Autism and its milder variants are not rare. Most pediatricians will have the
opportunity to provide a medical home for achild with autism. This
technical report serves to complementand expand on the information
in the accompanying policy statementto increase the pediatrician's
fund of knowledge and comfort levelin caring for children with
autism. In so doing, it is anticipatedthat earlier diagnosis and
referral for appropriate interventionwill be possible and that this
will, in turn, have a positiveeffect on long-term outcomes for
children with autism and theirfamilies.
In 1943, Dr Leo Kanner first described autism in a small group of children
who demonstrated extreme aloofness and total indifferenceto other
people.1 Additionally, the children made little eye contact and had
severelanguage deficits associated with the apparent lack of desireto communicate. They reacted to the environment in very unusual
ways and demonstrated no pretend or imaginative play. The term
"infantile autism" first appeared as a diagnostic label in the
Diagnostic and Statistical Manual of Mental Disorders (DSM), Third
Edition.2 Throughout the years, the definition and criteria for
diagnosishave been revised and broadened to include milder and more
commonforms of the disorder.
The newest criteria are published in the DSM, Fourth Edition3
and the DSM for Primary Care, Child and Adolescent Version.4
These criteria differ from previous DSM versions in that the
term "qualitative" has been added to reflect the recent view thata
range of qualitative abnormalities exists. Autistic disorder(AD) is
currently listed as 1 of 5 pervasive developmental disorders(PDDs).
The remaining 4 PDDs are pervasive developmental disorder-not
otherwise specified (PDD-NOS), Asperger syndrome, Rett syndrome,and
childhood disintegrative disorder.
Although clinical patterns vary depending on severity, all children with
autism demonstrate some degree of qualitative impairmentin
reciprocal social interaction, qualitative impairment of communication,and restricted, repetitive, and stereotypic patterns of behaviors,interests, and activities. Table 1 lists the 12 DSM
criteriathat currently characterize AD. Diagnosis is dependent on
thepresence of at least 6 criteria, with at least 2 relating to
disordersof social development and 1 each relating to disorders of
communicationand stereotypic behavior patterns. Delays or deviances
in at least1 of these areas must have an onset before 3 years of
age. Althoughonset of symptoms for most children with autism occurs
duringlate infancy, it is well recognized that some children
demonstrateregression in speech and social skills, withdraw, and
become indifferentto their surroundings during the second year of
life after a periodof relatively typical development.5,6
TABLE 1
Diagnostic Criteria for 299.00 Autistic Disorder
A diagnosis of PDD-NOS is made when a child meets some but not all criteria
for AD. The DSM criteria were developed for children3 years
and older; a very young child may not demonstrate allof the
criteria. In such cases, a diagnosis of PDD-NOS is given,which may
later be revised to AD if additional symptoms appearlater and the
child meets full criteria.
Asperger syndrome is characterized by poor peer relationships, lack of
empathy, and a tendency to overfocus on certain topics.In contrast
to AD, Asperger syndrome is associated with a typicalIQ and
relatively typical language skills. Controversy existsas to whether
Asperger syndrome represents a high-functioningform of autism or a
separate entity. Nevertheless, Asperger syndrome,AD, and PDD-NOS are
generally included under the umbrella of autisticspectrum disorder (ASD),
a term that is also used at times torefer to all of the PDDs
discussed here.7-9 The mildest forms of ASD may overlap with other
language, behavior,and learning disorders, such as
semantic-pragmatic language disorder,obsessive-compulsive disorder,
or right hemisphere learning disorder.
Rett syndrome is a neurodegenerative disorder that has recently been
associated with a defined etiology (mutation in the geneMECP2).10
The condition occurs almost exclusively in girls with onset during
the first or second year of life after a period of typical development.It is characterized by loss of purposeful hand skills accompaniedby stereotypic hand movements, particularly hand wringing; grossmotor and coordination skills associated with ataxia and tremor;language and cognitive skills; and social interaction skills.
Abnormalities are detected on electroencephalograms for almostall
children with Rett syndrome.
The fifth PDD is childhood disintegrative disorder. This is extremely rare
and is characterized by later onset (older than24 months) and more
profound losses in language, social, play,and motor skills than
those seen in AD or PDD-NOS.
There is no single pathognomonic developmental deficit or behavior that is
characteristic of all children with autism; however,most children
have some degree of impairment in joint attentionand pretend play.11
Joint attention is the ability to use eye contact and pointingfor
the social purpose of sharing experiences with others. Severalsteps
occur before it is fully developed at approximately 18 monthsold. At
approximately 9 months of age, most typically developingchildren
will follow a point when the caregiver points and exclaims,"Oh, look
at the (familiar object)!" At approximately 1 year ofage, a
typically developing child will attempt to obtain an objectout of
reach by getting the caregiver's attention through pointing,
verbalizing, and making eye contact. This is often labeled "protoimperativepointing." The child will look alternatively at the object and
the caregiver in an effort to communicate his or her desire. The
object is the goal; the caregiver is the means to the goal. Thegoal
and means to the goal are reversed when a few months later,the
typically developing child demonstrates "protodeclarativepointing."
The child will point to an interesting object, verbalize,and look
alternatively between the object and the caregiver notto obtain the
object but simply to direct the adult's attentionto the object or
event of interest. At about the same time, typicallydeveloping
children also begin bringing objects to adults justto show them.
Children with ASD demonstrate impairments in someor all of these
joint attention activities.
As noted above, ASD represents a heterogeneous neurogenetic disorder, with
milder forms being more common than classic AD.Several excellent
subject reviews and practice parameters describethe heterogeneous
array of symptoms characteristic of ASD.8,9,12-20 Briefly, children
with ASD may indeed make no eye contact andseem totally aloof.
Others may demonstrate intermittent awarenessof their environment,
make some eye contact, smile, and hug. However,these seemingly
affectionate gestures usually occur on the child'sown terms and may
be difficult to elicit by another person. Childrenwith ASD may be
nonverbal or they may demonstrate seemingly advancedspeech, which
includes imitation of songs, rhymes, or televisionadvertisement
jingles. However, these utterances rarely have communicativeintent.
Intellectual functioning ranges from severe mental retardationto
superior intellectual functioning, with performance skillsoften more
advanced than verbal ones. However, formal intelligencetesting can
be challenging, and test results are not always reliable.Some
children with autism demonstrate islands of developmentallytypical
abilities in certain areas of functioning. A few childrenmay be
particularly talented in specific areas, such as puzzles,art, music,
reading, computer skills, or mathematical calculations.Many
demonstrate highly visible stereotypic behaviors, such ashand
flapping, finger flicking, or compulsive sniffing; othersblend into
group settings without any outward signs of underlyingabnormalities
in thought processes.
Older studies estimated the prevalence of autism to be 4 to 5 in
10 000 children.21 The majority of studies conducted through
1998 showed the prevalenceto be 1 in 1000 children and the
prevalence of the broader ASDto be more than 1 in 500 children.22,23
There have been a few recent studies that have shown higher rates.24-28
These studies with higher rates have been in communities where
intense case finding was used to try to identify every possibly
affected child in the area. Population-based US prevalence dataare
not yet available; however, even if the conservative ratesapply,
pediatricians should expect to care for at least 1 childwith ASD.
ASD, especially isolated ASD, is more common in boysthan in girls,
with a relative boy-to-girl ratio of approximately4:1.14,21,29
Depending on the study and criteria used for diagnosis, recurrence
rates for isolated ASD in subsequent offspring range from 3% to7%,
representing a recurrence risk approximately 50 times thegeneral
population.14,30,31 Whether ASD associated with a known etiology
incurs an increasein recurrence risk for siblings (independent of
the syndrome risk)is undetermined.
