PRESS RELEASE
For Immediate Release
August 22, 2001

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Citizens’ Council on Health Care
1954 University Ave. W., Suite 8
St. Paul, MN 55104
http://www.cchconline.org
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CONTACT:
Twila
Brase, R.N., President
651-646-8935p
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FOR THE RECORD:
CCHC’s New Online Medical Privacy Forms
Helping patients protect their medical, financial, and personal information

St. Paul, Minnesota—
Asserting one’s desire for medical privacy has just become easier than ever. Citizens’ Council on Health Care (CCHC), a Minnesota-based independent health care policy organization, has created and made available online three privacy declaration forms for public use at: http://www.cchc-mn.org/fortherecord.php3 .

”The public is virtually clueless about the fact that several so-called medical privacy regulations actually permit broad disclosures of medical information without patient consent,” says Twila Brase, RN, president of CCHC.”Our project was designed to give the public accurate information about their growing loss of medical privacy and to provide them with tangible tools to express their expectations for privacy.”

Brase adds, “These forms are meant to directly engage patients, doctors, and institutions in a conversation about medical privacy and patient consent.”

”We have created a central place where people can obtain as many medical privacy forms as they need from the convenience of their homes,” says Brase. She notes that typical “opt-out” provisions, which allow sharing of data unless individuals take specific steps to object, place a burden on the public. “They may have to figure out who to call, where to get a form for each institution, what form to sign, and where to send it. We’re providing one form for each of three separate purposes, regardless of what corporation or institution is involved.”

THE PROJECT
CCHC’s “For the Record” Medical Privacy Project 2001 gives patients and members of the public online access to three 2-page medical privacy declaration forms, one for each of three recent federal rules and laws dealing with access to the medical, psychological, behavioral, financial and personal information of patients:

FEDERAL MEDICAL PRIVACY RULE:
The rule, required by the 1996 Health Insurance Portability and Accountability Act, went into effect on April 14, 2001. It requires health care practitioners, facilities and insurers to provide the U.S. Department of Health and Human Services (HHS) with access to patient medical records at any time on any day to monitor compliance with the rule-without a search warrant or patient consent. The rule also permits these entities, without patient consent, to disclose individually-identifiable patient information to a wide array of outside agencies and organizations, including government health databases, public health agencies, law enforcement, researchers, organ donor organizations and others who are not required by the rule to protect the privacy and confidentiality of the information.

GRAMM-LEACH-BLILEY ACT:
Regulations and state laws promulgated to comply with the data privacy and use section of the 1999 Financial Modernization Act allow health care data to be disclosed and used without patient consent for 32 broad insurance functions and research categories.

OASIS DATABASE:
The 1999 Medicare Condition of Participation rule requires that personal, medical, behavioral, housing, relationship, education, and detailed physical data be collected on most non-pregnant adults cared for in a Medicare-participating home health agency-regardless of payment source.

The data, approximately 95 pieces of information collected at the first visit and at intervals thereafter, is transmitted first to a state health agency database and then sent electronically to the HHS where it resides permanently in a national health care database called the Outcome and ASsessment Information System (OASIS). For those who do not use Medicare or Medicaid for payment, only four identifiers are masked: Name, Social Security Number, Medicare number or Medicaid number. All other identifying information and collected data is sent to the government databases. The data, often open to subjective bias in reporting, is then available for ‘routine use’ and disclosure to seven categories of groups and organizations.

After initially requiring no patient notification or consent, the U.S. Department of Health and Human Services responded to privacy concerns by not requiring the reporting of financial data (though it still must be collected) and requiring patient notification but not patient consent.

DECLARATION SPECIFICS

The first page of each CCHC Medical Privacy Declaration Form includes an explanation of the federal rule, the federal law that required the federal rule, legal citations, a brief history, suggested recipients of the form, and lists of data collected or permitted to be disclosed and used. The CCHC website also provides additional information and Internet links to regulations, laws, and related news articles.

