Concern has been expressed over the possibility that the mercury-containingcompound thimerosal in vaccines may cause autism.14 Thimerosalis sodium ethylmercury
thiosalicylate, an organic compound ofethyl mercury, included in
certain vaccines to protect multipledose ampules from bacterial and
fungal contamination. Mercuryin sufficient dose is neurotoxic, and
probably more toxic inthe immature brain. It is reasonable to ask
whether thimerosalin childhood vaccine increases risk of chronic
childhood neurologicdisability and specifically of autism. The
available data withwhich to address the question are very limited
and largely inferential.Most of the information we have about
mercury toxicity is relatedto exposure to methyl rather than ethyl
mercury.
Bernard et al1 offered an hypothesis that autism
is an expressionof mercury toxicity resulting from thimerosal in
vaccines. Theybase this hypothesis on their views2
that the clinical signsof mercury toxicity are similar to the
manifestations of autism,that the onset of autism is temporally
associated with immunizationin some children, that the recent
increase in diagnosis of autismparallels exposure to thimerosal, and
that there are higherlevels of mercury in persons with than without
autism.
This review will examine these issues and others to ask whether,
according to evidence now available, thimerosal is a probablecause
of autism. We will not discuss which, if any, of the differing
guidelines designed to limit exposure to mercurials is appropriate
for deciding whether thimerosal in vaccines is in all regardssafe
for children. Our focus is on a narrower but importantquestion:
whether current evidence indicates that mercury atany known dose,
form, duration, age, or route of exposure leadsto autism.
ARE
THE CLINICAL MANIFESTATIONS OF AUTISM SIMILAR TO THOSE OF RECOGNIZED
MERCURY TOXICITY?
Bernard et al1 present a table listing
95 clinical findings
they consider to be shared by autism and mercury poisoning.Their
table does not distinguish typical and characteristicmanifestations
of either disorder from the rare, unusual, andhighly atypical.
In mercury poisoning, the characteristic motor findings areataxia
and dysarthria (Table 1).5,6 These signs, along withtremor, muscle pains,
and weakness, are noted on relativelyhigh-dose exposure, acute or
chronic. In 3 Romanian childrenaccidentally exposed to ethyl mercury
in a fungicide, thesesame symptoms were prominent.7 The outcome of fetal methyl mercurypoisoning
in severe form also included spasticity.8 In
contrast,in autism, the only common motor manifestations are
repetitivebehaviors (stereotypies) such as flapping, circling, or
rocking.Persons with Asperger syndrome may be clumsy, and hypotoniahas been noted in some infants with autism; the frequency of
clumsiness and hypotonia in autism spectrum disorders is not
established. No other motor findings are common in autism, andindeed
the presence of ataxia or dysarthria in a child whosebehavior has
autistic features should lead to careful medicalevaluation for an
alternative or additional diagnosis.
TABLE 1.
Characteristic Findings in Autism and in Mercury
Poisoning
The most characteristic sensory finding of mercury poisoningis a
highly specific bilateral constriction of visual fields.5,6,9With lesser exposure there may be
compromise of contrast sensitivity.10,11In addition, there may be paresthesias or, in infants, erythema
and pain in hands and feet because of peripheral neuropathy.In
autism, decreased responsiveness to pain is sometimes observedalong
with hypersensitivity to other sensory stimuli, including
hyperacusis. The "sensory defensiveness" of autism seems toreflect
altered sensory processing within the brain rather thanperipheral
nerve involvement.1214
Other signs that may appear in children with chronic mercury
toxicity, such as hypertension,15 skin eruption,16 and thrombocytopenia,17
are seldom seen in autism.
In relatively mild mercurism in persons without characteristic
motor or sensory changes, psychiatric symptomatology may beabsent,
and if present is nonspecific, with findings such asdepression,
anxiety, and irritability.1820
There maybe impairment of recent memory. Even for individuals with
knownelevated postmortem levels of mercury in brain, it may be
impossibleto conclude whether the nonspecific psychiatric findings
theydemonstrated in life were the result of mercury toxicity.21
When severe mercury poisoning occurs in prenatal life or early
infancy, head size tends to be small and microcephaly is common.22Prenatal exposure to other neurotoxinslead, alcohol,and polychlorinated biphenyls, for examplealso predisposeto
decreased head size. In contrast, in autism increasing evidence
indicates that head size2325
and, as measured by volumetricmagnetic resonance imaging, brain size26,27 tends to be larger
than population norms.