STATEMENT OF
THE PROBLEM
Given the apparent increase in prevalence, the primary care physician is now
more likely to encounter a child with ASD. Diagnosisand management
of ASD presents the pediatrician with a challengingtask. Currently,
there is no laboratory test specific for ASD.ASD is a
neurobehavioral phenotype that is now believed to havediverse
etiologies and is defined by the presence or absence ofa
constellation of symptoms. Judgment regarding the presence orabsence
of these behaviors is subjective and depends on the physician's
understanding of and experience with ASD.
Because the recurrence rate is significant, early diagnosis is critical to
provide timely and accurate genetic counselingspecific to the best
estimate of etiology before the conceptionof a subsequent sibling.
The importance of early diagnosis isalso highlighted by recent
evidence that early and intensive behavioraland educational
intervention can make a significant positive impacton long-term
outcomes.32-41 Pediatric management of ASD in children is also
problematic inthat there is no medical cure and no consensus
regarding the bestintervention strategy.
NEW
INFORMATION
Substantial progress has been made during the past 2 decades regarding the
neurogenetic aspects of ASD, recognition of earlysigns, and
development of new screening and evaluation tools.Developmental,
behavioral, and educational intervention strategiesare now more
widespread and available to families. Additionally,there is a
plethora of recently described nontraditional therapiesabout which
the pediatrician is expected to advise parents, includingtherapies
that have received excessive attention in the mediaas "miracle
cures."
Neurogenetic Correlates of ASD
Although ASD is generally believed to be a biologically based
neurodevelopmental disability with a strong genetic basis, theexact
cause is still unknown for most affected children. Beforethe 1970s,
it was incorrectly believed that autism resulted froma cold,
unloving parenting style (the "refrigerator mother theory").14,42
Later, evidence for a genetic basis in isolated ASD was providedby
twin studies that revealed a monozygotic concordance rate of60% for
AD and 92% for the broader spectrum of social and communication
deficits with stereotypies. Dizygotic twin rates for AD and forthe
broader spectrum were 0% and 10% to 30%, respectively.14,43 Using
these twin concordance rates and the sibling recurrencerate of 3% to
7%, Bailey et al43 calculated the heritability of autism to be
approximately 90%.These data support a polygenic model of
inheritance with at least3 (perhaps as many as 20) gene loci
contributing to the wide spectrumof symptoms.44 Gene
markers have recently been identified on chromosomes 1p,7q, 16p, and
17p in preliminary linkage studies.44,45 In fact, autism has thus far
been associated with an abnormalityof every chromosome except 14 and
20.46
Although autism seems to be mainly genetic in origin, a number of
environmental effects may play a role in modulating theautism
phenotype, indicating a multifactorial mode of inheritancein some
cases. A relationship between congenital rubella and autismwas noted
in the 1970s,47,48 and more recently, one has been shown between ASD
and early firsttrimester thalidomide exposure.49 Although
a group of investigators in the United Kingdom has hypothesizedthat
administration of the measles-mumps-rubella (MMR) vaccinewas
associated with an increased risk of ASD,50 this hypothesis has not
been substantiated by more in-depth research.46,51-55
ASD and autistic behaviors are seen at an increased rate in persons with a
number of genetic, chromosomal, and metabolic disorders,such as
tuberous sclerosis, fragile X syndrome, duplication of15q 11-13,56
methylmalonicaciduria, and untreated phenylketonuria.
Additionally, the common association of ASD with seizures and mental
retardation suggests a neurologic basis.57-60 During the past
2 decades, neuroimaging and autopsy studies haverevealed a variety
of developmental brain abnormalities, all implicatingthat the
etiologic insult likely occurs early during prenataldevelopment.61,62
The most common findings include cerebellar hypoplasia associated
with a reduction in size and number of Purkinje cells63,64; reduced
neuronal cell size, stunted dendritic arbors, and increased
cell-packing density in limbic structures65; and shortening of the
brainstem associated with anatomic deficitsin the region of the
facial and superior olivary nuclei.66 None of these abnormalities
seem to be consistent or specificfor autism, making it difficult to
correlate neuropathologic findingswith clinical features of autism.62
In addition to anatomic abnormalities, quantitative abnormalities
have also been found in serotonin, dopamine, opioid, and most
recently, -aminobutyric acid
neurotransmitter transport systems.67-70
Slow progress in determining the neuropathologic correlates of ASD is
attributed to the lack of tissue available for research(fewer than
40 brains available for research on autism vs morethan 3500 brains
for Alzheimer disease research).16 Recently, increased federal
funding supporting research endeavors,centralized brain banking, and
professional and parent campaignspromoting tissue donations have
offered new hope. In summary,there are probably multiple causes
(genetic, neuropathologic,and environmental) responsible for the
broad spectrum of clinicalphenotypes.
Screening and Surveillance
Recent research has revealed that parents are usually correct in their
concerns about their child's development, althoughcareful
interpretation of the concerns is needed.71-74 Early diagnosis of ASD
is dependent on listening to the parents'concerns about their
child's development. Two studies from theUnited Kingdom have
demonstrated that most parents of childrenlater diagnosed with ASD
first became concerned about their child'sdevelopment around
18 months old.75,76 However, the mean interval between the onset of
concerns andseeking of professional help was approximately 6 months.
On presentationof these concerns to a physician, almost 50% of
parents were reassuredand told not to worry. The usual interval
between the parents'first awareness of a concern and a definitive
diagnosis of autismwas almost 4 years. The authors of these studies
concluded thatearly parental concerns should be taken more
seriously. Indeed,any concern should be valued and should lead to
additional investigation.
In contrast, lack of parental concern about development does not imply
typical development. For this reason, all childrenshould be formally
monitored for developmental progress.8,9 Developmental surveillance
is an important function of the pediatricianin the context of the
medical home77,78 and should include social-emotional milestones in
addition tothe more traditional motor, cognitive, and language
skills.79 Efficient screening might include standardized parent
questionnairesthat can be completed in the waiting room and later
reviewed bythe pediatrician during the appointment. Additionally,
standardizedtools that involve direct solicitation of skills based
on publishedmilestones may be used. Regardless of the method,
developmentalsurveillance should be done at every well-infant
appointment.Positive test results should be considered in the
context of thechild's history and physical examination. For a
discussion ofscreening techniques, the pediatrician is referred to
the AmericanAcademy of Pediatrics policy statement on developmental
surveillanceand screening80 and the American Academy of
Neurology and Child Neurology Societypractice parameter on screening
and diagnosis of ASD.8,9
Aberrant social skill development is a hallmark for ASD. In general, parents
infrequently raise concerns about social skilldeficits; therefore,
when they do, the concerns are serious redflags, and ASD should be
considered. Early social skill deficitsmay include abnormal eye
contact, aloofness, failure to orientto name, failure to use
gestures to point or show, lack of interactiveplay, and lack of
interest in peers, among others. Combined languageand social delays
or regression in language or social milestonesare also extremely
important red flags for ASD and should immediatelyprompt additional
evaluation. More commonly, parents of childrenlater diagnosed with
ASD express concerns about behavior or delayedspeech between
18 months and 4 years of age.75,81 However, retrospective analyses of
home videos have revealedthat significant deviations in development
(eg, decreased eyecontact, orienting to name, pointing, and showing)
can be detectedby 1 year of age.82-84 Speech delay is a
common symptom for a variety of disorders andgenerally is the most
common developmental concern voiced by parentsof children during the
toddler and preschool years.85,86 The first step in evaluating a
concern about a child's speechis to determine if the delay in
expressive language (speech) isalso accompanied by a delay in
receptive language. Combined expressiveand receptive language delays
are also hallmarks of mental retardationand hearing loss and must
always be distinguished from ASD.
