Published online: 17 March 2003, doi:10.1038/nm840
April 2003 Volume 9 Number 4 pp 448 - 452
Neuropathology of human Alzheimer disease after
immunization with amyloid- peptide: a case
report
James A.R. Nicoll1, 2,
David Wilkinson1, 3,
Clive Holmes1, 3,
Phil Steart2, Hannah
Markham1, 2 & Roy O.
Weller1, 2
1.
Division of Clinical Neurosciences, University of Southampton,
Southampton, UK
2. Neuropathology, Department of Pathology, Southampton
General Hospital, Southampton, UK
3. Memory Assessment and Research Centre, Moorgreen Hospital,
Southampton, UK Correspondence should be addressed to J A
R Nicoll. e-mail:
J.Nicoll@soton.ac.uk
Amyloid- peptide (A)
has a key role in the pathogenesis of Alzheimer disease (AD).
Immunization with A in a transgenic mouse model of AD
reduces both age-related accumulation of A in
the brain1 and associated cognitive
impairment2, 3. Here
we present the first analysis of human neuropathology after
immunization with A (AN-1792). Comparison with
unimmunized cases of AD (n = 7) revealed the following
unusual features in the immunized case, despite diagnostic
neuropathological features of AD: (i) there were extensive areas of
neocortex with very few A plaques; (ii)
those areas of cortex that were devoid of A
plaques contained densities of tangles, neuropil threads and
cerebral amyloid angiopathy (CAA) similar to unimmunized AD, but
lacked plaque-associated dystrophic neurites and astrocyte clusters;
(iii) in some regions devoid of plaques, A-immunoreactivity
was associated with microglia; (iv) T-lymphocyte meningoencephalitis
was present; and (v) cerebral white matter showed infiltration by
macrophages. Findings (i)(iii) strongly resemble the changes seen
after A immunotherapy in mouse models of AD1-6 and suggest that the immune response
generated against the peptide elicited clearance of A plaques in this patient. The T-lymphocyte
meningoencephalitis is likely to correspond to the side effect seen
in some other patients who received AN-1792 (refs. 79).
A 72-year-old woman with a 5-year history of gradually progressive memory
impairment presented with worsening confusion and disorientation. Her Mini
Mental State Examination (MMSE) score (23/30) represented a three-point
deterioration in two years. She had global cognitive impairment and satisfied
the National Institute of Neurological and Communicative Disorders and
StrokeAlzheimer's Disease and Related Disorders Association's criteria for
probable AD, with no cardiovascular risk factors and a modified Haschinski score
<4. Therapy with rivastigmine tartrate, a cholinesterase inhibitor, resulted in
improvements in the Alzheimer's Disease Assessment Scale cognitive section (ADAS
cog), MMSE, clock drawing and verbal fluency, but ten months later she had
returned to baseline levels on all these parameters. The patient was then
enrolled in a randomized, double-blind, multiple-dose immunogenicity study of A42
(AN-1792; Elan Pharmaceuticals). She received her first injection, containing 50
g
of AN-1792, in July 2000. This was repeated 4, 12 and 24 weeks later with no
apparent adverse effects. A fifth injection with a reformulated preparation
containing polysorbate-80, subsequently used in a multinational phase 2a trial,
was given 36 weeks after the first injection. Four weeks after her last
injection, her cognitive test results were unchanged (MMSE 23), but at six weeks
she suddenly became unwell with dizzy spells, drowsiness, an unstable gait and
fever. Two weeks after that, she deteriorated such that an MMSE could not be
performed. Neuroimaging (Fig. 1a) showed extensive bilateral alterations in the
cerebral white matter and enhancement on the brain surface. There was mild
hydrocephalus; an isodense mass was identified above the splenium of the corpus
callosum on the right side. The appearances were interpreted as representing
either edema, possibly associated with an inflammatory process, or an
infiltrating primary brain tumor. Therapy with dexamethasone was started. The
patient remained relatively unchanged until she died in February 2002 from a
pulmonary embolism 20 months after the first injection and 12 months after the
last injection.
