands, flood the body. Heart rate and blood pressure rise, respiration
quickens, oxygen flows to the muscles, and immune cells prepare to rush to the
site of an injury.
When the speech is delivered, the test taken or the car avoided, another
complex set of adjustments calms things down, returning the body to normal.
This process of "equilibrium through change" is called allostasis, and it is
essential for survival. But it was developed, Dr. McEwen and Dr. Sapolsky point
out, for the dangers humans might have encountered in a typical day on the
savannah, the sudden appearance of a lion, for example, or a temporary shortage
of antelope meat.
Blaring car alarms, controlling bosses, two-career marriages, six-mile
traffic jams and rude salesclerks were simply not part of the plan.
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When stress persists for too long or becomes too severe, Dr. McEwen said, the
normally protective mechanisms become overburdened, a condition that he refers
to as allostatic load. The finely tuned feedback system is disrupted, and over
time it runs amok, causing damage.
Work that Dr. McEwen and his colleagues have conducted with rats nicely
illustrates this wear-and-tear effect. In the studies, the rats were placed in a
small compartment, their movement restricted for six hours a day during their
normal resting time. The first time the rats were restrained, Dr. McEwen said,
their cortisol levels rose as their stress response moved into full gear. But
after that, their cortisol production switched off earlier each day as they
became accustomed to the restraint.
That might have been the end of the story. But the researchers also found
that at 21 days, the rats began to show the effects of chronic stress. They grew
anxious and aggressive. Their immune systems became slower to fight off
invaders. Nerve cells in the hippocampus, a brain region involved in memory,
atrophied. The production of new hippocampal neurons stopped.
Dr. Sheldon Cohen, a professor of psychology at Carnegie Mellon University,
has found that people respond much the same way. Among volunteers inoculated
with a cold virus, those who reported life stresses that continued for more than
one month like unemployment or family problems were more likely to develop colds
than those who reported stress lasting less than a month. The longer the stress
persisted, the greater the risk of illness.
Allostatic load is often made worse, Dr. McEwen said, by how people respond
to stress, eating fatty foods, staying late at work, avoiding the treadmill or
drinking to excess. "The fact is that we're now living in a world where our
systems are not allowed a chance to rest, to go back to base line," he said.
"They're being driven by excess calories, by inadequate sleep, by lack of
exercise, by smoking, by isolation or frenzied competition."
The Chemistry
Shrinking Cells,
Turned-Off Responses
Doctors sometimes dismiss stress-related complaints as "all in the patient's
head." In a sense, they are right. The brain, specifically the amygdala, detects
the first signs of danger, as demonstrated in now-classic studies by Dr. Joseph
LeDoux of New York University. Other brain areas evaluate the threat's
importance, decide how to respond and remember when and where the danger
occurred, increasing the chances of avoiding it next time.
So it is not surprising that when the stress system is derailed, the brain is
a target for damage. A decade of research has demonstrated that sustained stress
and the resulting overproduction of cortisol can have chilling effects on the
hippocampus, a horseshoe-shaped brain structure intimately involved in memory
formation.
Scientists say they believe that the hippocampus plays an active role in
registering not only events, but also their context, an important task in the
face of danger. In stressful situations, the hippocampus also helps turn off the
stress response after the threat has subsided.
But high levels of cortisol, studies have shown, can shrink nerve cells in
the hippocampus and halt the creation of new hippocampal neurons. These changes
are associated with aging and memory problems. Some evidence also links a
smaller hippocampus with post-traumatic stress disorder, depression and sexual
abuse in childhood, though the meaning of this size difference is still being
debated.
Like other hormones, cortisol normally rises and falls with daily rhythms,
its production higher in the morning and lower in the evening. Prolonged or
severe stress appears to disrupt the cycle. Chronically stressed people
sometimes have higher base line cortisol levels and produce too much or too
little of it at the wrong times.
One result, recent studies indicate, is that fat is deposited at the abdomen
rather than the hips or the buttocks. One of cortisol's primary functions is to
help mobilize energy in times of acute stress by releasing glucose into the
blood. But when cortisol remains chronically elevated, it acts, along with high
insulin levels, to send fat into storage at the waist. This makes sense if a
famine looms. But it is bad news for anyone who wants to minimize the risk of
heart disease, cancer and other illnesses.
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Studies have shown that excess cortisol secretion in animals increases
visceral fat. And Dr. Elissa S. Epel at the University of California at San
Francisco has found that even in slender women, stress, cortisol and belly fat
seem to go together.
The notion that being stressed makes people sick is a popular one, and most
people subscribe to some version of it. Come down with the flu in the midst of a
messy divorce or a frantic period at the office, and someone is bound to blame
stress.
But it was not until the 1980's and early 90's that scientists began to
discover the mechanisms that might lie behind the mind and body link.
Investigators uncovered nerves that connect the brain with the spleen and
thymus, organs important in immune responses, and they established that nerve
cells could affect the activity of infection-fighting white blood cells.
Scientists also found that cytokines, proteins produced by immune cells,
could influence brain processes. Among other things, the proteins appeared able
to activate the second major phase of the stress response, the so-called
hypothalamic-pituitary-adrenal, or H.P.A., axis. In this chemical sequence, the
hypothalamus, situated in the forebrain, dispatches chemical signals to the
pituitary, which in turn secretes the stress hormone ACTH, prompting the adrenal
glands to produce cortisol.