Several screening tools have been developed to aid the physician in detecting
ASD. These relatively new instruments, althoughpromising, need
additional validation to assess their sensitivityand specificity
across populations. The Checklist for Autism inToddlers (CHAT), a
screening tool designed for use with 18-month-oldchildren in primary
care settings, is illustrated in Fig 1.87,88 The
CHAT was developed in England and has been used to screenmore than
16 000 toddlers. Of the 14 items measuring various aspectsof
imitation, pretend play, and joint attention, 9 are derivedfrom
parental history and 5 are from observation. The 5 itemsin boldface
are considered critical items. In 1 study, all childrenfailing these
5 critical items twice, 1 month apart, were laterdiagnosed with AD
between 20 and 42 months old.89 Children with global delays are
likely to also fail the CHATand need additional investigation to
rule out mental retardation.Finally, the CHAT has been demonstrated
to have relatively poorsensitivity. A modified version is being
tested to address thisissue. The Pervasive Developmental Disorder
Screening Test (PDDST)is a parent-completed survey that targets
children from birthto 3 years of age. It incorporates a 3-tiered
approach1 for the
primary care clinic, 1 for the developmental clinic, and 1 forthe
multidisciplinary autism clinic.90 All 3 tiers contain items that
measure various aspects of language,social skills, joint attention,
pretend play, attachment, sensoryresponses, and motor stereotypies.
Additional screening toolsare currently being developed. Primary
care physicians are encouragedto become familiar with at least
1 autism screening tool and performit on all children. If this is
not possible, then prompt referralto a specialist or a team of
specialists is indicated wheneverthere is a parent or professional
concern.
When autism-specific standardized screening tools are not available, the
pediatrician should systematically inquire aboutaspects of language
and social-emotional development, joint attentionskills, and pretend
play. Some important questions to ask include8,9: "Does your child...
not speak as well as his or her peers?"
have poor eye contact?"
not respond selectively to his or her name?"
act as if he or she is in his or her own world?"
seem to `tune others out'?"
not have a social smile that can be elicited reciprocally?"
seem unable to tell you what he or she wants, thus preferring to lead you
by the hand or get desired objects on his or herown, even at risk
of danger?"
have difficulty following simple commands?"
not bring things to you to simply `show' you?"
not point to interesting objects to direct your attention to objects or
events of interest?"
have unusually long and severe temper tantrums?"
have repetitive, odd, or stereotypic behaviors?"
show an unusual attachment to inanimate objects, especially hard ones (eg,
a flashlight or a chain vs a teddy bear or a blanket)?"
prefer to play alone?"
demonstrate an inability to play with toys in the typical way?"
not engage in pretend play (if older than 2 years)?"
If the answer to any such questions is "yes" or if abnormalities are found on
general developmental or autism-specific screeningtests and the
physician is not comfortable conducting a comprehensiveevaluation to
make the diagnosis of ASD, the child should promptlybe referred to a
specialist or, preferably, a multidisciplinaryteam of specialists
with ASD expertise.
Comprehensive Assessment
There are 2 major diagnostic challenges in the comprehensive assessment of a
child with suspected ASD. The first is makingthe definitive
diagnosis based on DSM-IV criteria and standardizedASD-specific
evaluation tools, and the second is searching foretiologic disorders
associated with ASD. Although primary carephysicians will likely
feel comfortable conducting the etiologicsearch, they will usually
seek the help of ASD specialists inmaking the definitive diagnosis
of ASD.
Specialists with training and skill in evaluating children with ASD will
first assess the child's overall developmental status.8,9 This is
necessary to determine if there is coexisting mentalretardation91
and if the child's social skills are significantly below hisor her
global level of functioning. Significantly delayed socialskills
relative to overall developmental functioning is one ofthe most
important DSM-IV criteria necessary for the diagnosisof ASD.
To demonstrate this discrepancy, some clinicians administerthe
Vineland Adaptive Behavior Scales and use the socializationscale as
a measure of the child's social-emotional development.92,93 This
scale is then compared with the child's overall developmentalstatus
or IQ.
Additionally, ASD specialists usually use 1 or more of the following
comprehensive standardized assessment tools that arespecific for ASD
and usually require special training:
The Childhood Autism Rating Scale (CARS) is a widely used tool that was
developed before the DSM-IV was published. It consistsof a
15-item structured interview, each item scored accordingto
7 levels of severity. An overall severity score makes it possible
to distinguish between mild, mild-to-moderate, or severe autism.
The scale was designed for use with children 2 years and older,
requires training, and takes about 20 to 30 minutes to complete.94,95
The Autism Behavior Checklist (ABC), also developed before publication of
the DSM-IV, is a behavior checklist containing 57items
divided into 5 categories: sensory, body and object use,language,
social, and self-help. It has been shown to have a lowsensitivity,
making it less useful as a diagnostic tool. However,it had been
helpful in research endeavors in the measurement ofintervention
effect.96
The Gilliam Autism Rating Scale consists of a checklist for parents based
on DSM-IV criteria; thus, items are grouped intocategories
addressing social development, communication, and stereotypic
behaviors. It was designed for use in children older than 3 years.97
The Autism Diagnostic Interview-Revised (ADI-R)98 and the
Autism Diagnostic Observation Schedule (ADOS)99 are complementary
diagnostic instruments originally created forresearch but now
adapted for clinical purposes. They are intendedto be used by
experienced clinicians; training in their use ishighly
recommended. For these reasons and because of their length,they
are most appropriate as part of a comprehensive evaluationwithin
specialty clinics. A strength of both instruments is thatthey
operationalize current DSM-IV and International Classificationof Diseases, 10th Revision criteria. The clinical version of theADI-R takes about 90 minutes to complete and yields scores basedon history. The ADOS is a standardized observation of social behaviorin natural communicative contexts, with different modules and
tasks for children of different ages and language levels. It takes
about 30 to 45 minutes to complete. The Pre-Linguistic ADOS isa
modified version designed for young children who are not yet
speaking.100 Most recently, the ADOS and the Pre-Linguistic ADOS
have beencombined into a single tool that provides the same
informationfor a broader range of ages and developmental levels.101
For an evidenced-based analysis and ordering information for these and
additional instruments, the pediatrician is referredto the American
Academy of Neurology and Child Neurology Societymultidisciplinary
panel review8 and practice parameter9 and clinical
practice guidelines from the New York State Departmentof Health
Early Intervention Program.19
A comprehensive evaluation always includes a detailed physical examination.
Approximately one fourth of children with isolatedASD have an
occipitofrontal circumference greater than the 97thpercentile.102,103
Macrocephaly is generally not present at birth and, in fact,may not
become apparent until 3 or 4 years of age. Acceleratedrates of head
growth have been documented between 2 and 12 yearsof age. In the
absence of dysmorphic features or focal neurologicsigns, additional
investigation of macrocephaly by computed tomographyor magnetic
resonance imaging is usually not necessary.8,9,104,105 Another
dysmorphic feature that recently has been linked to isolatedASD is
posteriorly rotated ears. This finding has been reportedin
approximately 30% of children in some studies.66 Otherwise, most
children with idiopathic ASD have a typical physicalappearance.
The physical examination may be more helpful in the search for known
etiologic or associated conditions. Pediatricians, geneticists,and
ASD specialists often work together as a team to search foran
etiologic or comorbid disorder. Although some children haveminor
physical anomalies, a recognizable disorder is found inless than 25%
of cases.106 Examination of the skin with a Wood's light should be
performedon all children suspected to have ASD, especially when
there areseizures, to detect early hypopigmented lesions consistent
withash leaf macules seen in those with tuberous sclerosis. Later,facial angiofibromas become evident. Dysmorphic characteristics
associated with 2 additional common etiologic conditions includethe
long face, large ears, and large testes (postpubertally) associated
with fragile X syndrome and the ataxic gait and broad mouth with
persistent smile associated with Angelman syndrome. The historyand
physical examination should assist the physician in assessingwhich
diagnostic tests are needed to determine whether or nota
recognizable disorder is present. A "shotgun" approach is not
recommended.