At sufficient dose mercury is indeed a neurotoxin, but the typical
clinical signs of mercurism are not similar to the typical clinical
signs of autism.
Evaluation of causation cannot depend on temporal associationas
reflected by anecdotal observations of selected instancesin which a
relatively uncommon outcome such as autism is notedafter a common
childhood exposure such as immunization. Onlyrigorous methods that
attempt to include all instances of bothexposure and outcome can
provide evidence of association, andassociation is necessary but not
sufficient to establish causation.
Age of onset of symptoms can be highly misleading as an indicator
that some environmental event has caused or precipitated a disorder.
Even single gene disorders may have a period of apparently normal
development (1.5
years in Rett syndrome, 45 years in Huntingtonschorea) before
symptoms begin. The onset of clinically recognizablesigns and
symptoms in Rett and Huntington syndromes does notrequire an
environmental "second hit." In Rett syndrome, themutation causes
previously apparently normal children to loseacquired developmental
milestones after 1 years old to 2 yearsold, with a phase during
which they may present behaviors consistentwith autism. This
disorder can also have its clinically apparentonset soon after the
completion of immunizations, but Rett syndromeis known to be
determined by a single genetic mutation thatproduces failure in the
normal program of brain development.If we did not understand its
genetic basis, we might suspectthat Rett syndrome was attributable
to environmental factorsincluding immunization. The situation for
autism is still unknown,but the onset of signs in the second year of
life does not prove(nor disprove) a role for environmental factors
in etiology.
INCREASE IN DIAGNOSIS OF AUTISM IN PARALLEL WITH INTRODUCTION OF
MERCURY-CONTAINING VACCINES
There has clearly been a broadening of the criteria for autism,
better case-finding, increased awareness by clinicians and by
families, and an increase in referrals of children for servicesas it
has become recognized that early treatment improves lifefor the
child and family.28,29 Whether
the sum of these is sufficientto account for the more frequent
diagnosis of autism is a matterof contention and is properly settled
by careful research.
If, for the sake of discussion, we assume there was a true increasein the occurrence of autism in the 1990s, is exposure to thimerosalthe only or the best hypothesis to explain the increase? There
have been many changes in life in industrialized countries duringthe
last decades, including changes in many environmental exposuresand
aspects of medical care that could be considered for theirbiological
plausibility as contributors to autism occurrenceor severity.
Bernard et al2 state that "elevated mercury has
been detectedin biological samples of autistic patients," but
unfortunatelydo not provide references. Aschner and Walker30 found no paperpublished in the
peer-reviewed literature that reported an abnormalbody burden of
mercury, or an excess of mercury in hair, urine,or blood. The one
paper that sought a relationship between autismand mercury levels in
hair did not observe such an association.31We did
not find evidence that chelation therapy has led to improvementin
children with autism.
A substantial literature describes the neurotoxicity of methyl
mercury but relatively little is known about the impact of ethyl
mercury on the nervous system, especially with repeated low-dose
exposure. The passage of methyl mercury across the blood-brain
barrier is facilitated by an active transport mechanism, whereasthe
passage of ethyl mercury into the brain does not have sucha
transport system and is further hindered by its larger molecularsize
and faster decomposition.32 At equivalent doses,
higherlevels of mercury have been found in the blood and less in
brainfollowing administration of ethyl mercury than methyl mercury.33These findings support the observation that the risk of
toxicityfrom ethyl mercury is overestimated by comparison with the
riskof intoxication from methyl mercury.34
Ethyl mercury exposurehas been reported to be more likely than
methyl mercury to producelesions of the spinal cord, skeletal
muscle, and myocardium.8
The effects of mercurial compounds are influenced by dose and
duration of exposure and by maturational stage.
