Patients' perspectives on electroconvulsive therapy: systematic review
Diana Rose, senior researcher1,
Pete Fleischmann, researcher1, Til Wykes,
professor2, Morven Leese,
statistician3, Jonathan Bindman, senior
lecturer3
1 Service User Research Enterprise, PO34,
Institute of Psychiatry, De Crespigny Park, London SE5 8AF, 2
Department of Psychology, Institute of Psychiatry, 3 Health Services
Research Department, Institute of Psychiatry
Objective To ascertain patients' views on the benefits of and possible
memory loss from electroconvulsive therapy.
Design Descriptive systematic review.
Data sources Psychinfo, Medline, Web of Science, and Social
Science Citation Index databases, and bibliographies.
Study selection Articles with patients' views after treatmentwith electroconvulsive therapy.
Data extraction 26 studies carried out by clinicians and nine reports
of work undertaken by patients or with the collaborationof patients
were identified; 16 studies investigated the perceivedbenefit of
electroconvulsive therapy and seven met criteriafor investigating
memory loss.
Data synthesis The studies showed heterogeneity. The methodsused were associated with levels of perceived benefit. At least
one third of patients reported persistent memory loss.
Conclusions The current statement for patients from the Royal College
of Psychiatrists that over 80% of patients are satisfiedwith
electroconvulsive therapy and that memory loss is notclinically
important is unfounded.
Electroconvulsive therapy is generally indicated for depressionthat
is resistant to treatment. The procedure, which involvesthe
application of electrodes to the head to induce a convulsion,is
carried out under general anaesthetic. Although electroconvulsive
therapy is less commonly used today than in the past, over11 000
patients receive it in England annually.1 Nearly
onefifth of patients receive treatment under a special sectionof the Mental Health Act 1983.
The Royal College of Psychiatrists' fact sheet states that more
than eight out of 10 depressed patients who receive electroconvulsive
therapy respond well.2 "Electroconvulsive therapy
is the mosteffective treatment for severe depression and people...
reportthat it makes them feel `like themselves again' or that `lifeis worth living.'"2 Although reviews on
attitudes to electroconvulsivetherapy in the 1980s concluded that
patients found treatmentbeneficial and that they were satisfied with
it, this is currentlyopposed by individual patients and groups.34 We aimed toexamine
the sources of this controversy and to assess the debated
distinctions between efficacy, effectiveness, and satisfaction.5 Efficacy is restricted to what can be measured in a
controlledclinical trial, often over a short period. It will not
necessarilypredict the effectiveness of a treatment in a real life
situation,still less will it predict satisfaction. For instance, a
systematicreview of randomised controlled trials investigated
evidenceof the efficacy of electroconvulsive therapy as measured bysymptom scales completed by a mental health professional.6But these ratings may not be the same as perceptions of
reliefof symptoms by patients themselves. For example, in one studysimilar numbers of patients were regarded as improved by themselvesand by health professionals, but in 20% (n=13) of cases these
were different individuals.7
Patients' perceptions of benefit are likely to be based on broader
considerations than just the relief of symptoms. They may takeinto
account the amount and length of time symptoms are relieved(clinical
benefit) as well as any side effects. One side effectis memory loss.
The Royal College of Psychiatrists' fact sheetstates that while
memory of recent events may be affected byelectroconvulsive therapy,
"in most cases this memory loss goes away within a few days or weeks although
some patientscontinue to experience memory problems for several
months.As far as we know, electroconvulsive therapy does not haveany long term effects on your memory or intelligence."2 Somepatients, however, report severe and
longlasting memory lossesafter electroconvulsive therapy, and these
will influence decisionson the risks and benefits of treatment.
Despite these disagreements there has been little systematicstudy
of patients' views about the effectiveness and safetyof
electroconvulsive therapy. We aimed to ascertain patients'attitudes
on the perceived benefit of treatment, as distinctfrom clinically
rated outcome, and reported memory loss aftertreatment.
We searched the databases Psychinfo, Medline, Web of Science,and the
Social Science Citation Index for papers and reportsof patients'
views on treatment with electroconvulsive therapy(see
bmj.com for search terms). Bibliographies were also
handsearched. Articles were excluded that concerned lay or
professionalopinion, children or adolescents, or where not all the
patientshad received treatment.
Of the 27 papers identified, 26 were authored by academics or
researchers and conducted in psychiatric facilities. A reference
group enabled us to identify nine reports written either bypatients
or in collaboration with them. The work of Communicate,the user
group at the Maudsley hospital, is awaiting publication,but we had
access to its raw data. Although our searches includedglobal
sources, articles written by patients were confined tothe United
Kingdom in all but one case.
Analysis
We calculated the proportion of patients with positive responsesto
questions on effectiveness of treatment and the 95% confidence
intervals. Positive responses were defined as an affirmativeresponse
to the statements "electroconvulsive therapy is helpful"or "I would
have electroconvulsive therapy again." A Forrestplot was produced on
the raw (proportion) scale as to whetherelectroconvulsive therapy
was considered helpful, with normalapproximation standard errors.