An audiologic evaluation and a comprehensive speech and language evaluation
should always be performed in any child who haslanguage delays,
whether or not autistic features are present.A lead study should be
performed if the child demonstrates picaor lives in a high-risk
environment. Quantitative plasma aminoacid assays should be
considered even in the face of negativeresults of a neonatal screen
for phenylketonuria. DNA analysisto detect fragile X syndrome should
be performed, especially ifthere is a positive family history or
mental retardation of undeterminedetiology. Chromosome analysis
should be performed if the childhas dysmorphic features or mental
retardation of undeterminedetiology. Seizures are present in
approximately 20% to 35% ofchildren with autism and have 2 peaks of
onset: 1 during earlychildhood and 1 during adolescence.57,60,67
Some concern exists as to whether seizures might contribute tothe
regression seen in some children with autism.60 Landau-Kleffner
syndrome (acquired epileptic aphasia) is characterizedby language
regression and may be confused with regressive autism.Thus, an
electroencephalogram throughout all 4 stages of sleepis indicated in
children with ASD who have symptoms of developmentalregression or
clinical seizures or in whom there is a high suspicionof subclinical
seizures.5,8,9 Magnetic resonance imaging may be helpful in the child
with ASDand accompanying dysmorphic features or localizing
neurologicsigns but likely not helpful in the child with isolated
macrocephaly.8,9,104,105 The need for diagnostic studies must be
evaluated on the basisof specific signs in the individual child and
the possible contributionthe results will make to genetic counseling
and management.
In summary, the first step in making the diagnosis is listening to the
parents. If parents have concerns about their child'ssocial or
language skills, the pediatrician should acknowledgethe concerns and
act on them immediately. If parents do not haveconcerns,
developmental and behavioral surveillance in the contextof the
medical home is even more essential. Furthermore, surveillanceshould
be conducted with a higher index of suspicion in siblingsof children
with isolated ASD because of the high recurrence rate.Early
diagnosis is not only necessary for timely genetic counselingbut
also for early referral to an appropriate intervention programand
optimal management of medical issues. If a primary care physicianis
not familiar with comprehensive evaluation techniques or is
uncomfortable with making the definitive diagnosis of ASD, thechild
should be promptly referred to a specialist or, preferably,a team of
specialists with ASD expertise.
Management
Equally as challenging as the diagnosis of ASD is its management. There is no
proven cure. It is, however, generally believedthat an improved
prognosis depends on the early implementationof appropriate
intervention strategies tailored to the individualdevelopmental
needs of the child and his or her family. The approachto the
management of the child with autism has changed dramaticallysince
autism was first defined in 1943.
Initially, management focused on psychotherapy with the parents and, at
times, separating the child from the parent.42 In the 1970s, this
approach was abandoned when it became generallyaccepted that ASD was
a neurobehavioral disorder of organic origin.60 Various
developmental, behavioral, and educational strategieshave been
developed during the last 2 decades. Certain strategieshave been
adopted by various local advocacy groups, but thereis no global
consensus regarding which strategy is most effective.Although a
practice parameter addressing management of ASD waspublished in the
child psychiatry literature in 1999,20 to date, there have been no
consensus guidelines published inthe pediatric literature.
Universally accepted broad managementgoals are to improve the
overall functional status of the childby promoting the development
of communication, social, adaptive,behavioral, and academic skills;
lessening maladaptive and repetitivebehaviors; and helping the
family manage the stress associatedwith raising a child with autism.
How to reach these broad-basedgoals is a matter of much debate.
A very important aspect in the management of a child with ASD is parental
support. This begins with breaking the news to parentswhen the
diagnosis for their child is a chronic disabling conditionsuch as
ASD. Families will always remember the manner in whichthey were
informed of their child's diagnosis. It is importantfor the
pediatrician to allocate ample time for the counselingsession and
that the information is presented in a sensitive,uninterrupted, and
nonrushed manner. Part of breaking the newsis educating parents
about ASD. Parents need to understand thatchildren with ASD vary
widely in clinical presentation, severityof abnormal and disrupting
behaviors, intelligence, and prognosis.Providing them with the
opportunity to meet other parents of childrenwith ASD is also
important. This can be done informally by puttingthem in touch with
another patient and his or her family or througha more formal
parent-to-parent network or ASD support group. Itis important to
provide up-to-date literature to the parents sothat their search for
information does not lead them to outdatedinformation (eg, the
"refrigerator mother theory" of causation)or to unproven "quick
cures," which can be found throughout theInternet.
Genetic counseling before the conception of a subsequent sibling is extremely
important for parents of a child with isolatedASD and ASD associated
with a defined etiology. The recurrencerate for isolated ASD ranges
from 3% to 7%.30,31 The prevalence of abnormality in siblings is even
higher whenrelated disorders, such as isolated language delays,
obsessive-compulsivedisorder, and social deficits, are considered.
Siblings with mildersymptoms may go unnoticed by parents who are
overwhelmed by theintense caregiving responsibilities associated
with raising achild with severe ASD. On the other hand, because of
their heightenedawareness of ASD, other parents might overreact to
typical variationsin behavior and speech development in subsequent
children. Thus,a higher level of developmental and behavioral
surveillance insubsequent siblings, including administration of an
ASD-specificscreening tool, is an important aspect in the management
of ASDin children.
The next step is to provide families with information regarding interventions
that are available in their communities. Thepediatrician can assist
the family by becoming informed aboutavailable local programs and
helping parents assess the effectivenessof each. Once a program is
selected, the pediatrician should advocatefor services and assist
parents in gaining access to them. Earlyreferral and expedient
enrollment and implementation are extremelyimportant. In children
younger than 3 years, referral should bemade to the state's early
intervention system. If the child isolder than 3 years, it is
appropriate to refer to the local schooldistrict. This should be
done promptly, even before a definitivediagnosis is made, so that
there is no delay in implementation.It is important that the
pediatrician act in partnership withpersonnel from the developmental
and, later, educational systemsto facilitate coordinated service
delivery. Characteristics ofthese 2 systems are described in the
next section, followed bya discussion of specific strategies that
are often used by developmental,educational, and health care
professionals.
Early Developmental Intervention for Young Children Although private
organizations provided developmental therapies in the 1970s and 1980s, the
Individuals with DisabilitiesEducation Act107 of
1990 mandated early intervention for any child younger than3 years
with a known developmental disability or who demonstratesa
developmental delay. Part C of the 1997 revision of this act108
requires that such children receive appropriate developmental,
therapeutic, and family support services. When a child turns 3years
old, services shift to the local school district. Programshave been
developed for children with ASD and exist throughoutthe country.
These programs seem to be most effective when theyare started early
and are used consistently. Elements that arefelt to be common to
model programs for young children include32:
A curriculum that stresses the ability to pay attention to other people,
imitate others, use preverbal and verbal communication,play, and
socially interact.
A teaching environment that is highly supportive of the child's learning
needs and involves systematic teaching of skillsin a 1-to-1
setting with trained personnel.
A program that is predictable and routine.
A functional approach to problem behaviors.
A thoughtful strategy for transition from the specialized preschool
classroom to the kindergarten class.
Family involvement.
Additional components include speech therapy, augmentative communication
methods, occupational therapy, extensive parent training,and
development of positive social relationships, including theuse of
typically developing peers as role models and playmates.A recent
review of programs serving young children with ASD demonstratedthat
the best programs are those that initiate intervention asearly as
possible, individualize services for children and families,use
systematic and structured teaching, have a specialized curriculum,
are intensive, and involve families.33 Not all programs have a
structured environment or intervene innatural environments; however,
most are intensive and use a behavioralor developmental
instructional framework. Some preschool programsemphasize the use of
play in learning and may use typically developingpeers to model
social interactions during play. Additionally,behavioral skills
training for family members is an importantcomponent of many
programs.34,109,110
There is a growing body of evidence that intensive early intervention
services for children in whom autism is diagnosed before5 years of
age may lead to better overall outcomes.32-41 The only controlled
study of early intensive interventions withyoung children was done
by Ivar Lovaas of UCLA.36 It has received much attention for its
remarkable results. Lovaasreported outcomes of treating young
children with ASD (averageage at initiation of treatment, 2.8 years)
with 40 hours per weekof 1-to-1 behavioral training (also called
applied behavioralanalysis or discrete trial learning) for 2 years.