Studies in experimental animals exposed postnatally to ethyl
mercury indicate patchy damage in the cerebellar granule celllayer,
while methyl mercury produced a diffuse abnormality.35Methyl mercury exposure has been reported to disrupt neuronal
migration primarily in the motor cortex36 and in
the cerebellargranule cell layer.37 In
humans with massive exposure to mercurialsresulting in death, brains
showed severe atrophy and gliosisof calcarine cortex, as well as
diffuse neuronal loss and gliosisof the auditory, motor and sensory
cortices, and extensive cerebellaratrophy.38
The most extensive pathologic studies of the brain in mercury
poisoning followed methyl mercury exposure resulting from contaminatedseafood in Japan and from contaminated bread in Iraq. Microscopicfindings in these brains included decreased numbers of neurons
and increased numbers of glial cells and macrophages throughoutthe
cortex, as well as loss of granule cells and irregularityof the
Purkinje cell layer in the cerebellum. In 2 Iraqi infantsexposed
prenatally to methyl mercury there was a simplifiedgyral pattern,
short frontal lobe, and reduction in white mattervolume, along with
derangement and lack of definition of thecortical layers and
heterotopic neurons in cerebrum and cerebellum.39
Thus, in both prenatally and postnatally exposed brain, methyl
mercury resulted in neuronal cell loss and increased gliosisin the
cerebral cortex, in some adults marked atrophy of thecalcarine
cortex, and atrophy of the cerebellum with consistentloss of granule
cells and relative sparing of Purkinje cells.The weight or volume of
the mercury-exposed brains has not beenpresented, but the atrophy
associated with neuronal loss andin the infant cases the reduced
white matter volume suggestthat these brains were likely to be
reduced in size.
In ethyl mercury toxicity in children, nerve cell loss was widely
present but most marked in calcarine cortex, and there was diffuse
proliferation of glia, demyelination of ninth and tenth cranialnerve
roots, and atrophy of the cerebellar granule cell layerwith relative
sparing of Purkinje cells.8
In contrast, examined at autopsy, brains of autistic personsare
commonly enlarged both by weight40 and volume.26 Largerhead circumference and enlargement
seen on volumetric magneticresonance imaging studies in autism have
been noted above. Therehave been no reports of significant cerebral
cortical neuronalloss or calcarine atrophy in autism. The most
frequently reportedfindings in the autistic forebrain have been
unusually small,closely packed neurons and increased cell packing
density inportions of the limbic system, consistent with curtailment
ofdevelopment of this circuitry.40
Age-related abnormalities have been observed in the deep cerebellarnuclei and inferior olivary nucleus of the brainstem in autism.
The most consistent finding in the neuropathology of autismis
reduction in Purkinje cells in the cerebellum, primarilyin the
posterior inferior hemispheres.4143
Involvementof granule cells has rarely been reported. In contrast,
mercury-exposedbrains have shown significant and consistent damage
to the cerebellargranule cell layer with relative preservation of
Purkinje cells.
Thus, there seem to be major differences in the neuroanatomic
findings in autism as compared with those in mercury toxicity.
IN
HUMAN POPULATIONS EXPOSED TO MERCURY, DID AUTISM INCREASE?
In the first half of the 20th century, mercury was a constituentof
medications administered to treat worm infestations and teething
pain. Use of these compounds was associated with illness inyoung
children, affecting chiefly those 8 months old to 2 yearsold. These
infants showed photophobia, anorexia, skin eruption,and bright pink
color of hands and feet, which peeled and werepainful.44 This condition, called "pink disease" or acrodynia,was relatively common, and the cause of 103 deaths in England
and Wales in 1947.45 Survivors were not described
to have behavioraldisorders suggestive of autism.
In the 1950s in Minamata and in the 1960s in Niigata, Japan,there
were epidemics of methyl mercury poisoning resulting fromdischarge
of industrial wastes into coastal waters, with consumptionof
contaminated fish by humans. Heavy prenatal exposure resultedin low
birth weight, microcephaly, profound developmental delay,cerebral
palsy, deafness, blindness, and seizures.6,46 Affectedadults experienced impairments of
speech, constriction of visualfields, ataxia, sensory disturbance,
and tremor.