Post-mortem examination of the patient's brain showed atrophy of the cerebral
cortex and white matter, with focal white-matter softening and granular change
associated with ventricular enlargement (Fig. 1b). There was no mass lesion corresponding to
that identified earlier by imaging. Neuritic plaques, neurofibrillary tangles
and neuropil threads were identified in the cerebral neocortex by modified
Bielshowsky, thioflavine S, anti-tau, anti--APP (amyloid precursor
protein) and anti-A staining, providing histological confirmation of the
clinical diagnosis of AD according to standard diagnostic criteria (Consortium
to Establish a Registry for Alzheimer's Disease (CERAD) 'definite' and Braak &
Braak stage VVI)10.
Where plaques were present in the immunized case, for example in the medial
frontal lobes (Fig. 1c), they were patchy in contrast with the
relatively uniform distribution in the unimmunized AD brain (Fig. 1e and
f). A plaques were absent or sparse, however,
throughout much of the neocortex, including extensive areas of the parietal (Fig. 1d), temporal, frontal and occipital lobes. In
contrast, A plaques were numerous in the basal ganglia and cerebellum, which is
usually a feature of relatively advanced AD. A plaque density (Fig. 1g) and A load (Fig. 1h) were quantified by computerized image analysis
in the immunized case and unimmunized AD cases (n = 7) in three regions
of the temporal neocortex and two regions of the frontal neocortex that are
usually severely affected in AD. In the medial frontal gyrus, the plaque density
of the immunized case was 140 plaques/mm2, well within the range of
the unimmunized AD cases (median 190, range 25.4298 plaques/mm2).
However, in the cingulate gyrus and the three regions of the temporal lobe, the
mean plaque density in the immunized case was below the range of the unimmunized
AD cases, with very few plaques in the middle (1.0 plaques/mm2) and
superior temporal gyri (3.2 plaques/mm2). Likewise, the mean A
load (percentage of microscope field immunostained for A;
Fig. 1h) of the immunized case in the medial frontal
gyrus (6.7%) fell within the distribution of the load in the unimmunized AD
cases (median 7.2%, range 4.311.2%), but was well below in the other four
regions (cingulate = 2.4%, inferior temporal = 0.46%, middle temporal = 0.03%,
superior temporal = 0.04%). Staining with thioflavine S and Congo red was done
(data not shown) to assess the possibility that the paucity of plaques detected
by A immunohistochemistry in the immunized case was due to competition
with the patient's own A-specific antibodies. These amyloid stains
showed plaque densities that corresponded to the A
immunohistochemistry.
We assessed
the distribution of other features of AD pathology in relation to
this patchy distribution of A plaques in the
immunized case by comparing the anatomical regions that had the
highest (medial frontal gyrus) and the lowest (middle temporal
gyrus) A loads (Table 1). Specific features associated with
plaques in AD (such as clusters of tau-immunoreactive dystrophic
neurites and clusters of glial fibrillary acid protein
(GFAP)immunoreactive astrocytes) were substantially less numerous
in the middle temporal gyrus of the immunized case, corresponding
with the paucity of A plaques in that region compared
with both the medial frontal gyrus in that case and the unimmunized
AD cases. However, features of AD pathology that are not
specifically associated with plaques (such as neurofibrillary
tangles, neuropil threads and CAA, an accumulation of amyloid in the
walls of blood vessels) were distributed relatively uniformly
throughout the cerebral cortex in the immunized case, regardless of
the variation in the density of A plaques (Fig. 2ad). The intensity of IgG
immunoreactivity of plaques did not differ between the immunized and
unimmunized AD cases (Table 1).
Some of the neocortical areas devoid
of A plaques contained small aggregates of
granular or punctate A immunostaining (Fig. 2e), which corresponded closely in
appearance and location to cells identified as phagocytic microglia
immunoreactive for CD68 and human leukocyte antigen DR (Fig. 2g). This cellular pattern of A was observed with both A40-
and A42-specific antibodies (data not shown).
There was an infiltrate of lymphocytes in the leptomeninges (Fig. 3af), which was most dense in
relation to amyloid-laden blood vessels. In addition, there was a
sparse lymphocytic infiltrate in the cerebral cortex, in
perivascular spaces, within the amyloid of the vessel walls, and
within the parenchyma (Fig. 3g and
h). Immunohistochemistry identified the
meningoencephalitis as being composed of T lymphocytes (CD3+
and CD45RO+;
Fig. 3b and
d); the majority were CD4+ (Fig. 3f and
h) and very few were CD8+ (Fig. 3e and
g). B lymphocytes were not present (CD79a
and CD20;
Fig. 3c).