The trainingmethod focused on the acquisition of compliance
behavior, imitationactivities, language acquisition, and integration
with peers usingrepeated discrete behavioral trials to accomplish
the goals. After2 years of therapy, almost 50% of the children in
the treatmentarm of the study were functioning typically in
intellectual andacademic areas. At 5-year follow-up, most had
maintained theirgains.38 The major criticisms of the
study are nonuniform participantselection, lack of clear standard
diagnostic criteria at entry,the required intensity of the
intervention for such young children,choice of outcome measures, and
randomization issues. A recentlypublished retrospective study of the
Lovaas method40 and preschoolers with autism and severe mental
retardation showedthat children receiving intensive early behavioral
interventionobtained significantly higher IQ scores and better
expressivespeech in a small group of children. Two other studies
found similarresults.111,112 Intensive behavioral
treatment is becoming increasingly popularand being implemented in
some early intervention programs andschool districts. Several model
programs based on the appliedbehavioral analysis approach have been
developed.113-115 In a recently published clinical practice
guideline, the NewYork State Department of Health Early Intervention
Program endorsedthis method as its sole strategy for toddlers with
ASD in a recentlypublished clinical practice guideline.19
However, more replicative studies with improved methodology are
needed before it can be unequivocally recommended for all young
children.
Greenspan and Weiden offer a developmental, relationship-based approach to
very early intervention with young children.39,116 They theorize that
the child's symptoms stem from underlyingproblems in sensory
modulation and processing, motor planning,and affective integration
and that the child's interactions withthe family are most important
in promoting the child's growthand development. They advocate an
intensive approach that includesspeech and language therapists,
occupational therapists, educators,and parents acting as therapists
using the "developmental individualdifference relationship model."
Therapists and parents are taughtto open and close circles of
communication with the child andfollow the child's lead in extensive
play during "floor time."Preliminary data are promising in terms of
showing overall improvement.However, additional studies that include
the use of control groupsare needed to better assess this
intervention model.
Unfortunately, there is a large gap between what is done in model programs
across the country and what is generally availablefor most young
children. Local programs are often limited by fundingconstraints and
lack of trained personnel. Even when programsare locally available,
the pediatrician may be unaware of them.Overall, it seems that early
intensive intervention may be ofhelp in improving outcomes for some
young children with ASD. Itis not yet known which children are most
helped by these therapies,but it is suspected that it may be
children at the milder endof the autism spectrum.
Regardless of the type of program available in a patient's community, the
pediatrician should not delay referral to an earlyintervention
program while waiting for a definitive diagnosis.117 Prompt
enrollment will facilitate the initiation of interventionstrategies
and provide parents with an opportunity to meet andnetwork with
other parents. A treatment protocol can be revisedas more
information about the child's condition becomes available.It is very
important to keep the lines of communication open betweenhealth care
and early intervention providers. All participantsshould work
cooperatively as a team to promote the best possibleoutcome for the
child and his or her family.
School and Educational Systems The public education system is usually
the primary source of help for the child with ASD between 3 and 21 years of age.
However,in some districts, there have been barriers to access for
somechildren with a diagnosis of PDD-NOS or Asperger syndrome. Theyare sometimes misclassified as having learning disabilities or
are not classified at all by school personnel. Thus, such children
may not receive appropriate services unless the family or healthcare
provider specifically advocates for them. Additionally, school
districts in the United States vary greatly in the curricula and
services offered to children with ASD. Some school districts use
curricula designed specifically for ASD118; others use more ecologic
curricula based on the individual assessmentof the child.
Unfortunately, little research has been done onthe effectiveness of
various curricula and programs for childrenwith ASD.
Educational interventions thought to help children with ASD are those that
provide structure, direction, and organizationfor the child.
Educational interventions need to be individualizedto the child and
take into account his or her overall developmentalstatus and
specific strengths and deficits. Methods that improvethe child's
functional communication in all environments are importantand will
usually include speech therapy with an emphasis on theuse of visual
cues.119-121 Various augmentative and alternative communication
strategiesmay be helpful in the nonverbal or minimally speaking
child. Oneexample, the Picture Exchange Communication System (PECS),
teachesthe child to exchange a picture of a desired item with the
teacherwho immediately honors the request.120,122 If one
can identify a powerful reinforcement for which the childwill ask,
then communication in this way is meaningful and highlymotivating.
Later, prompting, shaping, and fading techniques promote
generalization, greater spontaneity, and a wider variation in
communication encounters.
Teaching social skills is very important for the successful transition to
inclusive classrooms with typically developing peers.123 Strategies
should also be used in the classroom to decrease maladaptive
behaviors and promote compliance. Teaching new skills through
positive reinforcement, rather than using aversion, has becomethe
preferred approach to decrease behavioral problems. Parental
involvement in intervention is felt to be critical; thus, parent
training should be provided as well.124,125
Several comprehensive educational curricula have been developed specifically
for children with ASD, including Treatment andEducation of Autistic
and Communication Handicapped Children (TEACCH),Daily Life Therapy
(the Higashi School), and Bright Start, amongothers.126
The most well known is TEACCH, which was originally developedby
Schopler in North Carolina in the 1970s118 for the diagnosis,
treatment, training, and education of childrenwith ASD and their
families. The TEACCH program is based on astrong belief in
parent-professional collaboration and is theoreticallybased on the
knowledge that ASD is not caused by parental psychopathologybut by a
neurologically based abnormality. More recently, theTEACCH
philosophy has been very influential in structuring schoolprograms
for children throughout the nation. The basic elementsof the
philosophy include the following118:
Characteristics of autism must be understood from observations of the
child rather than from theories.
Parent and professional collaboration is of utmost importance.
The child's adaptation should be improved through teaching new skills and
environmental accommodations.
The child's treatment should be individualized on the basis of
comprehensive assessments.
Teaching should be structured.
Cognitive and behavior theory should be a priority.
Skill enhancement and acceptance of deficits should be emphasized.
Treatment should be holistic in orientation.
Services should be lifelong and community based.
TEACCH services include diagnostic clinics, parent training, classroom
programs, residential programs, respite care, and variousvocational
placement options. The program begins with assessmentand emphasizes
teaching according to the child's strengths. TheTEACCH program has
been evaluated by empirical studies of programcomponents and parent
evaluations and has been found to be successfulin its goal. However,
these studies have not included controlgroups.127 TEACCH
has been influential in promoting the use of structuredlearning
situations and the importance of visual strategies andsupports for
learning in children with autism.128
The Higashi School originated in Japan and has been replicated in
Massachusetts to a great extent.129 This school is based on the
philosophy of emphasizing academic,fine art, and physical education
skills while using certain behavioralstrategies, including
prompting. A decrease in behavioral problemsis reportedly
accomplished by ignoring problematic ones and teachingalternatives,
but controlled outcome studies are nonexistent.It also emphasizes
group participation rather than an individualizedcurriculum. The
development of language skills and other functionalskills is not
emphasized.
The Bright Start curriculum focuses on strategies that improve cognitive
skills, such as flexible thinking. The curriculumaddresses deficits
in attention, social interaction, communication,and motivation.
However, there are no published outcome studies.130
Ecologic approaches are commonly used for children with ASD but do not
address specific disabilities commonly present in thesechildren.
These approaches emphasize teaching a child functionalskills in
natural environments.131 The effectiveness of ecologic approaches in
teaching childrenwith ASD has not been well studied.
Eclectic approaches use selected components of all curricula and attempt to
integrate the various philosophies. Dyer and Peck132 recommended an
integrated curriculum for language and socialskills and an emphasis
on functions of behavior. For instance,a child may ask for a desired
object by gesturing, physical manipulation,talking, or writing. This
has been especially helpful in teachinglanguage and social skills,
but data regarding its effectivenessare not available.