Was autism recognized with higher frequency in Japanese children
in the period of these toxic outbreaks or soon after it, especially
in those born in the regions affected by the tragic poisonings?
Japanese reports in the English language do not indicate that
Japanese clinicians thought so. Comparable in earlier periods,the
rates of autism were higher as reported in Japan in the1980s than in
studies from other countries.4749
Thisdifference was attributed by Japanese authors to broader
diagnosticcriteria and excellent ascertainment.50
Definitions and methodsof ascertainment were widely different in
different studies,so comparisons are difficult. A study in
Fukushima-ken51 isdescribed here in
some detail because it provides an exampleof the issues faced by
studies of prevalence during this periodand includes an analysis by
year of birth in an area not fardistant from Niigata. In this study,
conducted in 1977, theauthors attempted to evaluate all children
with autism 18 yearsold or less who were born in the province in
1960 through 1977.They ascertained cases by sending a letter and
questionnaireto 2233 institutions to find children with "autistic
behavior,"not further defined. Responses were received from 72.6% of
theinstitutions, which covered 38% to 40% of children in the
province.How responding institutions differed from those not
respondingis not stated. The autism prevalence estimates reported
includedchildren in the responding institutions in the numerator,
andall children in the area in the denominator. If the nonrespondinginstitutions had affected children in their care, and if there
were changes over the period of the study that might influence
recruitment of affected children at competing institutions,such
changes could markedly influence the result. Based on theirfinal
diagnosis, there were more children with "autistic mental
retardation" than with "early infantile autism," but no information
is provided on the basis for this distinction, nor on birthyear
patterns for the former group.
The authors of the Fukushima-ken study51
reported higher ratesof autism in children born between 1966 and
1974 than in births1960 through 1965 or after 1975. The authors
considered thatthe reason for the lower rates of autism in children
born before1966 "was probably that autistic children had become
older,lost the unique feature[s] of young autistic children and hadbeen overlooked." This suggests that procedures for locating
older subjects and criteria for diagnosis were not appropriatefor
all of the wide age span evaluated. For children born inthe last
years of the study, the low rates of autism surelyentail severe
undercounts as these children were 3 years oldor less at the time of
ascertainment. Although this study mighthave tested the question as
to whether autism was more frequentnear to outbreaks of mercury
poisoning, methodologic problemspotentially invalidate the time
trend analysis, and the shortfollow-up for the most recent birth
years means that no conclusionscan be drawn regarding children born
1974 or later.
Studies that followed victims of high-dose acute or chronic
mercury poisoning resulting from contaminated foods in Iraq,
Pakistan, Guatemala, and Ghana have not reported manifestations
suggestive of autism in survivors. In contrast, many of these
survivors had clinical signs such as persisting ataxia and dysarthria
that are seldom seen in autism.
An unpublished retrospective study was noted by the Instituteof
Medicines Immunization Safety Review Committee.52
As described in a Canadian Communicable Disease Report,53
thisstudy examined 10 years of data from a large database derivedfrom 7 health maintenance organizations that covered
2.5% ofthe United
States population. A weak but statistically significant(relative
risk ratio <2.0) association was found betweenmeasures of cumulative
exposures to thimerosal and the presenceof speech delay and
attention-deficit/hyperactivity disorder,but not autism. There were
many limitations of this analysisand its ability to identify bias
and confounding. A second unpublishedscreening study did not confirm
the findings of the first. Althoughfar from definitive, these
studies represent the only directinvestigation to date of a possible
association of thimerosalexposure with autism. Neither study
observed such an association.
Two studies have examined neurologic and psychologic functionin
young children associated with lower dose but repeated dietary
exposure to methyl mercury. In the Faeroe Islands, exposurewas via
consumption of marine fishes and mammals (whales). Inthe Faeroes,
there may have been additional toxins includingpolychlorinated
biphenyls and perhaps others.54,55
The Faeroestudy of 428 to 900 children at 7 years old observed an
associationof mercury levels in cord blood or maternal hair with
impairedperformance in tests of attention, memory for visuospatial
information,the Boston Naming Test, fine motor function, and verbal
learning.56,57In contrast, in
the Sechylles study of >700 children, exposurewas to marine fish
only, and boys with higher levels of hairmercury performed better on
some tests, including the BostonNaming Test and 2 tests of visual
motor coordination.59,60 Theauthors considered their enhanced performance might be related
to beneficial effects of constituents other than mercury infish.