Much remains unknown about how the brain, the endocrine system and the immune
system interact, and some of what is known is not well understood. For example,
high levels of cortisol have long been known to shut off the production and
action of cytokines, which initiate the immune response. At normal levels,
cortisol can enhance immunity by increasing the production of
inflammation-fighting cytokines. Yet in some cases, it seems, cortisol does not
properly shut down the immune system under stress, allowing the continued
production of cytokines that promote inflammation. These cytokines have been
linked to heart disease, depression, stroke and other illnesses.
Still, scientists can watch stress hammer away at the immune system in the
laboratory. Dr. Glaser of Ohio State and his wife, Dr. Janice Kiecolt-Glaser,
found that small wounds took an average of nine days longer to heal in women who
cared for patients with Alzheimer's disease than in women who were not under
similar stress. In another study, arguments between husbands and wives were
accompanied by increases in stress hormones and immunological changes over a
24-hour period.
Stress also seems to make people more likely to contract some infectious
illnesses. Dr. Cohen of Carnegie Mellon has spent years inoculating intrepid
volunteers with cold and influenza viruses, and his findings offer strong
evidence that stressed people are more likely to become infected and had more
severe symptoms after becoming ill.
A direct link between stress and more serious diseases, however, has been
more difficult to establish, Dr. Cohen said. Recent studies have provided
increased support for the notion that stress contributes to heart disease, and
researchers have tied psychological stress, directly or indirectly, to diabetes,
rheumatoid arthritis, fibromyalgia, severe depression and other mental
disorders. But the influence of chronic stress on other diseases like cancer
remains controversial. All the same, Dr. Cohen said, "The evidence that stress
puts people at risk for disease is a lot better than it was 10 years ago."
The Risks
From an Early Start,
Lifelong Effects
Why do some people seem more vulnerable to life's pressures than others?
Personality and health habits play a role. And severe stress in early life
appears to cast a long shadow.
Dr. Michael Meaney of McGill University and his colleagues have found that
rat pups intensively licked and groomed by their mothers were bolder and
secreted lower levels of the stress hormone ACTH in stressful situations than
rats lacking such attention an equanimity that lasted throughout their lives.
(Cuddled pups, the researchers found in another study, were also smarter than
their neglected peers.)
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In humans, physical and sexual abuse and other traumas in childhood have been
associated with a more pronounced response to stress later in life. In one
study, Dr. Charles Nemeroff, a psychiatrist at Emory University, and his
colleagues found that women who were physically or sexually abused as children
secreted more of two stress hormones in response to a mildly stressful situation
than women who had not been abused.
Yet perhaps the best indicator of how people are likely to be affected by
stress is their position in the social hierarchy. In subordinate male monkeys,
for example, the stress of being servile to their alpha counterparts causes
damage in the hippocampus. And dominant monkeys who are repeatedly moved from
social group to social group, forcing them to constantly re-establish their
position, also exhibit severe stress and are more likely to develop
atherosclerosis, according to studies by Dr. Jay Kaplan of Wake Forest
University School of Medicine.
Being low in the hierarchy also affects reproduction, presumably because
evolution dictated that in times of stress, other factors were more pressing
than procreation. In a recent study, Dr. Kaplan found that the constant
low-level harassment by dominant female monkeys shut down reproductive function
in subordinate females and built up fat deposits in their arteries.
It would be nice to think that humans are less chained to their social
rankings. But alas, researchers have found this not to be the case. A wealth of
studies shows that the risk for many diseases increases with every step down the
socioeconomic scale, even when factors like smoking and access to health care
are taken into account.
A real estate mogul living in a Park Avenue penthouse has a better health
prognosis than the head of a small company in an upscale condo a few blocks
away. And a renter in a one-bedroom apartment on the Upper West Side of
Manhattan will be a tier or two lower still in health expectations.
Even people's perceptions of their relative standings in society affect their
disease risk. In one study, led by Dr. Nancy E. Adler, also at the University of
California at San Francisco, women who placed themselves higher on the social
ladder reported better physical health and had lower resting cortisol levels and
less abdominal fat than women who placed themselves on lower rungs.
No matter what one's circumstances, of course, some stress in life is
inevitable. But illness is not, Dr. McEwen said. A variety of strategies can
help reduce disease risk.
Reaching for a gallon of ice cream to soothe the tension of a family argument
is not one of them, however, nor is forgoing exercise in favor of curling up on
the sofa for an eight-hour marathon of "Law and Order."
The best ways to cope, Dr. McEwen said, turn out to be the time-honored ones:
eat sensibly, get plenty of sleep, exercise regularly, stop at one martini and
stay away from cigarettes. "It's a matter of making choices in your life," he
said.
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"A foolish faith in authority is the worst enemy of truth."
-- Albert Einstein, letter to a friend, 1901
"I know of no safe depository of the ultimate powers of the society but the people themselves, and if we think them not enlightened enough to exercise control with a wholesome discretion, the remedy is not to take it from them, but to inform their discretion by education."
-- Thomas Jefferson, letter to William C. Jarvis, September 28, 1820
"What's the point of vaccination if it doesn't protect you from the unvaccinated?"
-- Sandy Gottstein
"Who gets to decide what the greater good is and how many will be sacrificed to it?"