One of the areas of debate in the educational arena is inclusion or
"mainstreaming" of the child with ASD into the regularclassroom.
Children with ASD seem to benefit from having typicallydeveloping
peers model appropriate behavior.133,134 The Individuals With
Disabilities Education Act107,108 requires that the child's education
take place in the least restrictiveenvironment that will also meet
his or her specific needs. Althoughit is generally agreed that
children with ASD require unique educationalinterventions, it is not
always clear whether a particular childwill be best served in a
special education classroom that facilitatesmeeting these unique
needs or in a regular classroom that promotessocialization. Children
with adequate social and language skillsmay benefit most from
inclusion. Classroom placement must be individualizedon the basis of
developmental and behavioral assessment of thechild, the child's
educational best interest, needs of the family,and resources
available to the school.
The pediatrician can play a key role in advocating for the child within the
school system by educating parents about theirchild's needs and
rights within the school system, explainingthe diagnosis to the
family and school personnel, participatingin and reviewing the
Individual Educational Plan,135 and making appropriate referrals for
additional services whennecessary.
Specific Strategies Strategies that are often used by developmental,
educational, and health care providers include but are not limited to behaviormanagement, parent training, habilitative therapies (speech, occupational,and physical therapy), medical management, community support,
and alternative therapies, which parents themselves often pursue.
Often, several strategies are used simultaneously in the samechild.
Behavioral Management. One of the mainstays of the management of ASD
in children at any age is the implementation of behavioral training and
managementprotocols at home and at school. Behavioral management
must gohand-in-hand with structured teaching of skills to prevent
undesirablebehavior from developing. Behavioral training, including
teachingappropriate communication behaviors, has been shown to be
effectivein decreasing behavior problems and improving adaptation.136,137
Inclusion of children with autism in child care centers and regular
classrooms with typically developing children as role models canalso
be effective in decreasing the frequency of undesirable behaviors.
The overall goal of the approach is to reinforce desirable behaviors
and decrease undesirable behaviors using behavioral psychologic
theory.
Behavioral management programs should be initiated after a complete
individualized functional assessment of the child's behavioral
characteristics and the overall environment. The treatment planmay
include behavioral modification and applied behavioral analysis.
Overall, it is generally agreed that positive reinforcement shouldbe
primarily used and that methods such as extinction and punishmentto
decrease behaviors should be limited to very specific situations.136
Behavioral therapies are most effective when started early andused
consistently. Parents, child care providers, and teachersshould
undergo training so that behavioral strategies will beconsistently
implemented in all environments, thus enhancing effectiveness.Social
skills training to promote social competence is an important
component of the habilitation plan for children with ASD. Thistype
of training often uses a behavioral or developmental approachthat
emphasizes generalization of skills to all settings.138
Parent Training. Support and training of parents and other family
members are important components of any treatment program for children withASD. Parent education empowers families to advocate for their
child, allows them to continue to teach their child, improvesthe
child's compliance, and decreases stress within the family.A recent
study evaluated the effectiveness of a TEACCH-based,
parent-implemented home program on educational achievement.124,139
Children whose families received parent training had significantly
greater achievement during the study period. Additionally, the
applied behavioral analysis and developmental individual difference
approaches use family training as an important part of the overall
intervention plan.
Habilitative Therapies (Speech, Occupational, and Physical Therapy).
Speech therapy has an important role in the management of ASD in children.
Because a deficit in functional communication skillsis one of the
core problems in ASD, techniques to improve languageskills are
valuable.119,121 Language assessment needs to include all areas of
communication,including semantics and pragmatics, and should lead
directly intointervention. Behavioral techniques can be helpful in
teachinglanguage to children with ASD as well.36,140 One
study specifically evaluated language therapy and found thatchildren
retained their gains for at least 3 months after theintervention.141
Occupational therapy using sensory integration techniques toaddress
sensory processing problems is commonly used in childrenwith ASD.
Although many believe occupational therapy is subjectivelyeffective
in educational and clinical settings, research datato support its
effectiveness is scant. Occupational and physicaltherapy may be
helpful in addressing coordination and motor planningdeficits
occurring in some children with ASD. All 3 types of therapyshould be
interwoven throughout all aspects of a child's program,not just as a
"pullout" technique.
Medical Management. Children with ASD have the same health care needs
as children without disabilities and benefit from the same health promotionand disease prevention activities. These activities are best providedwithin the context of a medical home.77,78 In addition,
children with ASD may have unique health care needsthat relate to
etiologic conditions (eg, Angelman syndrome, fragileX syndrome,
tuberous sclerosis) or other conditions (eg, epilepsy)associated
with ASD. Management of these etiologic or comorbidconditions might
include referral and consultation with appropriatespecialists.
There is no pharmacologic cure for ASD. However, medications can be helpful
in the overall management when used in conjunctionwith
developmental, educational, behavioral, and habilitativetherapies.
The goals of medication treatment are to minimize coresymptoms,
prevent harmful behaviors (eg, aggression and self-injurious
behaviors), facilitate access to intervention programs, maximize
beneficial effects of nonmedical interventions, and improve the
quality of life for the child and his or her family.142 There is not
1 medication that consistently benefits all childrenwith ASD.
However, some physicians empirically consider neurolepticsand
selective serotonin reuptake inhibitors as possible firstline drugs.143
Older neuroleptics, such as haloperidol and thioridazine, havebeen
used with varying success in decreasing maladaptive behaviorstypical
of ASD. Their usefulness is limited by sedation, irritability,and
extrapyramidal dyskinesias. One of the most promising newerdrugs is
risperidone, a neuroleptic that has been found to improvesocial
relatedness, a core symptom of ASD, and significantly improve
hostility, aggression, irritability, agitation, and hyperactivity.It
has fewer extrapyramidal adverse effects than do haloperidoland
thioridazine; however, most children experience a fairly significant
weight gain within the first few months of treatment.144,145
Selective serotonin reuptake inhibitors are becoming more andmore
popular because of their high rates of effectiveness andbecause they
have fewer adverse effects than do neuroleptics.20,68,143,146,147
They are helpful in treating depression, anxiety, and obsessiveand
ritualistic behaviors that may be associated with ASD, andsome
studies have demonstrated more global effects on behavior,language,
cognition, and social relatedness. A positive responseis often
correlated with a family history of an affective disorder.147 Adverse
effects are uncommon but include restlessness, hyperactivity,
agitation, and insomnia.
Children with ASD are at greater risk of psychopathologic problems than are
children without disabilities.148 Common psychiatric disorders
associated with ASD include mooddisorder, anxiety disorders,
attention-deficit/hyperactivity disorder,and obsessive-compulsive
disorder. Whenever possible, a psychiatricdiagnosis should be made
to guide treatment.13,15,20,142,143,149 Sometimes, challenging
symptoms such as overactivity, sleep disorders,aggression,
stereotypies, or self-injury become the focus of medicaltreatment.
When considering medical intervention, it is usuallyrecommended that
the family target 1 or sometimes 2 behaviorsthat are the most
troublesome. These target behaviors may changeas the child grows
older or progresses developmentally. Treatmentis aimed at decreasing
these targeted behaviors to facilitatecommunication, learning,
socialization, and integration into communitysettings.
Although stimulants have been widely prescribed in young children with ASD,
their effectiveness in decreasing excess motoractivity and
increasing attention is variable. In fact, stimulanttherapy may
actually increase aggressiveness and stereotypicalbehavior.16
More recently, clonidine hydrochloride and guanfacine hydrochloride
have been shown to be somewhat helpful in treating overactivityin
this population.143,150 Lithium and anticonvulsants (carbamazepine,
valproic acid), sometimesused as mood stabilizers, may be helpful in
children with cyclicbehavioral patterns or aggression outbursts;
however, blood monitoringis necessary.15,151 Although
popular in the past, fenfluramine hydrochloride hasrecently been
shown to have little positive effect on core symptoms.In fact, a
negative impact on learning has been demonstrated,and thus, it is no
longer recommended for children with ASD.20,143 Treatment with
naltrexone hydrochloride has been successful insome children with
self-injurious behaviors, but its overall usefulnesshas been
disappointing.15,152,153 Melatonin and clonidine have been shown to
be helpful by inducingand maintaining sleep in some children with
ASD and insomnia.154,155 Periodically, it may be wise to temporarily
withdraw a medicationto better evaluate its continuing positive
effects and to makesure that these outweigh any possible adverse
effects.