Myers et al54 have discussed sources of difference
inthe results of these studies.
The Faeroe and Seychelles studies were probably large enoughto
detect a substantial but not a minor increase in autism,if it was
present. Neither study was designed to investigatean association of
mercury exposure with autism, but autism inall but its milder forms
produces fairly striking behavioralaberration in young children.
Were the endpoints examined appropriatefor identification of
children with autism? The Faeroe studyincluded little behavioral
assessment. Based on experience inlead toxicity studies, the
Seychelles study used the Child BehaviorChecklist overall rating at
66 months and 96 months. Testingat 66 months included Checklist
subscales related to withdrawal,anxiety, and problems in social
function, attention, and thought.The Child Behavior Checklist is not
ideally sensitive for recognitionof autism, but would probably
identify the majority of affectedchildren.60
Myers et al,54 reviewing nearly 50 years of
researchon mercury exposure and 27 years experience in human
neurotoxicityof methyl mercury, concluded, "Our research has not
identifiedany adverse associations between [methyl mercury] exposure
fromfish consumption and clinical symptoms or signs."
Thimerosal is being eliminated from the vaccines used in routine
infant immunization programs in the United States and Canada.If
thimerosal was an important cause of autism, the incidenceof autism
might soon begin to decline. One can hope but notexpect that that
will happen; time will tell.
Mercury poisoning and autism both affect the central nervous
system but the specific sites of involvement in brain and thebrain
cell types affected are different in the two disordersas evidenced
clinically and by neuropathology. Mercury alsoinjures the peripheral
nervous system and other organs thatare not affected in autism.
Nonspecific symptoms such as anxiety,depression, and irrational
fears may occur both in mercury poisoningand in children with
autism, but overall the clinical pictureof mercurismfrom any known
form, dose, duration, or ageof exposuredoes not mimic that of
autism. No case historyhas been encountered in which the
differential diagnosis ofthese 2 disorders was a problem. Most
important, no evidenceyet brought forward indicates that children
exposed to vaccinescontaining mercurials, or mercurials via any
other route ofexposure, have more autism than children with less or
no suchexposure.
Continuing vigilance is necessary regarding the safety of vaccines,as is open-minded evaluation of new evidence. However, such
evidence must be of sufficient scientific rigor to provide a
responsible basis for decisions that influence the safety of
children. When information is incomplete, as it is at presentfor
thimerosal-autism questions, a balancing must be made ofrisks posed
by vaccine constituents and the benefits of diseaseprevention
achieved by keeping immunizations widely available.On the basis of
current evidence, we consider it improbablethat thimerosal and
autism are linked.
Karin B. Nelson, MD
Neuroepidemiology Branch
National Institute of Neurological Disorders and Stroke
Bethesda, MD 20892-1447
Margaret L. Bauman, MD
Childrens Neurology Service
Harvard Medical School
Boston, MA 02114-2620
FOOTNOTES
Received for publication Dec 2, 2002; accepted Dec 2, 2002.
Reprint requests to (K.B.N.) NEB/NINDS/NIH, Building 10, Room 5S221,
Bethesda, MD 20892-1447. E-mail:
knelson@helix.nih.gov
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"A foolish faith in authority is the worst enemy of truth."
-- Albert Einstein, letter to a friend, 1901
"I know of no safe depository of the ultimate powers of the society but the people themselves, and if we think them not enlightened enough to exercise control with a wholesome discretion, the remedy is not to take it from them, but to inform their discretion by education."
-- Thomas Jefferson, letter to William C. Jarvis, September 28, 1820
"What's the point of vaccination if it doesn't protect you from the unvaccinated?"
-- Sandy Gottstein
"Who gets to decide what the greater good is and how many will be sacrificed to it?"