The second page of each Declaration Form provides the user with blank spaces to fill in the name of the intended recipient of the form, the name of the person whose data is to be treated confidentially, a long check list of users, uses, and recipients who the user does not want to receive the data, and space for signature and other identifying information of the person using the form.

In a disclaimer at the bottom of the form, CCHC makes it clear that the organization assumes no responsibility and will not be held liable if use of the form does not protect the medical privacy interests of its users. However, the form serves as a notice of intent, and a written protest if privacy is violated.

Brase clarifies: “These forms are meant to pressure health care professionals, the health care system and financial institutions to listen to their customers. Federal laws are not on the side of privacy, so individual citizens must find ways to protect themselves. “

FEELING THE HEAT
”You might say that these forms are a bit like a ‘Sunshine’ document. People who present them will quickly learn about the privacy leanings of the people whom they depend on for privacy protection. Wishy washy responses and rationalizations may suddenly bring recipients of the forms under the gaze of an angry patient or customer.” says Brase.

Congress and regulators could feel the heat as well. The CCHC website provides a link to members of Congress and phone numbers of the regulators listed in each published federal regulation.

PRIVACY AS A MARKETING TOOL
”We want privacy, and in particular medical privacy, to become a marketing tool for doctors, hospitals, insurers, and financial institutions. Those who provide it will have all the customers they need. Those who do not will be avoided. “Home health agencies that don’t particpate in Medicare might get a lot more business when people understand the intrusiveness of OASIS.” Brase says.

”We believe patients will choose whom they do business with according to who respects their right to privacy. These forms will help citizens learn who will protect their privacy and who will not,” she adds

The medical privacy rule specifically says that doctors, hospitals and health plans do not have to comply with patient requests for confidentiality. However, except for one required disclosure to the federal government and the OASIS questionnaire, they can choose to honor the wishes of patients.

”We think institutions will find that most patients and account holders have no desire to be the subjects of public health surveillance, fundraising and marketing campaigns, unconsented research, databases, or fishing expeditions by law enforcement,” opines Brase.

”We hope the pressure exerted by patients through these forms will help systems and institutions choose confidentiality over disclosure. We also hope the declarations will give health care professionals and institutions the support they need to rebuff any and all efforts to access patient data without patient consent.” she says.

NO CHOICE IN SOME CASES
Brase admits that the forms will not have any restrictive effect on required disclosures of information. The federal medical privacy rule requires disclosure to HHS for enforcement and monitoring purposes. In addition, the OASIS collection is required by the federal government for home health agencies that wish to be reimbursed under Medicare and Medicaid.

”It’s all about creating public pressure for change. We do not expect the privacy declaration forms to solve entirely the growing problem of government and corporate intrusion in the private lives of individual citizens through their medical records. However, we aim to use the declaration forms to increase public awareness and get the ball rolling in the right direction,” says Brase.

CONSTITUTIONAL CHALLENGES
She notes that the privacy rule is already the subject of litigation. The South Carolina Medical Association has sued to limit federal power over the decisions of health care professionals and the treatment of patient medical records. In addition, a lawsuit by the Association of American Physicians and Surgeons to address Fourth Amendment concerns has been announced, but not yet filed.

”The outcome of these constitutional challenges could be years away and are yet unknown. In the meantime, we’re helping citizens and patients to help themselves,” says Brase.

EASY ACCESS TO DECLARATIONS
To assure ease of access by the public, the CCHC website provides the Medical Privacy Declaration Forms in both text and pdf format.

MORE FORMS TO COME
Brase says that these three forms do not represent the end of the organization’s medical privacy project. CCHC expects to add several more forms to the website before the end of the year. While the precise topics have not yet been determined, Brase believes that disease-specific government databases may be the next focus.

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Citizens’ Council on Health Care is a non-profit 501©3 independent national health care policy organization based in St. Paul, Minnesota.



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Citizens’ Council on Health Care
1954 University Ave.W., Suite 8
St. Paul, MN 55104
651-646-8935 phone
651-646-0100 fax
http://www.cchconline.org
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