For a more in-depth discussion of medications used in the management of ASD,
the pediatrician is referred to the psychiatrypractice parameter
published in 199920 and to reviews written by Rapin15 and
McDougle.143 Although pediatricians may not feel comfortable
initiating druginterventions in children with ASD, they can still
play an integralrole in ongoing medical management once the drug
dose is titratedand stabilized. Drug initiation and stabilization
may be bestaccomplished by referral to a developmental pediatrician,
childneurologist, or child psychiatrist.
Community Support. The degree to which the family needs community
support depends on its structural (eg, single parent, dual parent), functional(eg, parental coping styles, sibling issues), and external (eg,
poverty, work schedules) characteristics.156,157 Resources available
to families consist of 3 levels of support:natural (ie, extended
family, neighbors, friends, and church),informal (ie, community
organizations), and formal (ie, publicagencies). When natural
resources are available to assist parents,the family may not need
extensive community and public programs.Other families may have no
natural resources and will rely heavilyon social service agencies
and government-subsidized support.Respite (scheduled periods of
rests from child rearing responsibilitiesprovided by trained
personnel) has been identified as one of themost needed services of
families without natural supports. Thesebreaks can serve to recharge
parents, rekindle spousal relationships,enable outings with
nondisabled children, and ultimately, empowerparents to continue to
care for their child at home rather thanresort to
institutionalization. Government-subsidized waiver programsprovide
funds to parents to purchase respite. Waiver programscan be accessed
through state Medicaid and disability agencies;however, long waiting
lists exist in most states. As the childenters adolescence, families
may seek information about transition,group homes, supportive
employment, guardianship, and "specialneeds wills."156 To
assist families in the context of the medical home, it isimperative
that the pediatrician be aware of available communityservices and
public programs and also know how to access and coordinatethem.
Literature about ASD and information about local and national resources can
be obtained from national ASD agencies (http://www.autism-society.org).Although information on the Internet is readily accessible, parentsshould be aware of problems and risks involved with seeking guidancefrom information that is not reviewed by experts. Nevertheless,
ASD Web sites and chat rooms can provide a peer support systemfor
families across the nation. Other families may benefit morefrom
face-to-face parent contact through local ASD support groupmeetings
or regional and national ASD conferences.
Alternative Therapies. Treatments or interventions that are not
routinely taught in US medical schools or are unavailable at US hospitals are
considerednontraditional, unconventional, or controversial and
usually donot conform to standards of the medical community.158
As many as 1 in 3 adults from all sociodemographic groups mayuse
unconventional therapies, with a significant proportion ofthem
withholding this information from their physicians.158,159 A Canadian
study reported that at least 11% of children receivedalternative
medical care, and its authors speculated that numberto be an
underestimate.160
A standard or traditional therapy for children with developmental
disabilities is one that should have a sound scientificbasis
supported by research. However, because some traditionaltherapies
for children with developmental disabilities have notundergone
rigorous scientific review, it is difficult to use theabsence of
scientific validation as the defining feature thatdistinguishes a
therapy as nontraditional.161 The following characteristics of
therapies constitute an operationaldefinition of a controversial
treatment for children with developmentaldisabilities161:
Treatments based on overly simplified scientific theories (eg, the
importance of crawling as a stage of motor development)
Therapies claimed to be effective for more than 1 condition (eg,
megavitamins used for attention-deficit/hyperactivity disorder,
learning disabilities, ASD, and developmental delay)
Claims that children will respond dramatically and some will be cured,
particularly if treated early
Use of case reports or anecdotal data rather than carefully designed
studies to support claims for treatment
Failure to identify specific treatment objectives or target behaviors
Treatments are stated to have unremarkable or no adverse effects; thus,
proponents deny the need to conduct controlled studies162
Because ASD is a chronic condition for which presently there is no cure, it
has become the focus of several unconventionaltreatments. There may
be many reasons for a family's pursuit ofcontroversial therapies for
their child, including: the basicand understandable parental desire
to pursue anything that mightpossibly help their child, a
simplification of behaviorally oreducationally based therapies that
might otherwise be very timeconsuming, claims of improvements made
by other families, andrising skepticism people may have about
scientifically based treatments.In anticipating the possibility that
families of children withASD will pursue controversial therapies,
the pediatrician shouldbe familiar with them. What follows is a
brief summary of sometherapies that are currently popular and
receiving attention.
Nutritional supplements. Multiple anecdotal and case reports have
generated interest in the use of a variety of nutritional
supplements to treat children with ASD. Studies documenting nutritionalsupplementation with high-dose pyridoxine and magnesium have claimedbeneficial effects on the symptoms of ASD but have been criticizedfor their methodologic shortcomings and failure to address theissue of safety of use.163 Although the only blinded and
controlled study showed no adverseeffects of high-dose pyridoxine
and magnesium, it also demonstratedno differences in behaviors of
controls or patients who receivedplacebo versus high-dose
pyridoxine and magnesium for a 10-weekperiod.163 One
small double-blind, crossover study reported decreased stereotypic
behaviors in children who received ascorbic acid.164 Although there
have been anecdotal reports from Russia that dimethylglycine
improved behavior and speech in 15 children, a recent double-blind,
placebo-controlled investigation using a low dose of this supplementdemonstrated no statistically significant effect on autistic behaviors.165
Elimination diets. The presence of allergies or food intolerance in
children often stimulates families to explore unconventionaldiets.
Investigators have proposed that impaired bowel permeabilitycauses
selective absorption of ingested peptides and potentiatessymptoms
of ASD,166-168 leading to the conclusion that gluten and milk
elimination dietsimproved behavioral symptoms.166,169
Another recent investigation failed to document a higher prevalence
of hypersensitivity to common food allergens in children withASD,
compared with controls.170 In still another report,171
only a small number of patients was studied prospectively, andin
that and another study,169 control for pharmacologic or educational
interventions was notprovided.
Immune globulin therapy. Throughout the past 20 years,
investigators have presented evidence for immunologic abnormalities
in small groups of children with ASD, including abnormalitiesof T
cells, B cells, natural killer cells, and the complementsystem.172
One author reported significant improvement in 1 child, leadingto
the suggestion that there may be a small subset of childrenwith
ASD in whom an autoimmune process plays a pathogenic role.172 In
the later study of 20 children with ASD, 10 who received intravenousimmune globulin for a 6-month period reportedly demonstrated
improvementsin social behavior, eye contact, echolalia, and speech
articulation.172 However, the investigators did not use standard
outcome measuresand did not state whether participants received
other concurrenttreatments during the course of the study. Two
recent reportsfailed to demonstrate significant changes in
behaviors associatedwith ASD in 17 children who received regular
infusions of immuneglobulin for a 6-month period.173,174
Larger controlled investigations would be needed to assess this
kind of treatment, but there is no scientific evidence to justify
the use of infusions of immune globulin to treat children withASD.