Meningoencephalitis is not a feature of AD pathology and is likely to be a
consequence of the immunotherapy. Some of the other patients in the AN-1792
trial were found to have high cell counts in cerebrospinal fluid taken by lumbar
puncture for investigation of adverse events with clinical features of
meningoencephalitis9.
Corresponding with the magnetic resonance scans and macroscopic appearance of
the brain, there were diffuse abnormalities affecting the cerebral white matter,
with a marked reduction in the density of myelinated fibers (Fig. 3i) and extensive macrophage infiltration (Fig. 3j). Although its cause is unclear, this
macrophage infiltration might have been responsible for the tumor-like
appearance in the neuroimaging, particularly if the macrophage infiltration had
been even more marked when the patient was alive. The macrophages in the white
matter were not immunostained for A, perhaps because they had
metabolized previously phagocytosed A that was no longer
immunoreactive, or because their presence was unrelated to phagocytosis of A.
Although depletion of myelinated fibers may be observed in AD, particularly in
cases with relatively severe CAA, it is not associated with macrophage
infiltration.
Examination of the brain of our immunized patient showed features that are
not normally seen in AD and that bear remarkable similarities to features of
aged PDAPP mice, which express a mutant A precursor protein and normally
accumulate A deposits, after A immunotherapy1-6. Both have a low density of A plaques in
extensive areas of the cerebral cortex. In addition, both have a similar
localization of A to microglia1. Fc-mediated
phagocytosis of A by microglia in the presence of A-specific
antibodies was reported in an ex vivo study of plaque-laden tissue from
both PDAPP mice and human AD5. If plaques were
indeed cleared in this patient after immunization with A peptide, then
it is possible that the low levels of antibody detected (positive titers of 1:50
at the time of the fifth injection, rising to 1:1,004 two weeks later and
falling to 1:799 after four weeks) may be sufficient to effect plaque clearance
over an extended period of time. Decoration of plaques by IgG and C3 complement1 is a feature of the immune response that occurs in
immunized PDAPP mice and that was seen in our immunized patient (data not
shown). It is unclear whether this is a response to immunization, as similar
intensities of IgG immunoreactivity were associated with plaques in the
unimmunized AD cases (Table 1). Some differences may be anticipated between studies
of immunized mice and humans because of the different timescales involved.
Removal and degradation of phagocytosed A occurred within 3 d, as
observed in vitro studies5 and by direct
visualization in live immunized mice by multiphoton microscopy4. In our patient, despite periods of 20 months after the
first immunization and 12 months after the last immunization, A was still
associated with microglia, indicating prolonged persistence of phagocytosed A or
continuing phagocytosis.
The persistence of amyloid in the walls of blood vessels (CAA), despite its
removal from plaques, was also observed in studies of PDAPP mice4. The vascular amyloid deposits, which comprise
predominantly A40 (unlike plaques, which are predominantly A42),
may be more stable, more rapidly replenished or less accessible, for example to
A-specific antibody or phagocytes4. A
further possibility is that efflux of A from the brain through
perivascular drainage pathways may be stimulated by the immunotherapy and
contribute to CAA11. Whatever the mechanism, this
relative persistence of vascular A may be relevant to the
observation that CAA-related hemorrhage in APP transgenic mice was increased by
one A-specific antibody12.
Caution is required in extrapolating from the findings in this single case.
There is considerable interindividual variation in the pathological features of
AD; some of the features described here might simply represent an unusual
pattern of AD pathology, unrelated to the immunization. However, three features
predicted by the mouse immunotherapy studies were identified in this patient
immunized with A42. First, there were extensive areas with a low-density
of A plaques without plaque-associated dystrophic neurites and
GFAP-immunoreactive astrocytes. Second, A immunoreactivity was
associated with microglia in areas devoid of plaques. Third, there was
persistence of cerebrovascular amyloid. On this basis, we favor the view that
these observations represent therapeutic modification of the neuropathology of
AD with removal of A from the human brain. Three additional features were not
predicted by the mouse models of A immunotherapy: first, a CD4+
lymphocytic meningoencephalitis; second, persistence of neurofibrillary tangles
and neuropil threads in areas devoid of plaques; and third, extensive macrophage
infiltration of cerebral white matter.