The research studies were rated on four methodological variables.
These were selected from either previous research (settingand
interviewer), preliminary analysis of the data (intervalbetween
treatment and interview), or the social science literature.8
Interval between treatment and interview
We considered the interval between treatment and interview because
the benefits of treatment may be short lived and side effectsonly
apparent later. The scores were: 0 for during course oftreatment or
maintenance treatment; 1 for within four weeksor predischarge; 2 for
1-6 months; and 3 for more than sixmonths.
Number of questions
As a few brief questions are likely to produce less engagementthan a
more exploratory list of questions, we scored: 1 forfive or less
questions; 2 for 6-14 questions; and 3 for 15or more questions.
Complexity of interview
With simple response options there was less scope for patientsto
express their opinions whereas multiple choice questionsor
semistructured interviews allowed more complex opinionsto be
recorded. The scoring system was: 1 for dichotomous responses;2 for
simple Likert scales; 3 for complex Likert scales ormultiple choice;
and 4 for a semistructured interview.
Setting of interview and status of interviewer
Conducting an interview has been shown to influence the willingness
of patients to be critical about services.9 They
are morelikely to be critical when interviewed by a fellow patient
ina neutral setting. Because the setting and status are alwayshighly correlated, we amalgamated them into one category. The
scoring system was: 1 for inpatients; 2 for same hospital ortreating
doctor; 3 for non-treating doctor or at home; 4 forday care or
voluntary sector; and 5 for source independent ofhealth services,
and choice of setting.
Logit models were fitted to assess associations between positive
responses and methodological characteristics and the distinction
between clinical and patient studies. SPSS version 10 and Stata
version 7 were used for the analyses.
In 16 studies patients were asked if they found electroconvulsive
therapy helpful and in 12 studies they were asked if they wouldhave
the treatment again (table 1). The level of positiveresponses varied widely between studies (tests for heterogeneity:
2=370,
P < 0.001, for treatment helpful, 2=256, P < 0.001for would have
treatment again). The Forrest plot for "helpful"shows that the
patient led and collaborative studies reportthe lowest levels of
positive responses; there was, however,an overlap in the confidence
intervals (figure and table 1).
Table 1 Details of
perceived benefit of electroconvulsive therapy, date,
sample size, and four scored methodological variables of
studies eliciting patients' views on treatment. Values
are numbers (percentages; 95% confidence intervals) of
patients unless stated otherwise
Proportions of patients
who would find electroconvulsive therapy helpful, by
study. Lines indicate approximate 95% confidence
intervals; size of box indicates precision. *Patient
study
A funnel plot showed no evidence of publication bias among the
clinical studies. No systematic relation was found betweenperceived
benefit and the country, or region of the UnitedKingdom, where the
research was undertaken.
Methodological variables
The number of questions, complexity of the interviews, and the
interval before interview were intercorrelated (between numberof
questions and both the other two variables r=0.54, betweeninterval
and complexity r=0.75). The clinical studies tendedto use fewer
questions, less complex schedules, and a shorterinterval, although
the difference in complexity was not significant (see table 1).
Studies where the interviews were conducted soon after treatment,
in hospital settings, by the treating doctor, were more likelyto
report positive views of electroconvulsive therapy (table 2).Studies with low complexity schedules, few questions, anda
short interval were also associated with high perceived benefit.In
the case of treatment considered helpful there was a clearhierarchy
in setting, as coded from studies of inpatients (coded1) to studies
based in the community (coded 5).
Table 2
Associations between positive responses and
methodological variables of patients' responses to
electroconvulsive therapy. Values are odds ratios (95%
confidence intervals) unless stated otherwise
When the analyses were repeated for the clinical studies alone,
the effects were in the same direction and of a similar magnitude.
Because of reduced sample sizes, fewer associations were significant.
Within clinical studies, the number of questions remained significantlyassociated with treatment considered helpful, and complexity
and interval were associated with whether the patient wouldhave
treatment again. In multivariate models, only setting remained significant.
Persistent memory loss
Of the 35 studies, 20 considered memory loss as a consequenceof
electroconvulsive therapy. Thirteen were excluded becausedata were
not given or the interval between treatment and questionsabout
memory loss was less than six months. In four of theremaining
studies, respondents were asked specifically whetherthey had
experienced persistent or permanent memory loss, andin four studies
any reported memory problem was sought (onestudy reported on both;
table 3).
Table 3 Numbers
(percentages) of patients reporting memory loss, by
study
The rate of reported persistent memory loss varied between 29%and
55%, but, unlike levels of perceived benefit, the ratedid not seem
to depend on whether studies were clinical orpatient based, with
relatively high levels being reported byboth types of study.