Secretin. An anecdotal report of 3 children whose behaviors were
ameliorated by intravenous infusion of secretin generatedmuch
publicity and interest in its treatment potential.175 A
double-blind, placebo-controlled trial of a single intravenousdose
of secretin, however, failed to demonstrate significant improvement
in ASD behaviors measured by 3 standardized instruments.176 This
and other more recent studies have failed to demonstrateany
scientific evidence to justify the use of secretin infusionto
treat children with ASD.177,178
Chelation therapy. Most recently, some concerns have been raised
that ASD might be caused by early childhood exposure to environmentaltoxicants, particularly metals and minerals. Among the incriminatedmetals, mercury has been most consistently believed to be associatedwith the development of ASD. Developmentally delayed children,including those with ASD, may have pica or unusual diets that
increase their risk of exposure to environmental neurotoxicants.179
Additionally, recent media coverage regarding mercury exposurefrom
dietary sources (eg, methylmercury in some fish) and from
thimerosal (ethylmercury) in vaccines has heightened parental
concerns regarding the possible link between ASD and mercury exposure.Thus, parents may seek clinical assessment of the child's mercuryburden usually by hair analysis or by a provocative chelation
test in which a dose of chelator is given followed by measurement
of the amount of mercury appearing in urine. To date, there are
no published studies linking mercury exposure to the developmentof
ASD or demonstrating that children with ASD have had greater
exposure to mercury than have unaffected children. Preliminarydata
from the Centers for Disease Control does not suggest a relationshipbetween thimerosal-containing vaccines and ASD.180 Hair
analysis is not recommended for biomonitoring, because false
elevations may occur if the specimen is not carefully collected.
Provocative chelation tests for mercury have not been scientificallyvalidated and are also not recommended. Several chelating agents,including succimer, dimercaprol, d-penicillamine, and N-acetylcysteine,have been shown to accelerate mercury elimination from the body.181
However, there is no evidence that chelation therapy will improve
developmental function when given to treat mercury toxicosis.
Moreover, chelating agents can have significant toxicity (eg,
hepatotoxicity) and precipitate allergic reaction.182 Chelation
therapy is therefore not recommended for the purposeof improving
neurodevelopmental function in children with ASD.
Auditory integration training (AIT). Originally developed by the
French physician Guy Berard in the 1960s, AIT is based onthe yet
unproven theory that symptoms in ASD are caused by auditory
perception defects resulting in distortions of sound or auditory
hypersensitivity (hyperacusis).13,162,183-185 Treatment consists of
initial identification of peaks of sounddistortion or
hypersensitivity followed by twice daily sessionsfor 2 weeks in
which specially selected music determined to beoptimum for the
patient is played through a device called theAudiokinetron. A
single pilot study of 17 patients supported thehypothesis that AIT
improved some autistic behaviors but did littleto decrease
hyperacusis.162 The Audiokinetron may potentially be unsafe,
delivering levelsof sound to the eardrum that may be harmful to
hearing.186 In another study, all 80 children randomized into
2 groups, 1receiving AIT and the other receiving unmodified music,
showedimprovements in behavior and performance IQ.187
This suggested that some aspect of listening to music might have
some effect on features of ASD. Finally, a more recent study incorporateda blinded crossover experimental design using the following measures:parent and teacher behavioral questionnaires, direct observationrecordings, IQ, language, and social and adaptive testing. No
differences were noted, with the exception of poorer scores on
social and adaptive and expressive language scores after AIT.188 On
the basis of the lack of clearly demonstrated efficacy, theAcademy
has recommended against the use of AIT.189
Facilitated communication (FC). FC is a technique whereby a trained
facilitator provides physical support to a nonverbal person'sarm
and hand while that person uses a typewriter, computer keyboard,or
communication device. Claims have been made that FC improves
expressive language abilities in individuals with severe intellectualdisabilities or ASD. Its proponents emphasize that success dependson the trained facilitator's belief in both the child's potentialfor competent communication and in the process of FC itself. Despiteits widespread use, multiple scientific studies have failed todemonstrate the effectiveness of FC as a treatment.190-195
Even if the treatment does work in some children, it does littleto
ameliorate behavioral features of ASD. In addition, concernshave
been raised about false allegations of sexual abuse by caretakers
from children with ASD through their use of FC. Many allegations
have resulted in legal proceedings and pose ethical challengesto
the pediatrician.196-198 Until it can be determined if there are
children with ASD whomay benefit from FC, it should be considered
experimental.189
Controversial, nontraditional therapies will continue to gain local and
national attention, and questions about their efficacyand use will
be brought to the physician's attention. Becauseparents of children
with ASD look to their pediatrician for adviceabout their children's
health, behaviors, education, and treatment,pediatricians should
approach alternative therapies openly andcompassionately.161,199,200
They can greatly assist families by:
Ensuring they have access to standard services and are actively involved
in all treatment decisions.
Discussing controversial therapies initially and whenever asked.
Becoming knowledgeable about traditional and controversial treatments or
referring families for appropriate consultation.
Allowing adequate time for discussion and ensuring that comments are not
unintentionally viewed as an endorsement of a treatment.
Discussing the placebo effect and the importance of controlled research
studies.201
Being willing to support a trial of therapy in select situations, and in
such situations, requiring clear treatment objectivesand
pretesting and posttesting.
Remaining actively involved, even if in disagreement with the family's
decision.
Our understanding of the spectrum, etiology, diagnosis, and management of ASD
in children has changed dramatically throughoutthe past 2 decades.
Recently developed screening and diagnostictools have made earlier
identification and referral to developmentaland educational programs
possible. Thus, there is a growing bodyof evidence that early and
appropriate intervention may indeedhave a positive impact on overall
outcome. Additionally, interestin and funding opportunities for
research continue to increasedramatically, yet even more funding is
needed. In general, thereis a new climate of optimism for better
outcomes. In the contextof the medical home, the pediatrician can
play a significant roleby acting immediately on parental concerns,
monitoring behaviorand development, referring promptly for a
comprehensive evaluation,searching for etiologic and comorbid
conditions, expediting enrollmentand implementation of appropriate
intervention strategies, managingmedical issues, and coordinating
care among various service deliverysystems. In so doing, it is
anticipated that the disabling aspectsof ASD can be minimized to
such a degree that, although not cured,more children with autism
will indeed be able to live independentlyas adults.
Committee on Children With Disabilities, 2000-2001
Adrian D. Sandler, MD, Chairperson
Dana Brazdziunas, MD
W. Carl Cooley, MD
Lilliam González de Pijem, MD
David Hirsch, MD
Theodore A. Kastner, MD
Marian E. Kummer, MD
Richard D. Quint, MD, MPH
Elizabeth S. Ruppert, MD
Liaisons
William C. Anderson
Social Security Administration
Bev Crider
Family Voices
Paul Burgan, MD, PhD
Social Security Administration
Connie Garner, RN, MSN, EdD
US Dept of Education
Merle McPherson, MD
Maternal and Child Health Bureau
Linda Michaud, MD
American Academy of Physical Medicine and Rehabilitation
Marshalyn Yeargin-Allsopp, MD
Centers for Disease Control and Prevention
Section Liaisons
Chris P. Johnson, MEd, MD
Section on Children With Disabilities
Lani S. M. Wheeler, MD
Section on School Health
Consultant
Michael Shannon, MD, MPH
Staff
Karen Smith
FOOTNOTES
The recommendations in this statement do not indicate an exclusive course of
treatment or serve as a standard of medical care.Variations, taking
into account individual circumstances, maybe appropriate.
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LEGAL ADVICE. THE DECISION WHETHER OR NOT TO VACCINATE IS AN IMPORTANT AND
COMPLEX ISSUE AND SHOULD BE MADE BY YOU, AND YOU ALONE, IN CONSULTATION WITH
YOUR HEALTH CARE PROVIDER.
"A foolish faith in authority is the worst enemy of truth."
-- Albert Einstein, letter to a friend, 1901
"I know of no safe depository of the ultimate powers of the society but the people themselves, and if we think them not enlightened enough to exercise control with a wholesome discretion, the remedy is not to take it from them, but to inform their discretion by education."
-- Thomas Jefferson, letter to William C. Jarvis, September 28, 1820
"What's the point of vaccination if it doesn't protect you from the unvaccinated?"
-- Sandy Gottstein
"Who gets to decide what the greater good is and how many will be sacrificed to it?"