Uncertainty remains over the consequences of removing A plaques from
the brains of patients with established AD pathology. It is not known whether
other features of AD pathology such as neuronal and synaptic loss will be
affected, and whether cognitive improvements analogous to those seen in
immunized PDAPP mice will occur. It also remains to be seen whether A
immunotherapy given early in life could prevent accumulation of A
and, if so, whether other features of AD pathology such as those involving tau
protein might also be prevented. Studies of A immunotherapy are likely to
provide a crucial test of the putative causal role of A in the
pathogenesis of AD.
Methods
A antibody titers. Antibody titers were measured as previously
described1; these data are available
courtesy of D. Schenk (Elan Pharmaceuticals, South San Francisco, California).
Briefly, A42 was coated onto 96-well plates and incubated with various
dilutions of patient serum in PBS. The amount of A-specific
antibody was ultimately detected with a horseradish peroxidaselinked second
antibody against human IgG.
Neuropathology. All brains in this study were fixed in formalin and
samples for histology were processed to paraffin wax by standard methods after
macroscopic examination. Tissue from unimmunized AD cases satisfying CERAD
criteria10 were drawn from the archives of the
Neuropathology laboratory at Southampton General Hospital. The study received
approval from the Southampton and South West Hants local research ethics
committee. Standard methods were used for histological stains, including
modified Bielschowsky, Congo red and thioflavine S. Immunohistochemistry was
conducted using appropriate antigen retrieval methods for each antibody. We used
primary antibodies against A (1:50; Novocastra, Newcastle, UK), A40
(1:250; Chemicon, Temecula, California), A42 (1:250; Chemicon), tau-2
(1:10,000; Sigma, Gillingham, UK), -APP (1:100; Chemicon), human
leukocyte antigen DR (CR3/43; 1:400; Dako, Glostrup, Denmark), IgG (1:1,000;
Dako), IgM (1:1,000; Dako), C3 (1:1,000; Dako), CD3 (1:100; Novocastra), CD4
(1:10; Novocastra), CD8 (1:100; Novocastra), CD20 (1:400; Dako), CD45RO (1:50;
Dako), CD68 (PGM1; 1:50; Dako) and CD79a (1:250; Dako). Bound primary antibody
was visualized using a standard diaminobenzidine streptavidin-biotin horseradish
peroxidase method (Dako).
Image analysis and quantification. A plaque immunoreactivity was
assessed by computerized quantitative image analysis (Imaging Associates KS400
software, Bicester, UK) in the regions identified above. Ten 10 objective
microscope fields (Zeiss Axioscop 2) were digitally captured (Zeiss Axiocam)
from equivalent areas of each region from each case. Immunoreactivity is
expressed as mean plaque density (plaques/mm2) and A load
(percentage immunostained area of region sampled). Tau-immunoreactive
neurofibrillary tangles, tau-immunoreactive dystrophic neurite clusters and
GFAP-immunoreactive astrocyte clusters were counted manually in 10
10 microscope fields by an experienced neuropathologist (J.N.).
Neuropil threads were scored as 0 = none, 1 = sparse, 2 = moderate and 3 =
dense. IgG immunoreactivity of plaques was scored as 1 = faint staining of few
plaques and 2 = faint staining of many plaques. Vascular A immunostaining
(CAA) was scored according to published methods13
(0 = none, 1 = <1/3 of vessels stained, 2 = 1/3 to 2/3 stained and 3 = 2/3 to
all stained).
Received 5 August 2002;
Accepted 14 February 2003; Published online 17 March 2003.
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ACKNOWLEDGMENTS
We thank the family of the person whose details are described
here for their permission to examine the brain and publish the
findings; H.M. Coroner for Winchester for his permission to disclose
this information; D. Schenk, D. Games and others at Elan
Pharmaceuticals for discussions and exchange of information; R.
Alston and A. Page (Biomedical Imaging Unit, Southampton General
Hospital) for help with image analysis and preparation of figures;
and L. Murray for help with data presentation.
Competing interests statement: The authors declare that
they have no competing financial interests.
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