The methods used to elicit patients' views on electroconvulsive
therapy influence the reporting of perceived benefit and willingness
to repeat treatment. Variation in levels of perceived benefitwas
also related to the source of the research. Patient ledstudies
reported lower rates of perceived benefit than clinicalstudies. This
might be attributed to a selection bias, withpatient studies only
selecting people who were antagonisticto treatment. The study by
Communicate, the user group at theMaudsley Hospital, is, however, a
prospective one, where theinterview schedule was clearly stated to
come from a patientgroup. This study still reports lower rates of
satisfactionthan any of the clinical studies, indicating that even
witha prospective design, patient led or collaborative researchfinds lower rates of satisfaction with treatment. Our findings
suggest the difference may be attributed to a tendency forclinical
studies to take place soon after treatment, to usemedical assessors
in clinical settings, and to use brief questionnaireswith low
complexity for responses.
Qualitative data collected as part of a wider review supportsthe
above conclusions but show, in addition, how patients'views on
electroconvulsive therapy are often complex. Thesedata illuminate
the way in which patients make decisions aboutelectroconvulsive
therapy by weighing the risks and benefitsof treatment. Most of the
studies we reviewed used simple response categories that did not allow this
complex trade-off and otherattitudes to be described. One hypothesis
is that many patientsare not simply for or against the treatment or
even are neutralabout it. The concept of satisfaction and its
measurement arealso subject to these criticisms of
oversimplification. Futureresearch should include qualitative
measures with representative samples of patients who have received
electroconvulsive therapy.
Electroconvulsive therapy is a complex intervention comprising
many stages and the involvement of many staff. Patients mayhave
varying views about these different stages. As the literaturewe
reviewed relied on global ratings, however, it was not possibleto
investigate each stage independently. The exception wasthe
information and consent stage, which will be reported later.
Memory loss
Although the studies did not use consistent definitions or standardised ratings
for memory loss, levels were between 29% and 79%. Thelevels were not
determined by whether studies were clinicianled or patient led, but
the two types of study did differ intheir analyses and
interpretation of findings. Patient ledresearch typically presents
numerical results and illustrates these with quotations to show what the data
mean in terms ofpatients' lives, whereas clinical researchers tend
to undertakefurther statistical analysis of the data, sometimes
ignoringthe original data. For example, one study asked participantsto assess the statement that "electroconvulsive therapy permanentlywipes out large parts of memory."11 The
study then reportedthat people who had never received treatment were
more likelyto endorse this statement than those who had received it.
Itdid not, however, comment on the finding that one third ofthose who had received treatment agreed with the strongly wordedstatement.
Another study controlled for depression in the analyses andfound
that memory loss continued to be significant.27
Nonetheless,the authors concluded that long term memory loss was an
important problem for only a small group of people and were doubtful aboutthe causative role of electroconvulsive therapy.
The findings relate to the experience of persistent memory loss.
Routine neuropsychological tests have been used in studiesof
electroconvulsive therapy to establish objective measuresof memory
loss and concluded that there was no evidence ofpersistent memory
loss. It would seem that these are the studieson which the Royal
College of Psychiatrists based its findings. The studies, however, typically
measure the ability to formnew memories after treatment
(antero-grade memory). Reportsby patients of memory loss are of the
erasing of autobiographicalmemories or retrograde amnesia. Thus the
risks reported bypatients do not appear in clinical assessments.
What
is already known on this topic
Around 11 000 people receive
electroconvulsive therapy in England annually
Controversyexists as to whether treatment
is beneficial and whether patientsare
satisfied with it
Patients' views have never been systematicallyreviewed
What this study adds
At least one third of patientsreport
significant memory loss after treatment
Routine neuropsychologicaltests to assess
memory do not address the types of memory lossreported by patients
Reported patient satisfaction with electroconvulsivetherapy depends on the methods used to elicit a
response
Controversy between medical opinion and patient organisations
We found possible sources of controversy between professionalbodies
and some patients and patient organisations. The levelsof perceived
benefit differed between patient led and clinicianled studies
because different methods were used and becausein many cases these
methods did not allow an adequate descriptionof the complexity of
subjective experience. Even where findings,such as persistent memory
loss, did not differ between patientled and clinician led studies,
the interpretations may havediffered radically. It is therefore not
surprising that disputescan arise between professionals and patients
and that organisationsshould emerge that provide support and a forum
for those whofeel their treatment has not been beneficial.
Conclusion
Although clinical trials concluded that electroconvulsive therapyis
an effective treatment,6 measures of efficacy did
nottake into account all the factors that may lead patients toperceive it as beneficial or otherwise. Studies of treatment
are needed that are able to investigate a range of outcomesvalued by
patients. Important among these are factors thatimpact on
effectiveness and satisfaction. Also important isloss of
autobiographical memory, which is widely described but insufficiently
systematically investigated.
Contributors: All authors contributed to the design of the
studyand the interpretation of the findings and were involved inwriting the paper. The data were collected by DR and PF andanalysedby DR, TW, and ML. DR and PF have been recipients of electroconvulsivetherapy. DR will act as guarantor for the paper.
Competing interests: This paper is based on a report fundedby a grant from the Department of Health, England. The Departmentof Health has given permission for publication but does not
necessarily endorse the views contained in the paper.
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